Q4 2021 Holdings
Filed 2022-02-14 | 173 holdings | $4.7M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-02-22) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Bill COM Hldgs Inc(BILL) | COM | 090043100 | $1.8M | 7,413 | 39.3% |
| Aldeyra Therapeutics Inc(ALDX) | COM | 01438T106 | $1.0M | 250,000 | 21.3% |
| Spdr S&P 500 ETF TR(SPY)PutA | TR UNIT | 78462F103 | $474.9K | 1,000,000 | 10.1% |
| Liberty Media Corp del | NOTE 1.375%10/1 | 531229AB8 | $95.8K | $63,367,000 | 2.0% |
| Carnival Corp | NOTE 5.750% 4/0 | 143658BE1 | $82.9K | $39,124,000 | 1.8% |
| United States STL Corp | NOTE 5.000%11/0 | 912909AT5 | $64.0K | $31,785,000 | 1.4% |
| Wayfair Inc | NOTE 1.000% 8/1 | 94419LAF8 | $57.7K | $38,355,000 | 1.2% |
| Cinemark Hldgs Inc | NOTE 4.500% 8/1 | 17243VAB8 | $48.5K | $33,795,000 | 1.0% |
| Bloomin Brands Inc | NOTE 5.000% 5/0 | 094235AB4 | $48.0K | $24,506,000 | 1.0% |
| Southwest Airls Co | NOTE 1.250% 5/0 | 844741BG2 | $45.5K | $34,000,000 | 1.0% |
| Arch Resources Inc | NOTE 5.250%11/1 | 039389AB7 | $37.3K | $14,110,000 | 0.8% |
| Guess Inc | NOTE 2.000% 4/1 | 401617AD7 | $35.6K | $30,564,000 | 0.8% |
| Istar Inc | NOTE 3.125% 9/1 | 45031UCB5 | $34.9K | $18,520,000 | 0.7% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $33.8K | $14,740,000 | 0.7% |
| World Wrestling Entmt Inc | NOTE 3.375%12/1 | 98156QAB4 | $32.6K | $15,771,000 | 0.7% |
| Nuance Communications Inc | NOTE 1.250% 4/0 | 67020YAN0 | $32.2K | $11,400,000 | 0.7% |
| Omnicell COM | NOTE 0.250% 9/1 | 68213NAD1 | $29.9K | $15,825,000 | 0.6% |
| Natera Inc | NOTE 2.250% 5/0 | 632307AB0 | $29.4K | $11,443,000 | 0.6% |
| Coupa Software Inc | NOTE 0.125% 6/1 | 22266LAC0 | $28.3K | $23,025,000 | 0.6% |
| Livent Corp | NOTE 4.125% 7/1 | 53814LAB4 | $27.7K | $9,415,000 | 0.6% |
| IHS Markit LTD(IHS) | SHS | G47567105 | $25.2K | 189,297 | 0.5% |
| Xilinx Inc(XLNXEUR) | COM | 983919101 | $25.0K | 118,000 | 0.5% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $23.9K | $11,400,000 | 0.5% |
| United States STL Corp New(USX1)PutA | COM | 912909108 | $20.3K | 854,000 | 0.4% |
| Crixus Bh3 Acquisition Co | UNIT 10/04/2026 | 22677T201 | $19.9K | 1,980,000 | 0.4% |
| Allscripts Healthcare Soluti | NOTE 0.875% 1/0 | 01988PAF5 | $19.0K | $12,825,000 | 0.4% |
| LCI Inds | NOTE 1.125% 5/1 | 501812AB7 | $18.0K | $16,225,000 | 0.4% |
| Apollo Strategic Growth CaptA | SHS CL A | G0411R106 | $17.0K | 1,743,210 | 0.4% |
| Athene Holding LTD | CL A | G0684D107 | $16.1K | 192,700 | 0.3% |
| Blackline Inc | NOTE 0.125% 8/0 | 09239BAB5 | $15.1K | $10,000,000 | 0.3% |
| Beyond Meat Inc(BYND)PutA | COM | 08862E109 | $14.3K | 220,000 | 0.3% |
| Fisker Inc(SPAQUSD)PutA | CL A COM STK | 33813J106 | $14.2K | 900,000 | 0.3% |
| Guess Inc(GU9)PutA | COM | 401617105 | $13.9K | 585,000 | 0.3% |
| Carnival Corp(CCL)PutA | COMMON STOCK | 143658300 | $13.1K | 651,700 | 0.3% |
| Galata Acquisition CorpA | SHS CL A | G3R23A108 | $12.2K | 1,237,500 | 0.3% |
| Avaya Hldgs Corp | NOTE 2.250% 6/1 | 05351XAB7 | $11.7K | $11,000,000 | 0.2% |
| Vocera Communications IncPutA | COM | 92857F107 | $11.5K | 177,000 | 0.2% |
| Liberty Media Corp del | NOTE 1.000% 1/3 | 531229AF9 | $11.4K | $6,600,000 | 0.2% |
| Anzu Special Acquisitin Corp | COM CL A | 03737A101 | $11.3K | 1,164,835 | 0.2% |
| Spdr SER TR(XBI)PutA | S&P BIOTECH | 78464A870 | $11.2K | 100,000 | 0.2% |
| Cyrusone Inc(CONE1EUR) | COM | 23283R100 | $10.8K | 120,000 | 0.2% |
| Booking Holdings Inc(BKNG) | COM | 09857L108 | $10.5K | 4,357 | 0.2% |
| M3 Brigade Acquisition II Co | COM CL A | 553800103 | $9.9K | 1,000,000 | 0.2% |
| American Airlines Group Inc | NOTE 6.500% 7/0 | 02376RAF9 | $9.5K | $6,840,000 | 0.2% |
| Figure Acquisition Corp I | COM CL A | 302438106 | $9.2K | 943,209 | 0.2% |
| American Airls Group Inc(AAL)PutA | COM | 02376R102 | $8.8K | 487,700 | 0.2% |
| Vroom IncPutA | COM | 92918V109 | $8.4K | 775,000 | 0.2% |
| National Vision Hldgs Inc | NOTE 2.500% 5/1 | 63845RAB3 | $8.1K | $4,800,000 | 0.2% |
| Coherent Inc(COHREUR) | COM | 192479103 | $8.0K | 30,000 | 0.2% |
| Mimecast LTD | ORD SHS | G14838109 | $8.0K | 100,000 | 0.2% |