Q4 2021 Holdings
Filed 2022-02-14 | 2479 holdings | $3.6B | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Mustang BIO Inc | COM | 62818Q104 | $20 | 11,798 | 0.0% |
| Getnet Adquirencia E Servico | SPONSORED ADS | 37428A103 | $25 | 17,639 | 0.0% |
| Zendesk Inc | NOTE 0.625% 6/1 | 98936JAD3 | $30 | $25,000 | 0.0% |
| Transocean LTD(RIG) | REG SHS | H8817H100 | $35 | 12,703 | 0.0% |
| Gemini Therapeutics Inc | COM | 36870G105 | $37 | 12,654 | 0.0% |
| CTI Biopharma Corp(CTIC1USD) | COM | 12648L601 | $38 | 15,365 | 0.0% |
| Sientra Inc | COM | 82621J105 | $39 | 10,643 | 0.0% |
| Audacy Inc | CL A | 05070N103 | $40 | 15,444 | 0.0% |
| Athenex Inc(ATNXEUR) | COM | 04685N103 | $46 | 33,677 | 0.0% |
| Epizyme Inc(EPZMEUR) | COM | 29428V104 | $46 | 18,243 | 0.0% |
| Teladoc Health Inc | NOTE 1.250% 6/0 | 87918AAF2 | $46 | $50,000 | 0.0% |
| Newage Inc | COM | 650194103 | $49 | 48,028 | 0.0% |
| Smiledirectclub Inc(SDCCQ) | CL A COM | 83192H106 | $56 | 23,688 | 0.0% |
| Tabula Rasa Healthcare Inc | NOTE 1.750% 2/1 | 873379AA9 | $62 | $75,000 | 0.0% |
| Aquabounty Technologies Inc(ABTUGBX) | COM NEW | 03842K200 | $67 | 31,804 | 0.0% |
| SEA LTD | NOTE 0.250% 9/1 | 81141RAG5 | $69 | $75,000 | 0.0% |
| Dish Network Corporation | NOTE 3.375% 8/1 | 25470MAB5 | $71 | $75,000 | 0.0% |
| Passage BIO Inc | COM | 702712100 | $74 | 11,641 | 0.0% |
| Wisdomtree Invts Inc(WT) | COM | 97717P104 | $75 | 12,314 | 0.0% |
| Yamana Gold Inc | COM | 98462Y100 | $76 | 17,941 | 0.0% |
| W & T Offshore Inc(WTI) | COM | 92922P106 | $77 | 23,780 | 0.0% |
| BGC Partners Inc(BGCPEUR) | CL A | 05541T101 | $77 | 16,568 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $78 | 18,951 | 0.0% |
| Sorrento Therapeutics Inc(SRNE) | COM NEW | 83587F202 | $79 | 16,892 | 0.0% |
| Viemed Healthcare Inc(VMD) | COM | 92663R105 | $79 | 15,043 | 0.0% |
| Pavmed Inc | COM | 70387R106 | $87 | 35,254 | 0.0% |
| GT Biopharma Inc | COM NEW | 36254L209 | $89 | 29,270 | 0.0% |
| Redfin Corp | NOTE 10/1 | 75737FAC2 | $90 | $100,000 | 0.0% |
| Moneygram Intl Inc(MGIEUR) | COM NEW | 60935Y208 | $91 | 11,563 | 0.0% |
| Team Inc | COM | 878155100 | $93 | 84,947 | 0.0% |
| Diversified Healthcare TR(DHC) | COM SH BEN INT | 25525P107 | $95 | 30,876 | 0.0% |
| Outlook Therapeutics Inc(ONSGBP) | COM NEW | 69012T206 | $96 | 70,352 | 0.0% |
| Gevo Inc(GEVO) | COM PAR | 374396406 | $96 | 22,361 | 0.0% |
| Therapeuticsmd Inc | COM | 88338N107 | $97 | 273,081 | 0.0% |
| 22ND Centy Group Inc | COM | 90137F103 | $97 | 31,363 | 0.0% |
| Emerald Holding Inc(EEX) | COM | 29103W104 | $99 | 24,884 | 0.0% |
| Solid Biosciences Inc | COM | 83422E105 | $99 | 56,691 | 0.0% |
| Lineage Cell Therapeutics in(LCTX) | COM | 53566P109 | $100 | 40,688 | 0.0% |
| Oncocyte Corp | COM | 68235C107 | $105 | 48,245 | 0.0% |
| Liveperson Inc | NOTE 12/1 | 538146AD3 | $106 | $125,000 | 0.0% |
| 9 Meters Biopharma Inc | COM | 654405109 | $106 | 108,293 | 0.0% |
| Curis Inc(CRISEUR) | COM NEW | 231269200 | $106 | 22,173 | 0.0% |
| Magenta Therapeutics Inc | COM | 55910K108 | $107 | 24,266 | 0.0% |
| Catchmark Timber TR Inc(CTT1USD) | CL A | 14912Y202 | $108 | 12,454 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $108 | 189,544 | 0.0% |
| Diamondrock Hospitality Co(DRH) | COM | 252784301 | $109 | 11,301 | 0.0% |
| Barnes & Noble ED Inc(BNEDUSD) | COM | 06777U101 | $110 | 16,117 | 0.0% |
| Akamai Technologies Inc | NOTE 0.375% 9/0 | 00971TAL5 | $117 | $100,000 | 0.0% |
| Pitney Bowes Inc(PBI) | COM | 724479100 | $118 | 17,794 | 0.0% |
| Innovate Corp(HCHCEUR) | COM | 45784J105 | $118 | 31,941 | 0.0% |