Q3 2022 Holdings
Filed 2022-11-14 | 1046 holdings | $50.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Winnebago Inds Inc | NOTE 1.500% 4/0 | 974637AB6 | $3.2K | $3,000,000 | 0.0% |
| BK of America Corp(BAC)Call | COM | 060505104 | $3.2K | 105,000 | 0.0% |
| Tortoise Energy Infra Corp(TYG) | COM | 89147L886 | $3.2K | 106,378 | 0.0% |
| TCW Special Purpose Acqu COR | COM CL A | 87301L106 | $3.2K | 324,868 | 0.0% |
| Neurocrine Biosciences Inc | NOTE 2.250% 5/1 | 64125CAD1 | $3.2K | $2,264,000 | 0.0% |
| Range RES Corp(RRC) | COM | 75281A109 | $3.2K | 126,984 | 0.0% |
| DTE Energy Co | UNIT 11/01/2022 | 233331842 | $3.2K | 64,363 | 0.0% |
| Sarepta Therapeutics Inc(SRPT)Call | COM | 803607100 | $3.2K | 29,100 | 0.0% |
| 2U Inc | NOTE 2.250% 5/0 | 90214JAB7 | $3.2K | $4,741,000 | 0.0% |
| Cbtx Inc(CBTXEUR) | COM | 12481V104 | $3.2K | 110,181 | 0.0% |
| Moderna Inc(MRNA)Call | COM | 60770K107 | $3.3K | 27,500 | 0.0% |
| LUX Health Tech Acquisition | COM CL A | 55068A100 | $3.3K | 325,209 | 0.0% |
| Nabors Inds Inc | NOTE 0.750% 1/1 | 62957HAB1 | $3.3K | $3,619,000 | 0.0% |
| Greenbrier COS Inc | NOTE 2.875% 4/1 | 393657AM3 | $3.3K | $4,131,000 | 0.0% |
| Meta Platforms Inc(META)Call | CL A | 30303M102 | $3.3K | 24,200 | 0.0% |
| Tortoise Midstrm Energy FD I | COM | 89148B200 | $3.3K | 101,708 | 0.0% |
| BOX Inc | NOTE 1/1 | 10316TAB0 | $3.3K | $3,000,000 | 0.0% |
| Mexico Equity & Income FD(MXE) | COM | 592834105 | $3.3K | 439,243 | 0.0% |
| Hartford Finl Svcs Group Inc(HIG) | COM | 416515104 | $3.3K | 53,806 | 0.0% |
| Forest Road Acquisition COR | CL A | 34619V103 | $3.4K | 341,691 | 0.0% |
| Natera Inc | NOTE 2.250% 5/0 | 632307AB0 | $3.4K | $2,500,000 | 0.0% |
| Saba Capital Income & Oprnt(BRW) | SHS NEW | 78518H202 | $3.4K | 430,090 | 0.0% |
| Ishares TR(EEM)Put | MSCI EMG MKT ETF | 464287234 | $3.4K | 97,500 | 0.0% |
| Northern Star Invstmnt Corp | COM CLASS A | 66573W107 | $3.4K | 347,630 | 0.0% |
| PG&E Corp(PCG) | COM | 69331C108 | $3.5K | 276,254 | 0.0% |
| Twitter Inc(TWTRUSD)Call | COM | 90184L102 | $3.5K | 79,900 | 0.0% |
| Vectoiq Acquisition Corp II | COM CL A | 92244F109 | $3.5K | 358,755 | 0.0% |
| VY Global Growth | COM CL A | G9444H100 | $3.6K | 356,729 | 0.0% |
| Global Blood Therapeutics inPut | COM | 37890U108 | $3.6K | 52,600 | 0.0% |
| Abbvie Inc(ABBV)Call | COM | 00287Y109 | $3.7K | 27,500 | 0.0% |
| Abbvie Inc(ABBV)Put | COM | 00287Y109 | $3.7K | 27,500 | 0.0% |
| Twitter Inc(TWTRUSD)Put | COM | 90184L102 | $3.7K | 85,100 | 0.0% |
| Insu Acquisition Corp III | COM CL A | 457817104 | $3.8K | 377,175 | 0.0% |
| Pioneer Merger Corp | CL A SHS | G7S24C103 | $3.8K | 382,572 | 0.0% |
| Global Blood Therapeutics inCall | COM | 37890U108 | $3.8K | 56,300 | 0.0% |
| Albemarle Corp(ALB)Call | COM | 012653101 | $3.9K | 14,800 | 0.0% |
| Cinemark Hldgs Inc | NOTE 4.500% 8/1 | 17243VAB8 | $3.9K | $3,500,000 | 0.0% |
| Colicity Inc | COM CL A | 194170106 | $4.0K | 404,921 | 0.0% |
| Hudson Executive Inves III | COM CL A | 44376L107 | $4.0K | 408,651 | 0.0% |
| Fintech Acquisition Corp VI | CLASS A COM | 31811H106 | $4.1K | 408,240 | 0.0% |
| Ovintiv Inc(OVV) | COM | 69047Q102 | $4.1K | 88,431 | 0.0% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $4.1K | 39,152 | 0.0% |
| Brookfield Asset Mgmt Reins(BAM) | CL A EXCH LT VTG | G16169107 | $4.1K | 100,097 | 0.0% |
| Health Assurn Acquisition Co | COM CL A | 42226W109 | $4.1K | 412,334 | 0.0% |
| Chesapeake Energy Corp(EXE)Put | COM | 165167735 | $4.1K | 43,700 | 0.0% |
| Helix Energy Solutions GRP I | NOTE 6.750% 2/1 | 42330PAK3 | $4.1K | $4,042,000 | 0.0% |
| Imax Corp | NOTE 0.500% 4/0 | 45245EAJ8 | $4.2K | $5,000,000 | 0.0% |
| Citigroup Inc(C)Call | COM NEW | 172967424 | $4.2K | 100,000 | 0.0% |
| Wayfair Inc | NOTE 1.000% 8/1 | 94419LAF8 | $4.4K | $7,000,000 | 0.0% |
| Zendesk Inc | NOTE 0.625% 6/1 | 98936JAD3 | $4.4K | $4,500,000 | 0.0% |