Q3 2023 Holdings
Filed 2023-11-14 | 1700 holdings | $6.4B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Vaneck ETF Trust(GDXJ)Call | JUNIOR GOLD MINE | 92189F791 | $1 | 100 | 0.0% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $20 | 500 | 0.0% |
| Vaneck ETF Trust(GDX)Call | GOLD MINERS ETF | 92189F106 | $54 | 800 | 0.0% |
| Figs Inc(FIGS)Call | CL A | 30260D103 | $108 | 900 | 0.0% |
| Inpixon | COM NEW 2022 | 45790J867 | $1.1K | 10,067 | 0.0% |
| Ageagle Aerial SYS Inc New | COM | 00848K101 | $2.5K | 15,000 | 0.0% |
| Invitae Corp(NVTA1EUR) | COM | 46185L103 | $6.9K | 11,377 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $7.2K | 11,900 | 0.0% |
| Nektar Therapeutics(NKTREUR) | COM | 640268108 | $7.6K | 12,700 | 0.0% |
| Interdigital Inc | NOTE 2.000% 6/0 | 45867GAB7 | $10.6K | 10,000 | 0.0% |
| Gevo Inc(GEVO) | COM PAR | 374396406 | $11.9K | 10,001 | 0.0% |
| Virios Therapeutics Inc | COM | 92829J104 | $12.5K | 13,560 | 0.0% |
| Vaxart Inc(VXRT) | COM NEW | 92243A200 | $13.9K | 18,500 | 0.0% |
| HCI Group Inc | NOTE 4.250% 3/0 | 40416EAD5 | $15.3K | 16,000 | 0.0% |
| American RES Corp(AREC) | CL A | 02927U208 | $17.5K | 10,500 | 0.0% |
| Hope Bancorp Inc | NOTE 2.000% 5/1 | 43940TAB5 | $17.8K | 18,000 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $18.3K | 15,027 | 0.0% |
| Praxis Precision Medicines I | COM | 74006W108 | $19.1K | 11,194 | 0.0% |
| Ironwood Pharmaceuticals Inc | NOTE 0.750% 6/1 | 46333XAF5 | $20.6K | 21,000 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $21.9K | 13,707 | 0.0% |
| Lument Finance Trust Inc(LFT) | COM | 55025L108 | $22.2K | 10,695 | 0.0% |
| Lumen Technologies Inc(LUMN) | COM | 550241103 | $23.4K | 16,503 | 0.0% |
| Ring Energy Inc(REI) | COM | 76680V108 | $23.9K | 12,270 | 0.0% |
| Global X FDS(URA)Put | GLOBAL X URANIUM | 37954Y871 | $25.4K | 22,100 | 0.0% |
| Cheesecake Factory Inc | NOTE 0.375% 6/1 | 163072AA9 | $25.6K | 31,000 | 0.0% |
| Cronos Group Inc(CRON) | COM | 22717L101 | $26.2K | 13,082 | 0.0% |
| Western Digital Corp. | NOTE 1.500% 2/0 | 958102AP0 | $27.5K | 28,000 | 0.0% |
| Flexshopper Inc(FPAYQ) | COM NEW | 33939J303 | $28.6K | 27,400 | 0.0% |
| Cracker Barrel Old Ctry Stor | NOTE 0.625% 6/1 | 22410JAB2 | $28.9K | 35,000 | 0.0% |
| Vishay Intertechnology Inc | NOTE 2.250% 6/1 | 928298AP3 | $29.1K | 29,000 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $29.9K | 11,172 | 0.0% |
| Apple Inc(AAPL)Put | COM | 037833100 | $30.9K | 3,400 | 0.0% |
| Ironwood Pharmaceuticals Inc | NOTE 1.500% 6/1 | 46333XAH1 | $31.1K | 32,000 | 0.0% |
| Aurora Cannabis Inc | COM | 05156X884 | $32.2K | 55,050 | 0.0% |
| Oxford Square Cap Corp(OXSQ) | COM | 69181V107 | $32.9K | 10,930 | 0.0% |
| Insight Enterprises Inc | NOTE 0.750% 2/1 | 45765UAB9 | $34.0K | 16,000 | 0.0% |
| Industrial Logistics Pptys T(ILPT) | COM SHS BEN INT | 456237106 | $35.7K | 12,356 | 0.0% |
| Airbnb Inc | NOTE 3/1 | 009066AB7 | $36.1K | 41,000 | 0.0% |
| Enphase Energy Inc | NOTE 3/0 | 29355AAH0 | $36.9K | 42,000 | 0.0% |
| Guess Inc | NOTE 2.000% 4/1 | 401617AD7 | $37.6K | 37,000 | 0.0% |
| Euronet Worldwide Inc | NOTE 0.750% 3/1 | 298736AL3 | $38.6K | 42,000 | 0.0% |
| Lumentum Hldgs Inc | NOTE 0.500%12/1 | 55024UAD1 | $39.4K | 47,000 | 0.0% |
| Uber Technologies Inc | NOTE 12/1 | 90353TAJ9 | $40.1K | 43,000 | 0.0% |
| Hanesbrands Inc(HN9) | COM | 410345102 | $40.3K | 10,171 | 0.0% |
| Aptose Biosciences Inc(APSGBP) | COM | 03835T309 | $42.0K | 14,996 | 0.0% |
| Mannkind Corp(MNKD) | COM NEW | 56400P706 | $43.3K | 10,488 | 0.0% |
| Abrdn Asia Pacific Income FU | COM | 003009107 | $43.7K | 17,827 | 0.0% |
| Petiq Inc | NOTE 4.000% 6/0 | 71639TAB2 | $46.5K | 48,000 | 0.0% |
| Voya Glbl Eqty DIV & Prem OP(XIGDX) | COM | 92912T100 | $51.1K | 10,424 | 0.0% |
| American Lithium Corp(AMLIF) | COM NEW | 027259209 | $53.1K | 36,289 | 0.0% |