Q3 2022 Holdings
Filed 2022-11-02 | 1328 holdings | $176.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Nanthealth Inc | COM | 630104107 | $3 | 12,000 | 0.0% |
| Amprius Technologies Inc(AMPX/WS) | *W EXP 09/14/202 | 03214Q116 | $3 | 10,000 | 0.0% |
| Presidio Ppty TR Inc(SQFTW) | *W EXP 01/24/202 | 74102L113 | $3 | 24,274 | 0.0% |
| Adamis Pharmaceuticals Corp | COM NEW | 00547W208 | $4 | 22,000 | 0.0% |
| VBI Vaccines Inc CDA(VAC2USD) | COM NEW | 91822J103 | $7 | 10,000 | 0.0% |
| 22ND Centy Group Inc | COM | 90137F103 | $9 | 10,200 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD) | COM | 00444T100 | $9 | 44,000 | 0.0% |
| Vista Gold Corp(VGZ) | COM NEW | 927926303 | $12 | 22,000 | 0.0% |
| International Tower Hill MIN(THM) | COM | 46050R102 | $17 | 32,535 | 0.0% |
| Comscore Inc(SCOR1EUR) | COM | 20564W105 | $17 | 10,400 | 0.0% |
| Liberty Media Corp del | NOTE 1.375%10/1 | 531229AB8 | $18 | 15,000 | 0.0% |
| Bridgeline Digital Inc(BLIN) | COM | 10807Q700 | $18 | 14,000 | 0.0% |
| Denison Mines Corp(DNN) | COM | 248356107 | $21 | 17,600 | 0.0% |
| Smiledirectclub Inc(SDCCQ) | CL A COM | 83192H106 | $24 | 26,300 | 0.0% |
| Banco Santander S.A.(SAN) | ADR | 05964H105 | $25 | 10,582 | 0.0% |
| Ares Capital Corp | NOTE 4.625% 3/0 | 04010LAW3 | $26 | 25,000 | 0.0% |
| Paysafe Limited(PSFE) | ORD | G6964L107 | $28 | 20,300 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $28 | 10,124 | 0.0% |
| Flux PWR Hldgs Inc(FLUX) | COM NEW | 344057302 | $30 | 11,600 | 0.0% |
| Ginkgo Bioworks Holdings Inc(DNA4EUR) | CL A SHS | 37611X100 | $31 | 10,000 | 0.0% |
| Presidio Ppty TR Inc(SQFTEUR) | COM CL A | 74102L303 | $31 | 24,569 | 0.0% |
| Socket Mobile Inc(SCKT) | COM NEW | 83368E200 | $32 | 15,000 | 0.0% |
| Microchip Technology Inc. | NOTE 1.625% 2/1 | 595017AD6 | $35 | 13,000 | 0.0% |
| BNY Mellon High Yield Strate(DHF) | SH BEN INT | 09660L105 | $36 | 17,225 | 0.0% |
| Virnetx Hldg Corp | COM | 92823T108 | $36 | 30,700 | 0.0% |
| CSI Compressco LP | COM UNIT | 12637A103 | $40 | 34,403 | 0.0% |
| Western Asset High Income OP(HIO) | COM | 95766K109 | $41 | 11,207 | 0.0% |
| Mimedx Group Inc(MDXG) | COM | 602496101 | $42 | 14,800 | 0.0% |
| Douglas Elliman Inc(DOUG) | COM | 25961D105 | $44 | 10,830 | 0.0% |
| Pimco High Income FD(PHK) | COM SHS | 722014107 | $49 | 10,463 | 0.0% |
| New York MTG TR Inc(NYMTEUR) | COM PAR $.02 | 649604501 | $52 | 22,190 | 0.0% |
| Contrafect Corp(CFRXUSD) | COM NEW | 212326300 | $55 | 325,908 | 0.0% |
| USD Partners LP | COM UT REP LTD | 903318103 | $58 | 14,535 | 0.0% |
| BNY Mellon Strategic MUN BD(DSM) | COM | 09662E109 | $63 | 11,063 | 0.0% |
| Solid Power Inc(SLDP) | CLASS A COM | 83422N105 | $64 | 12,250 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $64 | 19,574 | 0.0% |
| Eaton Vance SR Income TR(EVF) | SH BEN INT | 27826S103 | $66 | 12,593 | 0.0% |
| Acco Brands Corp(ACCO) | COM | 00081T108 | $67 | 13,605 | 0.0% |
| Radiant Logistics Inc(RLGT) | COM | 75025X100 | $67 | 11,800 | 0.0% |
| Avadel Pharmaceuticals PLC | SPONSORED ADR | 05337M104 | $68 | 13,500 | 0.0% |
| BlackRock Enhanced Intl DIV(XBGYX) | COM BENE INTER | 092524107 | $68 | 15,192 | 0.0% |
| Hecla MNG Co(HL) | COM | 422704106 | $69 | 17,570 | 0.0% |
| Innoviz Technologies LTD(INVZ) | SHS | M5R635108 | $69 | 13,300 | 0.0% |
| Virgin Galactic Holdings Inc(IPOAGBP) | COM | 92766K106 | $73 | 15,570 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $74 | 41,391 | 0.0% |
| Nuveen CR Strategies Income(XJQCX) | COM SHS | 67073D102 | $76 | 14,933 | 0.0% |
| Gamco NAT RES Gold & Income(GNT) | SH BEN INT | 36465E101 | $79 | 19,095 | 0.0% |
| Calamos GBL DYN Income Fund(CHW) | COM | 12811L107 | $80 | 13,227 | 0.0% |
| Sangoma Technologies Corp(SANG) | COM NEW | 80100R408 | $81 | 15,348 | 0.0% |
| Skywater Technology Inc(SKYT) | COM | 83089J108 | $87 | 11,400 | 0.0% |