Q3 2021 Holdings
Filed 2021-11-15 | 1701 holdings | $419.4M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2023-09-21) | View on SEC ↗ · Holdings Table ↗
This amendment's correction looks implausible relative to the firm's filing history and is under review — showing the original filing's data below instead.
JEFFERIES LLC: Sub-manager's reported value grew 85791.4% versus the original filing (from $14.2M to $12.2B), and now represents 2905.3% of the firm's original firm-wide total ($419.4M) — flagged for manual review before treating this correction as reliable.
Leucadia Asset Management LLC: Sub-manager's reported value grew 65745.6% versus the original filing (from $5.9M to $3.9B), and now represents 920.0% of the firm's original firm-wide total ($419.4M) — flagged for manual review before treating this correction as reliable.
Jefferies Financial Services, Inc.: Sub-manager's reported value grew 110446.7% versus the original filing (from $3.2M to $3.5B), and now represents 837.3% of the firm's original firm-wide total ($419.4M) — flagged for manual review before treating this correction as reliable.
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Katapult Holdings Inc | COM | 485859102 | $68 | 12,500 | 0.0% |
| Electric Last Mile Solutns I | *W EXP 08/24/202 | 28489L112 | $69 | 41,666 | 0.0% |
| Chemocentryx Inc(CCXIEUR)Put | COM | 16383L106 | $70 | 4,100 | 0.0% |
| Kopin Corp(KOPN)Put | COM | 500600101 | $73 | 14,300 |
| 0.0% |
| Livanova PLC(LIVN) | SHS | G5509L101 | $74 | 933 | 0.0% |
| Apollo Strategic Grwt Cptl I | *W EXP 02/12/202 | G0412A128 | $75 | 81,051 | 0.0% |
| Airspan Networks Holdings in | *W EXP 11/01/202 | 00951K112 | $75 | 100,000 | 0.0% |
| Montes Archimedes Acquisitio | *W EXP 99/99/999 | 612657114 | $75 | 50,000 | 0.0% |
| PAE Inc | *W EXP 09/11/202 | 69290Y117 | $75 | 55,970 | 0.0% |
| Advantage Solutions Inc(ADVWW) | *W EXP 10/28/202 | 00791N110 | $76 | 41,528 | 0.0% |
| NIO Inc(NIO) | SPON ADS | 62914V106 | $80 | 2,250 | 0.0% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $81 | $100,000 | 0.0% |
| Aerojet Rocketdyne Hldgs Inc | NOTE 2.250%12/1 | 007800AB1 | $81 | $46,000 | 0.0% |
| PAR Technology Corp | NOTE 2.875% 4/1 | 698884AC7 | $82 | $50,000 | 0.0% |
| Wisekey International Hlds L | SPON ADS | 97727L200 | $83 | 13,290 | 0.0% |
| Yellow CorpPut | COM | 985510106 | $84 | 14,900 | 0.0% |
| Immunogen Inc(IMGNEUR)Call | COM | 45253H101 | $85 | 15,000 | 0.0% |
| Chardan Nextech Acquisition | *W EXP 07/29/202 | 159561117 | $86 | 174,947 | 0.0% |
| Truecar Inc(5TC) | COM | 89785L107 | $86 | 20,718 | 0.0% |
| Helbiz Inc | *W EXP 08/13/202 | 42309B139 | $87 | 50,000 | 0.0% |
| Hello Group Inc | NOTE 1.250% 7/0 | 60879BAB3 | $87 | $100,000 | 0.0% |
| Porch Group Inc(PRCH)Put | COM | 733245104 | $88 | 5,000 | 0.0% |
| LUX Health Tech Acquisition | *W EXP 11/30/202 | 55068A118 | $89 | 77,189 | 0.0% |
| Seven Oaks Acquisition Corp | *W EXP 12/22/202 | 81787X114 | $93 | 117,818 | 0.0% |
| Forte Biosciences Inc(TOCAEUR) | COM | 34962G109 | $94 | 31,900 | 0.0% |
| Matterport Inc(MTTR*)Put | COM CL A | 577096100 | $95 | 5,000 | 0.0% |
| Sphere 3D Corp NewCall | COM | 84841L308 | $96 | 16,100 | 0.0% |
| Uxin LTDCall | ADS | 91818X108 | $97 | 35,000 | 0.0% |
| Proptech Investment Corp II | *W EXP 12/08/202 | 743497117 | $97 | 113,566 | 0.0% |
| Iqiyi Inc | NOTE 3.750%12/0 | 46267XAB4 | $98 | $100,000 | 0.0% |
| Pixelworks Inc(PXLWEUR) | COM NEW | 72581M305 | $98 | 20,500 | 0.0% |
| Helix Energy Solutions GRP I(HLX) | COM | 42330P107 | $100 | 25,741 | 0.0% |
| CC Neuberger Prin Hldgs II | *W EXP 07/29/202 | G3166T111 | $101 | 100,000 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $103 | 20,000 | 0.0% |
| Deep Lake Capital Acqustn Co | *W EXP 01/04/202 | G27029118 | $103 | 135,500 | 0.0% |
| Celanese Corp del(CE)Call | COM | 150870103 | $105 | 700 | 0.0% |
| Spire Global Inc(NSHEUR) | COM CL A | 848560108 | $107 | 8,500 | 0.0% |
| Himax Technologies Inc(HIMX) | SPONSORED ADR | 43289P106 | $107 | 10,000 | 0.0% |
| Lumentum Hldgs Inc | NOTE 0.250% 3/1 | 55024UAB5 | $111 | $75,000 | 0.0% |
| Party City Holdco Inc(PRTY1EUR) | COM | 702149105 | $115 | 16,242 | 0.0% |
| Slack Technologies Inc | NOTE 0.500% 4/1 | 83088VAB8 | $117 | $75,000 | 0.0% |
| Trupanion Inc(TRUP)Call | COM | 898202106 | $117 | 1,500 | 0.0% |
| Nextera Energy Inc(NEE)Call | COM | 65339F101 | $118 | 1,500 | 0.0% |
| Katapult Holdings IncPut | COM | 485859102 | $118 | 21,700 | 0.0% |
| Interdigital Inc | NOTE 2.000% 6/0 | 45867GAB7 | $118 | $107,000 | 0.0% |
| Q2 Hldgs Inc | NOTE 0.750% 6/0 | 74736LAD1 | $119 | $106,000 | 0.0% |
| Vinco Ventures Inc | COM | 927330100 | $119 | 18,500 | 0.0% |
| Yellow Corp | COM | 985510106 | $120 | 21,212 | 0.0% |
| Arena Pharmaceuticals Inc(ARNAEUR) | COM NEW | 040047607 | $123 | 2,061 | 0.0% |
| Humanco Acquisition Corp | COM CL A | 44487N109 | $124 | 12,515 | 0.0% |