Q1 2023 Holdings
Filed 2023-05-15 | 724 holdings | $1.5B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Dexcom Inc | NOTE 0.750%12/0 | 252131AH0 | $111.6M | $39,416,000 | 7.4% |
| PG&E Corp | UNIT 08/16/2023 | 69331C140 | $105.6M | 745,228 | 7.0% |
| Noble Corp PLC(NE) | ORD SHS A | G65431127 | $82.2M | 2,082,831 | 5.4% |
| Carnival Corp | NOTE 5.750%10/0 | 143658BT8 | $35.0M | $27,794,000 | 2.3% |
| Marriott Vacations Worldwide | NOTE 1/1 | 57164YAD9 | $29.9M | $30,778,000 | 2.0% |
| Insight Enterprises Inc | NOTE 0.750% 2/1 | 45765UAB9 | $26.9M | $12,873,000 | 1.8% |
| Zillow Group Inc | NOTE 0.750% 9/0 | 98954MAE1 | $24.0M | $20,494,000 | 1.6% |
| Antero Resources Corp | NOTE 4.250% 9/0 | 03674XAM8 | $22.2M | $4,172,000 | 1.5% |
| American Airlines Group Inc | NOTE 6.500% 7/0 | 02376RAF9 | $21.7M | $18,780,000 | 1.4% |
| Revance Therapeutics Inc | NOTE 1.750% 2/1 | 761330AB5 | $21.4M | $17,325,000 | 1.4% |
| PTC Therapeutics Inc | NOTE 1.500% 9/1 | 69366JAD3 | $20.5M | $17,945,000 | 1.4% |
| Evolent Health Inc | NOTE 3.500%12/0 | 30050BAF8 | $18.7M | $10,320,000 | 1.2% |
| Peabody Engr Corp | NOTE 3.250% 3/0 | 704551AD2 | $18.3M | $12,000,000 | 1.2% |
| Integra Lifesciences Hldgs C | NOTE 0.500% 8/1 | 457985AM1 | $17.7M | $18,077,000 | 1.2% |
| Scorpio Tankers Inc(STNG) | SHS | Y7542C130 | $16.8M | 299,091 | 1.1% |
| WIX COM LTD | NOTE 7/0 | 92940WAB5 | $16.8M | $17,018,000 | 1.1% |
| Guess Inc | NOTE 2.000% 4/1 | 401617AD7 | $15.5M | $14,937,000 | 1.0% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $14.3M | 35,000 | 0.9% |
| Sarepta Therapeutics Inc | DBCV 1.500%11/1 | 803607AB6 | $13.8M | $7,106,000 | 0.9% |
| Royal Caribbean Group(RCL)Put | COM | V7780T103 | $13.7M | 210,200 | 0.9% |
| Veeco Instrs Inc del | NOTE 3.500% 1/1 | 922417AG5 | $13.2M | $12,000,000 | 0.9% |
| ON Semiconductor Corp | NOTE 5/0 | 682189AS4 | $12.9M | $7,940,000 | 0.9% |
| Ionis Pharmaceuticals Inc | NOTE 4/0 | 462222AD2 | $12.8M | $13,966,000 | 0.8% |
| Boston Scientific Corp | 5.50% CNV PFD A | 101137206 | $12.6M | 104,831 | 0.8% |
| Green Plains Inc | NOTE 2.250% 3/1 | 393222AK0 | $12.5M | $10,340,000 | 0.8% |
| American Airls Group Inc(AAL)Put | COM | 02376R102 | $12.3M | 831,300 | 0.8% |
| Adam NAT RES FD Inc(PEO) | COM | 00548F105 | $11.3M | 548,468 | 0.7% |
| Macom Tech Solutions Hldgs I | NOTE 0.250% 3/1 | 55405YAB6 | $10.7M | $10,100,000 | 0.7% |
| ARK ETF TR(ARKK)Call | INNOVATION ETF | 00214Q104 | $10.3M | 256,000 | 0.7% |
| Ftac Emerald Acquisition COR(FLD) | CLASS A COM | 29103K100 | $9.5M | 933,921 | 0.6% |
| Helix Energy Solutions GRP I | NOTE 6.750% 2/1 | 42330PAK3 | $9.5M | $6,890,000 | 0.6% |
| OAK STR Health Inc | NOTE 3/1 | 67181AAB3 | $8.9M | $9,000,000 | 0.6% |
| Select Sector Spdr TR(XLE)Put | ENERGY | 81369Y506 | $8.7M | 105,000 | 0.6% |
| Two Harbors Inventment Corpo | NOTE 6.250% 1/1 | 90187BAB7 | $8.4M | $9,718,000 | 0.6% |
| Travere Therapeutics Inc | NOTE 2.250% 3/0 | 89422GAA5 | $8.0M | $8,178,000 | 0.5% |
| Nutanix Inc | NOTE 0.250%10/0 | 67059NAH1 | $7.9M | $9,500,000 | 0.5% |
| Newhold Investment Corp II | COM CL A | 651450108 | $7.9M | 777,920 | 0.5% |
| Collegium Pharmaceutical Inc | NOTE 2.625% 2/1 | 19459JAA2 | $7.7M | $7,269,000 | 0.5% |
| Khosla Ventures Acqut Co III | COM CL A | 482506102 | $7.6M | 746,529 | 0.5% |
| Ishares TR(EEM)Call | MSCI EMG MKT ETF | 464287234 | $7.5M | 189,500 | 0.5% |
| Gopro Inc | NOTE 1.250%11/1 | 38268TAD5 | $7.5M | $8,188,000 | 0.5% |
| Garrett Motion Inc | PFD CONV SER A | 366505204 | $7.4M | 839,272 | 0.5% |
| Transocean Inc | DEB 4.625% 9/3 | 893830BW8 | $7.2M | $3,500,000 | 0.5% |
| Etsy Inc | NOTE 0.125%10/0 | 29786AAJ5 | $7.2M | $5,000,000 | 0.5% |
| SRH Total Return Fund Inc(STEW) | COM | 101507101 | $7.1M | 580,389 | 0.5% |
| Halozyme Therapeutics Inc | NOTE 0.250% 3/0 | 40637HAD1 | $6.8M | $8,000,000 | 0.4% |
| Carnival Corp(CCL)Put | COMMON STOCK | 143658300 | $6.6M | 653,200 | 0.4% |
| RBC Bearings Inc | 5% CNV PFD SR A | 75524B203 | $6.5M | 58,104 | 0.4% |
| Special Opportunities FD Inc | 2.75% CNV PFD C | 84741T401 | $6.4M | 279,620 | 0.4% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $6.1M | 14,977 | 0.4% |