Q4 2022 Holdings
Filed 2023-02-13 | 678 holdings | $1.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Disney Walt Co(DIS)Call | COM | 254687106 | $2 | 600 | 0.0% |
| AT&T Inc(T)Call | COM | 00206R102 | $30 | 3,000 | 0.0% |
| Pfizer Inc(PFE)Call | COM | 717081103 | $34 | 1,700 | 0.0% |
| Nokia Corp(NOK)Call | SPONSORED ADR | 654902204 | $606 | 60,600 | 0.0% |
| Tesla Inc(TSLA)Call | COM | 88160R101 | $930 | 300 | 0.0% |
| Invesco QQQ TR(QQQ)Call | UNIT SER 1 | 46090E103 | $946 | 900 | 0.0% |
| Select Sector Spdr TR(XLP)Call | SBI CONS STPLS | 81369Y308 | $3.3K | 600 | 0.0% |
| Cinedigm Corp | COM NEW CL A | 172406209 | $9.7K | 25,000 | 0.0% |
| Nokia Corp(NOK) | SPONSORED ADR | 654902204 | $12.3K | 2,644 | 0.0% |
| Mereo Biopharma Group PLC(MREO) | SPON ADS | 589492107 | $15.0K | 20,000 | 0.0% |
| Energous Corp | COM | 29272C103 | $15.8K | 18,850 | 0.0% |
| Wheels UP Experience Inc(UPGBP) | COM CL A | 96328L106 | $16.2K | 15,700 | 0.0% |
| WM Technology Inc(MAPS) | COM | 92971A109 | $16.2K | 16,074 | 0.0% |
| Acuityads Hldgs Inc | COM | 00510L106 | $17.4K | 11,200 | 0.0% |
| Workhorse Group Inc(WKHSEUR) | COM NEW | 98138J206 | $18.6K | 12,259 | 0.0% |
| Gevo Inc(GEVO) | COM PAR | 374396406 | $19.0K | 10,000 | 0.0% |
| Infinity Pharmaceuticals Inc(INFIQ) | COM | 45665G303 | $19.7K | 35,500 | 0.0% |
| Cidara Therapeutics Inc | COM | 171757107 | $21.1K | 27,927 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $29.8K | 10,800 | 0.0% |
| Ionq Inc(IONQ) | COM | 46222L108 | $35.0K | 10,150 | 0.0% |
| Fubotv Inc(FUBO) | COM | 35953D104 | $37.8K | 21,742 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $43.6K | 12,000 | 0.0% |
| Denison Mines Corp(DNN) | COM | 248356107 | $44.0K | 38,248 | 0.0% |
| Aurinia Pharmaceuticals Inc(AUPH) | COM | 05156V102 | $48.4K | 11,200 | 0.0% |
| Redwood Trust Inc | NOTE 4.750% 8/1 | 758075AC9 | $52.7K | $54,000 | 0.0% |
| Quantumscape Corp(QS) | COM CL A | 74767V109 | $61.8K | 10,900 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $68.4K | 51,400 | 0.0% |
| Theratechnologies Inc | NOTE 5.750% 6/3 | 88338HAA8 | $75.6K | $84,000 | 0.0% |
| Nuveen CR Strategies Income(XJQCX) | COM SHS | 67073D102 | $77.2K | 15,158 | 0.0% |
| FS Credit Opportunities Corp(FSCO) | COMMON STOCK | 30290Y101 | $80.7K | 17,133 | 0.0% |
| Mannkind Corp(MNKD) | COM NEW | 56400P706 | $82.3K | 15,624 | 0.0% |
| Eaton Vance Tax-Managed Glob(ETW) | COM | 27829C105 | $88.2K | 11,360 | 0.0% |
| Eaton Vance Tax-Managed Glob(XEXGX) | COM | 27829F108 | $89.5K | 11,850 | 0.0% |
| Yamana Gold Inc | COM | 98462Y100 | $99.6K | 17,950 | 0.0% |
| OLO Inc(OLOGBX) | CL A | 68134L109 | $100.0K | 16,000 | 0.0% |
| Nuveen MUN Income FD Inc(NMI) | COM | 67062J102 | $103.4K | 11,000 | 0.0% |
| Allspring Income Opportunit(XEADX) | INC OPPTY FD | 94987B105 | $107.6K | 16,838 | 0.0% |
| Nuveen MUN High Income Oppor(NMZ) | COM | 670682103 | $111.7K | 10,805 | 0.0% |
| Redwood TR Inc(RWT) | COM | 758075402 | $117.3K | 17,351 | 0.0% |
| Virtus Dividend Interest & P(NFJ) | COM | 92840R101 | $119.4K | 10,585 | 0.0% |
| Rithm Capital Corp(RITM) | COM NEW | 64828T201 | $120.7K | 14,775 | 0.0% |
| Nuveen PFD & Income Secs FD | COM | 67072C105 | $122.1K | 17,963 | 0.0% |
| Sprott Focus TR Inc(FUND) | COM | 85208J109 | $134.6K | 16,889 | 0.0% |
| Nuveen Short Duration CR OPP | COM | 67074X107 | $136.0K | 11,468 | 0.0% |
| Invesco Exch Traded FD TR II(PGX) | PFD ETF | 46138E511 | $140.2K | 12,539 | 0.0% |
| Eaton Vance Tax-Managed Dive(XETYX) | COM | 27828N102 | $140.9K | 12,971 | 0.0% |
| BlackRock Enhanced Equity DI(BDJ) | COM | 09251A104 | $146.5K | 16,263 | 0.0% |
| BlackRock Floating Rate Inco(XFRAX) | COM | 09255X100 | $148.7K | 13,205 | 0.0% |
| Templeton Dragon FD Inc(TDF) | COM | 88018T101 | $153.3K | 15,000 | 0.0% |
| Harmonic Inc(HLIT) | COM | 413160102 | $155.9K | 11,900 | 0.0% |