Q3 2023 Holdings
Filed 2023-11-14 | 808 holdings | $1.5B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Liberty Media Corp del | COM LBTY SRM S A | 531229813 | $2.3M | 90,500 | 0.2% |
| Dropbox Inc | NOTE 3/0 | 26210CAD6 | $2.4M | $2,500,000 | 0.2% |
| CVS Health Corp(CVS)Call | COM | 126650100 | $2.4M | 35,000 | 0.2% |
| APA Corporation(APA) | COM | 03743Q108 | $2.4M | 59,551 | 0.2% |
| Shell PLC(SHEL) | SPON ADS | 780259305 | $2.6M | 39,928 | 0.2% |
| Impinj Inc | NOTE 1.125% 5/1 | 453204AD1 | $2.6M | $3,000,000 | 0.2% |
| Nutanix Inc | NOTE 0.250%10/0 | 67059NAH1 | $2.7M | $3,000,000 | 0.2% |
| Vmware Inc(VMWEUR) | CL A COM | 928563402 | $2.7M | 16,194 | 0.2% |
| Oneok Inc New(OKE)Put | COM | 682680103 | $2.7M | 42,772 | 0.2% |
| Ovintiv Inc(OVV) | COM | 69047Q102 | $2.7M | 57,342 | 0.2% |
| Spdr Gold TR(GLD)Put | GOLD SHS | 78463V107 | $2.7M | 16,000 | 0.2% |
| Workiva Inc | NOTE 1.125% 8/1 | 98139AAB1 | $2.8M | $2,000,000 | 0.2% |
| Totalenergies SE(TTEN) | SPONSORED ADS | 89151E109 | $2.8M | 42,000 | 0.2% |
| Diamondback Energy Inc(FANG)Call | COM | 25278X109 | $2.8M | 18,000 | 0.2% |
| Array Technologies Inc | NOTE 1.000%12/0 | 04271TAB6 | $2.9M | $2,500,000 | 0.2% |
| Marathon Oil Corp(MRO*) | COM | 565849106 | $2.9M | 108,000 | 0.2% |
| NCL Corp LTD | NOTE 1.125% 2/1 | 62886HBD2 | $2.9M | $3,500,000 | 0.2% |
| Special Opportunities FD Inc(SPE) | COM | 84741T104 | $2.9M | 269,601 | 0.2% |
| Veeco Instrs Inc del | NOTE 3.500% 1/1 | 922417AG5 | $3.1M | $2,400,000 | 0.2% |
| Nisource Inc | UNIT 12/01/2023 | 65473P121 | $3.1M | 31,638 | 0.2% |
| Nisource Inc(NI)Put | COM | 65473P105 | $3.1M | 125,000 | 0.2% |
| Saba Capital Income & Oprnt(BRW) | SHS NEW | 78518H202 | $3.1M | 404,546 | 0.2% |
| Suncor Energy Inc New(SU) | COM | 867224107 | $3.2M | 91,644 | 0.2% |
| Dropbox Inc | NOTE 3/0 | 26210CAC8 | $3.2M | $3,359,000 | 0.2% |
| Sirius XM Holdings Inc(SIRIEUR)Put | COM | 82968B103 | $3.2M | 718,400 | 0.2% |
| Mitek SYS Inc | NOTE 0.750% 2/0 | 606710AA9 | $3.3M | $3,750,000 | 0.2% |
| Rivian Automotive Inc(RIVN)Put | COM CL A | 76954A103 | $3.5M | 145,000 | 0.2% |
| NIO Inc(NIO)Put | SPON ADS | 62914V106 | $3.5M | 389,800 | 0.2% |
| Vail Resorts Inc | NOTE 1/0 | 91879QAN9 | $3.5M | $4,000,000 | 0.2% |
| Innoviva Inc | NOTE 2.125% 3/1 | 45781MAD3 | $3.7M | $4,520,000 | 0.2% |
| Bridgebio Pharma Inc | NOTE 2.250% 2/0 | 10806XAD4 | $3.7M | $5,000,000 | 0.2% |
| Horizon Therapeutics PUB L | SHS | G46188101 | $3.7M | 32,276 | 0.2% |
| Bloom Energy Corp | NOTE 2.500% 8/1 | 093712AH0 | $3.8M | $3,500,000 | 0.3% |
| Sprott Physical Gold & Silve(CEF/U) | TR UNIT | 85208R101 | $3.8M | 221,771 | 0.3% |
| Select Sector Spdr TR(XLF)Put | FINANCIAL | 81369Y605 | $3.9M | 117,500 | 0.3% |
| National Instrs CorpCall | COM | 636518102 | $3.9M | 65,400 | 0.3% |
| Wayfair Inc(W)Put | CL A | 94419L101 | $4.1M | 67,400 | 0.3% |
| Mexico Equity & Income FD(MXE) | COM | 592834105 | $4.1M | 439,243 | 0.3% |
| RPT Realty | 7.25 PFD D CONV | 74971D200 | $4.2M | 82,207 | 0.3% |
| Activision Blizzard Inc(ATVIEUR)Put | COM | 00507V109 | $4.3M | 46,200 | 0.3% |
| Litman Gregory FDS TR(DBMF) | IMGP DBI MANAGED | 53700T827 | $4.5M | 156,141 | 0.3% |
| Spdr SER TR(XHB)Put | S&P HOMEBUILD | 78464A888 | $4.6M | 60,400 | 0.3% |
| Albertsons COS Inc(ACI) | COMMON STOCK | 013091103 | $4.8M | 209,557 | 0.3% |
| Intercept Pharmaceuticals in | NOTE 3.500% 2/1 | 45845PAC2 | $4.8M | $4,500,000 | 0.3% |
| Revance Therapeutics Inc | NOTE 1.750% 2/1 | 761330AB5 | $4.9M | $6,052,000 | 0.3% |
| Chevron Corp New(CVX) | COM | 166764100 | $5.0M | 29,374 | 0.3% |
| Ishares TR(EEM)Call | MSCI EMG MKT ETF | 464287234 | $5.0M | 130,700 | 0.3% |
| Center Coast Brkfld MLP Enrg | SHS BEN INT | 151461209 | $5.0M | 236,401 | 0.3% |
| Insmed Inc | NOTE 0.750% 6/0 | 457669AB5 | $5.1M | $5,074,000 | 0.3% |
| Brookfield Infrastructure Co(1939900D)Put | COM SB VTG SHS A | 11275Q107 | $5.1M | 145,425 | 0.3% |