Q1 2022 Holdings
Filed 2022-05-12 | 1409 holdings | $140.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| First TR Exchange Trad FD VI(FTGC)Put | FST TR GLB FD | 33739H101 | $0 | 12,500 | 0.0% |
| Northrop Grumman Corp(NOC)Put | COM | 666807102 | $0 | 1,100 | 0.0% |
| HSBC Hldgs PLC(HBC2)Put | SPON ADR NEW | 404280406 | $0 | 8,800 | 0.0% |
| Apple Inc(AAPL)Put | COM | 037833100 | $1 | 200 | 0.0% |
| Schlumberger LTD(SLB)Put | COM STK | 806857108 | $2 | 9,100 | 0.0% |
| Invesco QQQ TR(QQQ)Put | UNIT SER 1 | 46090E103 | $3 | 100 | 0.0% |
| Brickell Biotech Inc | COM | 10802T105 | $3 | 10,000 | 0.0% |
| Disney Walt Co(DIS)Put | COM | 254687106 | $3 | 1,000 | 0.0% |
| RIO Tinto PLC(RIO)Put | SPONSORED ADR | 767204100 | $3 | 3,900 | 0.0% |
| LGL Group Inc(LGL/WS) | *W EXP 11/16/202 | 50186A132 | $5 | 10,000 | 0.0% |
| Conformis Inc(CFMS) | COM | 20717E101 | $7 | 10,550 | 0.0% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $10 | 15,000 | 0.0% |
| Supernus Pharmaceuticals | NOTE 0.625% 4/0 | 868459AD0 | $10 | 10,000 | 0.0% |
| Mcewen MNG Inc | COM | 58039P107 | $10 | 12,403 | 0.0% |
| Hope Bancorp Inc | NOTE 2.000% 5/1 | 43940TAB5 | $13 | 13,000 | 0.0% |
| Alkaline WTR Co Inc | COM NEW | 01643A207 | $14 | 15,389 | 0.0% |
| Kaman Corp | NOTE 3.250% 5/0 | 483548AF0 | $16 | 16,000 | 0.0% |
| Pacira Biosciences Inc | NOTE 0.750% 8/0 | 695127AF7 | $16 | 13,000 | 0.0% |
| Moderna Inc(MRNA)Put | COM | 60770K107 | $17 | 100 | 0.0% |
| Stride Inc | NOTE 1.125% 9/0 | 86333MAA6 | $17 | 17,000 | 0.0% |
| Veon LTD | SPONSORED ADR | 91822M106 | $17 | 24,874 | 0.0% |
| HCI Group Inc | NOTE 4.250% 3/0 | 40416EAD5 | $18 | 16,000 | 0.0% |
| Seanergy Maritime Hldgs Corp | SHS NEW | Y73760194 | $19 | 16,435 | 0.0% |
| AIR Trans Svcs Group Inc | NOTE 1.125%10/1 | 00922RAB1 | $20 | 17,000 | 0.0% |
| Meritor Inc | NOTE 3.250%10/1 | 59001KAF7 | $21 | 19,000 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $22 | 11,300 | 0.0% |
| Parsons Corp del | NOTE 0.250% 8/1 | 70202LAB8 | $22 | 21,000 | 0.0% |
| Cheesecake Factory Inc | NOTE 0.375% 6/1 | 163072AA9 | $24 | 27,000 | 0.0% |
| Insight Enterprises Inc | NOTE 0.750% 2/1 | 45765UAB9 | $26 | 16,000 | 0.0% |
| Therapeuticsmd Inc | COM | 88338N107 | $27 | 70,850 | 0.0% |
| Research Frontiers Inc(REFR) | COM | 760911107 | $27 | 13,820 | 0.0% |
| Genetic Technologies LTD | NEW SPONSRD ADR | 37185R307 | $28 | 13,961 | 0.0% |
| Lument Finance Trust Inc(LFT) | COM | 55025L108 | $29 | 10,695 | 0.0% |
| Vishay Intertechnology Inc | NOTE 2.250% 6/1 | 928298AP3 | $34 | 34,000 | 0.0% |
| Prospect Cap Corp | NOTE 6.375% 3/0 | 74348TAT9 | $37 | 35,000 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $38 | 15,027 | 0.0% |
| Diversified Healthcare TR(DHC) | COM SH BEN INT | 25525P107 | $42 | 13,131 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $52 | 15,100 | 0.0% |
| Ardmore Shipping Corp(ASC) | COM | Y0207T100 | $60 | 13,305 | 0.0% |
| Banco Santander S.A.(SAN) | ADR | 05964H105 | $63 | 18,639 | 0.0% |
| Oaktree Specialty Lending Co | COM | 67401P108 | $75 | 10,152 | 0.0% |
| MFS High Income MUN TR(CXE) | SH BEN INT | 59318D104 | $82 | 18,600 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $82 | 20,356 | 0.0% |
| Aptose Biosciences Inc | COM NEW | 03835T200 | $83 | 60,895 | 0.0% |
| Fubotv Inc(FUBO) | COM | 35953D104 | $88 | 13,367 | 0.0% |
| Canopy Growth Corp | COM | 138035100 | $90 | 11,885 | 0.0% |
| Eaton Vance SR Income TR(EVF) | SH BEN INT | 27826S103 | $92 | 14,500 | 0.0% |
| Nektar Therapeutics(NKTREUR) | COM | 640268108 | $98 | 18,255 | 0.0% |
| Renesola LTD(VQKA) | SPONSORED ADS | 75971T301 | $98 | 16,940 | 0.0% |
| Top Ships Inc | COM | Y8897Y180 | $107 | 102,557 | 0.0% |