Q3 2022 Holdings
Filed 2022-11-07 | 549 holdings | $80.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| AT&T Inc(T)Call | COM | 00206R102 | $0 | 3,000 | 0.0% |
| Alteryx Inc(AYXEUR)Call | COM CL A | 02156B103 | $0 | 500 | 0.0% |
| Disney Walt Co(DIS)Call | COM | 254687106 | $0 | 600 | 0.0% |
| Pfizer Inc(PFE)Call | COM | 717081103 | $0 | 1,700 | 0.0% |
| Nokia Corp(NOK)Call | SPONSORED ADR | 654902204 | $1 | 60,600 | 0.0% |
| Newmont Corp(NEM)Call | COM | 651639106 | $3 | 1,000 | 0.0% |
| Nokia Corp(NOK) | SPONSORED ADR | 654902204 | $7 | 1,600 | 0.0% |
| Checkpoint Therapeutics Inc(CKPTUSD) | COM | 162828107 | $10 | 10,000 | 0.0% |
| Cinedigm Corp | COM NEW CL A | 172406209 | $14 | 34,825 | 0.0% |
| Mereo Biopharma Group PLC(MREO) | SPON ADS | 589492107 | $17 | 20,000 | 0.0% |
| Arcimoto Inc(FUV) | COM | 039587100 | $17 | 12,500 | 0.0% |
| Wheels UP Experience Inc(UPGBP) | COM CL A | 96328L106 | $18 | 15,575 | 0.0% |
| Energous Corp | COM | 29272C103 | $19 | 18,850 | 0.0% |
| WM Technology Inc(MAPS) | COM | 92971A109 | $26 | 16,074 | 0.0% |
| Workhorse Group Inc(WKHSEUR) | COM NEW | 98138J206 | $33 | 11,670 | 0.0% |
| Fubotv Inc(FUBO) | COM | 35953D104 | $36 | 10,271 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $39 | 12,000 | 0.0% |
| Infinity Pharmaceuticals Inc(INFIQ) | COM | 45665G303 | $42 | 35,500 | 0.0% |
| Denison Mines Corp(DNN) | COM | 248356107 | $46 | 38,249 | 0.0% |
| Ionq Inc(IONQ) | COM | 46222L108 | $51 | 10,150 | 0.0% |
| Redwood Trust Inc | NOTE 4.750% 8/1 | 758075AC9 | $53 | $54,000 | 0.0% |
| Theratechnologies Inc | NOTE 5.750% 6/3 | 88338HAA8 | $72 | $84,000 | 0.0% |
| Nuveen PFD & Income Secs FD | COM | 67072C105 | $79 | 12,051 | 0.0% |
| Yamana Gold Inc | COM | 98462Y100 | $81 | 17,950 | 0.0% |
| Quantumscape Corp(QS) | COM CL A | 74767V109 | $97 | 11,587 | 0.0% |
| Haleon PLC(HLN) | SPON ADS | 405552100 | $104 | 17,123 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $106 | 12,495 | 0.0% |
| Nuveen MUN High Income Oppor(NMZ) | COM | 670682103 | $133 | 12,894 | 0.0% |
| Invesco Exch Traded FD TR II(PGX) | PFD ETF | 46138E511 | $142 | 11,939 | 0.0% |
| BlackRock Floating Rate Inco(XFRAX) | COM | 09255X100 | $151 | 13,724 | 0.0% |
| Carnival Corp(CCL) | COMMON STOCK | 143658300 | $170 | 24,182 | 0.0% |
| Poshmark Inc(POSHEUR) | COM CL A | 73739W104 | $175 | 11,187 | 0.0% |
| Nuveen PFD & Income Opportun(JPC) | COM | 67073B106 | $187 | 26,849 | 0.0% |
| Physicians Rlty TR(DOCUSD) | COM | 71943U104 | $199 | 13,234 | 0.0% |
| Ishares TR(IWV) | RUSSELL 3000 ETF | 464287689 | $200 | 966 | 0.0% |
| Olin Corp(OLN) | COM PAR $1 | 680665205 | $201 | 4,697 | 0.0% |
| Regeneron Pharmaceuticals(REGN) | COM | 75886F107 | $201 | 292 | 0.0% |
| Peabody Energy Corp(BTU) | COM | 704551100 | $201 | 8,100 | 0.0% |
| Schwab Strategic TR(FNDC) | SCHWB FDT INT SC | 808524748 | $202 | 7,417 | 0.0% |
| Pine IS Acquisition Corp | UNIT 99/99/9999 | 722615200 | $202 | 20,270 | 0.0% |
| Nuveen Minn Quality MUN INM(NMS) | SHS | 670734102 | $202 | 16,815 | 0.0% |
| Ishares TR(SOXX) | ISHARES SEMICDTR | 464287523 | $202 | 633 | 0.0% |
| Applied Indl Technologies in(AIT) | COM | 03820C105 | $202 | 1,963 | 0.0% |
| Synchrony Financial(SYF) | COM | 87165B103 | $203 | 7,190 | 0.0% |
| First Ctzns Bancshares Inc N(FCNCA) | CL A | 31946M103 | $205 | 257 | 0.0% |
| Ncino Inc(NCNO) | COM | 63947X101 | $205 | 6,020 | 0.0% |
| First TR Exchange Traded FD(FXG) | CONSUMR STAPLE | 33734X119 | $206 | 3,627 | 0.0% |
| Xcel Energy Inc(XEL) | COM | 98389B100 | $208 | 3,247 | 0.0% |
| Mosaic Co New(MOS) | COM | 61945C103 | $208 | 4,295 | 0.0% |
| Spdr S&P Midcap 400 ETF TR(MDY) | UTSER1 S&PDCRP | 78467Y107 | $208 | 518 | 0.0% |