Q3 2022 Holdings
Filed 2022-10-11 | 992 holdings | $1.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Conx Corp | *W EXP 10/30/202 | 212873111 | $1 | 14,250 | 0.0% |
| Quotient LTD | SHS | G73268107 | $2 | 14,730 | 0.0% |
| Neximmune Inc | COM | 65344D109 | $6 | 10,500 | 0.0% |
| NRX Pharmaceuticals Inc | COM | 629444100 | $7 | 10,000 | 0.0% |
| Bristol-Myers Squibb Co(CELG-R) | RIGHT 12/30/2030 | 110122140 | $13 | 93,770 | 0.0% |
| 22ND Centy Group Inc | COM | 90137F103 | $14 | 15,000 | 0.0% |
| Neubase Therapeutics Inc | COM | 64132K102 | $16 | 40,500 | 0.0% |
| Mustang BIO Inc | COM | 62818Q104 | $17 | 35,300 | 0.0% |
| RED CAT Hldgs Inc(RCAT) | COM | 75644T100 | $17 | 10,000 | 0.0% |
| Opal Fuels Inc | *W EXP 07/21/202 | 68347P111 | $22 | 15,300 | 0.0% |
| Protalix Biotherapeutics Inc(PLX) | COM | 74365A309 | $23 | 22,000 | 0.0% |
| Smith Micro Software Inc | COM NEW | 832154207 | $23 | 10,000 | 0.0% |
| Oxford Square Cap Corp(OXSQ) | COM | 69181V107 | $30 | 10,000 | 0.0% |
| Credit Suisse Asset Mgmt Inc(CIK) | COM | 224916106 | $38 | 14,500 | 0.0% |
| Matterport Inc(MTTR*) | COM CL A | 577096100 | $39 | 10,250 | 0.0% |
| Drive Shack Inc(DSEUR) | COM | 262077100 | $40 | 65,000 | 0.0% |
| Paysafe Limited(PSFE) | ORD | G6964L107 | $47 | 34,000 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $48 | 10,300 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $57 | 15,300 | 0.0% |
| Energy Fuels Inc(UUUU) | COM NEW | 292671708 | $61 | 10,000 | 0.0% |
| Mitsubishi UFJ Finl Group in(MUFG) | SPONSORED ADS | 606822104 | $64 | 14,217 | 0.0% |
| TG Therapeutics Inc(TGTX) | COM | 88322Q108 | $72 | 12,200 | 0.0% |
| Oaktree Specialty Lending Co | COM | 67401P108 | $80 | 13,300 | 0.0% |
| Opal Fuels Inc Class A(OPAL) | COM | 68347P103 | $84 | 10,100 | 0.0% |
| Hanesbrands Inc(HN9) | COM | 410345102 | $86 | 12,408 | 0.0% |
| Nuveen MUN Income FD Inc(NMI) | COM | 67062J102 | $89 | 10,261 | 0.0% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $96 | 166,750 | 0.0% |
| Nuveen PFD & Income Opportun(JPC) | COM | 67073B106 | $100 | 14,430 | 0.0% |
| Gabelli Util TR(GUT) | COM | 36240A101 | $102 | 14,800 | 0.0% |
| Cbre GBL Real Estate Inc FD(IGR) | COM | 12504G100 | $102 | 17,758 | 0.0% |
| Barings BDC Inc(BBDC) | COM | 06759L103 | $103 | 12,399 | 0.0% |
| RPC Inc(RES) | COM | 749660106 | $104 | 15,000 | 0.0% |
| Smith & Wesson Brands Inc(SWBI) | COM | 831754106 | $112 | 10,825 | 0.0% |
| Canopy Growth Corp | COM | 138035100 | $112 | 41,144 | 0.0% |
| Abrdn Total Dynamic Dividend(XAODX) | COM SH BEN INT | 00326L100 | $113 | 15,806 | 0.0% |
| Teva Pharmaceutical Inds LTD(TEVA) | SPONSORED ADS | 881624209 | $116 | 14,408 | 0.0% |
| Global MED REIT Inc(GMREUSD) | COM NEW | 37954A204 | $118 | 13,850 | 0.0% |
| Denison Mines Corp(DNN) | COM | 248356107 | $119 | 100,000 | 0.0% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $123 | 15,475 | 0.0% |
| Pennantpark Floating Rate CA(PFLT) | COM | 70806A106 | $129 | 13,400 | 0.0% |
| Sumitomo Mitsui Finl Group I(SMFG) | SPONSORED ADR | 86562M209 | $130 | 23,666 | 0.0% |
| Whitehorse FIN Inc(WHF) | COM | 96524V106 | $131 | 11,800 | 0.0% |
| Eaton Vance Tax-Managed Glob(ETW) | COM | 27829C105 | $135 | 17,820 | 0.0% |
| Medical Pptys Trust Inc(MPT) | COM | 58463J304 | $135 | 11,387 | 0.0% |
| Sofi Technologies Inc(SOFI) | COM | 83406F102 | $137 | 28,000 | 0.0% |
| Seelos Therapeutics Inc | COM | 81577F109 | $140 | 135,500 | 0.0% |
| Pimco Dynamic Income Oprnts(PDO) | COM BEN SHS | 69355M107 | $140 | 10,650 | 0.0% |
| Goodyear Tire & Rubr Co(GT) | COM | 382550101 | $142 | 14,025 | 0.0% |
| Kayne Anderson Energy Infrst(KYN) | COM | 486606106 | $144 | 17,813 | 0.0% |
| Nuveen PFD & Income Secs FD | COM | 67072C105 | $152 | 23,091 | 0.0% |