Q3 2022 Holdings
Filed 2022-10-14 | 1908 holdings | $406.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| BlackRock Corpor HI YLD FD I | RIGHT 10/13/2022 | 09255L114 | $0 | 92,424 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $1 | 10,000 | 0.0% |
| Bristol-Myers Squibb Co(CELG-R) | RIGHT 12/30/2030 | 110122140 | $2 | 15,000 | 0.0% |
| Ibio Inc | COM NEW | 451033203 | $3 | 18,110 | 0.0% |
| Palisade BIO Inc | COM | 696389105 | $3 | 33,500 | 0.0% |
| Helius MED Technologies Inc | COM CL A NEW | 42328V603 | $4 | 15,000 | 0.0% |
| Otonomo Technologies LTD | *W EXP 08/13/202 | M7571L111 | $4 | 98,650 | 0.0% |
| Sesen BIO Inc | COM | 817763105 | $4 | 10,000 | 0.0% |
| 9 Meters Biopharma Inc | COM | 654405109 | $4 | 20,000 | 0.0% |
| Fast Radius Inc | CLASS A COM | 31187R100 | $4 | 10,000 | 0.0% |
| Adial Pharmaceuticals Inc | COM | 00688A106 | $7 | 21,400 | 0.0% |
| Genius Brands Intl Inc | COM | 37229T301 | $7 | 11,545 | 0.0% |
| Atossa Therapeutics Inc(ATOSEUR) | COM | 04962H506 | $8 | 10,013 | 0.0% |
| Biosig Technologies Inc | COM NEW | 09073N201 | $8 | 11,870 | 0.0% |
| Audacy Inc | CL A | 05070N103 | $8 | 20,062 | 0.0% |
| PLX Pharma Inc | COM | 72942A107 | $9 | 13,725 | 0.0% |
| Super League Gaming Inc | COM | 86804F202 | $9 | 12,783 | 0.0% |
| Agrify Corp | COM | 00853E107 | $10 | 23,267 | 0.0% |
| Predictive Oncology Inc | COM NEW | 74039M200 | $10 | 27,805 | 0.0% |
| Evogene LTD(EVGN) | SHS | M4119S104 | $12 | 14,013 | 0.0% |
| Bright Health Group Inc | COM | 10920V107 | $13 | 12,000 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $13 | 14,350 | 0.0% |
| Prospect Cap Corp | NOTE 6.375% 3/0 | 74348TAT9 | $13 | $13,000 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $13 | 10,100 | 0.0% |
| Ironnet Inc | COM | 46323Q105 | $15 | 22,024 | 0.0% |
| Clearside Biomedical Inc(CLSDUSD) | COM | 185063104 | $17 | 14,900 | 0.0% |
| Arrival Group | SHS | L0423Q108 | $17 | 20,800 | 0.0% |
| Clover Health Investments Co(CLOV) | COM CL A | 18914F103 | $17 | 10,209 | 0.0% |
| Renalytix PLC | ADS | 75973T101 | $18 | 14,077 | 0.0% |
| Nucana PLC | SPONSORED ADR | 67022C106 | $18 | 17,500 | 0.0% |
| Surface Oncology Inc | COM | 86877M209 | $18 | 17,325 | 0.0% |
| Iamgold Corp(IAG) | COM | 450913108 | $18 | 17,225 | 0.0% |
| VBI Vaccines Inc CDA(VAC2USD) | COM NEW | 91822J103 | $19 | 26,300 | 0.0% |
| Bionano Genomics Inc(BNGOUSD) | COM | 09075F107 | $20 | 10,975 | 0.0% |
| Vaneck ETF Trust(GDX)Call | GOLD MINERS ETF | 92189F106 | $20 | 2,140,000 | 0.0% |
| Inseego Corp(INSGEUR) | COM | 45782B104 | $21 | 10,062 | 0.0% |
| REE Automotive LTD | CLASS A ORD SHS | M8287R103 | $21 | 31,000 | 0.0% |
| X4 Pharmaceuticals Inc(ASNSUSD) | COM | 98420X103 | $23 | 13,221 | 0.0% |
| Wheels UP Experience Inc(UPGBP) | COM CL A | 96328L106 | $23 | 19,700 | 0.0% |
| Agrofresh Solutions Inc(AGFSEUR) | COM | 00856G109 | $23 | 15,271 | 0.0% |
| Milestone Scientific Inc(MLSS) | COM NEW | 59935P209 | $23 | 29,200 | 0.0% |
| Ftai Infrastructure Inc(FIP) | COMMON STOCK | 35953C106 | $24 | 10,130 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $24 | 22,883 | 0.0% |
| Mizuho Financial Group Inc(MFG) | SPONSORED ADR | 60687Y109 | $25 | 11,228 | 0.0% |
| Leap Therapeutics Inc | COM | 52187K101 | $25 | 28,500 | 0.0% |
| Nano Dimension LTD(NNDM) | SPONSORD ADS NEW | 63008G203 | $27 | 11,399 | 0.0% |
| Hyzon Motors Inc | COM CL A | 44951Y102 | $28 | 16,288 | 0.0% |
| New York MTG TR Inc(NYMTEUR) | COM PAR $.02 | 649604501 | $28 | 11,900 | 0.0% |
| Archer Aviation Inc(ACHR) | COM CL A | 03945R102 | $28 | 10,600 | 0.0% |
| Nuvve Holding Corp | COM | 67079Y100 | $29 | 20,807 | 0.0% |