Q3 2023 Holdings
Filed 2023-11-14 | 808 holdings | $1.5B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Origin Materials Inc(ORGNW) | *W EXP 06/25/202 | 68622D114 | $20.5K | 211,523 | 0.0% |
| Farfetch LTD(FTCHQ)Put | ORD SH CL A | 30744W107 | $20.9K | 10,000 | 0.0% |
| Pacwest Bancorp del(PACWUSD) | COM | 695263103 | $21.4K | 2,700 | 0.0% |
| Nikola Corp | COM | 654110105 | $23.9K | 15,200 | 0.0% |
| Multiplan Corporation | *W EXP 02/13/202 | 62548M118 | $24.4K | 420,143 | 0.0% |
| Oppfi Inc(OPFI/WS) | *W EXP 07/20/202 | 68386H111 | $24.4K | 525,351 | 0.0% |
| Flame Acquisition Corp | *W EXP 02/26/202 | 33850F116 | $24.6K | 30,808 | 0.0% |
| Caremax Inc | *W EXP 06/08/202 | 14171W111 | $27.1K | 135,278 | 0.0% |
| Pharmacyte Biotech Inc(PMCB) | COM NEW | 71715X203 | $27.7K | 13,186 | 0.0% |
| Playtika Hldg Corp(PLTK)Call | COM | 72815L107 | $28.9K | 3,000 | 0.0% |
| Virtus Convertible & Inc FD | COM | 92838U108 | $29.5K | 10,673 | 0.0% |
| Bridger Aerospace GRP Hldgs(BAERW) | *W EXP 01/24/202 | 96812F110 | $30.3K | 104,400 | 0.0% |
| Omniab Inc(OABIW) | *W EXP 11/01/202 | 68218J111 | $31.0K | 29,656 | 0.0% |
| AST Spacemobile Inc | *W EXP 04/06/202 | 00217D118 | $31.1K | 33,077 | 0.0% |
| Atea Pharmaceuticals Inc(AVIR) | COM | 04683R106 | $33.0K | 11,016 | 0.0% |
| Getty Images Holdings Inc(GETY)Put | CL A COM | 374275105 | $33.1K | 5,100 | 0.0% |
| Vmware Inc(VMWEUR)Call | CL A COM | 928563402 | $33.3K | 200 | 0.0% |
| Equus Total Return Inc(EQS) | COM | 294766100 | $34.0K | 22,999 | 0.0% |
| Waldencast PLC | *W EXP 07/27/202 | G9503X111 | $34.2K | 38,154 | 0.0% |
| Macys Inc(M) | COM | 55616P104 | $34.8K | 3,000 | 0.0% |
| Rumble Inc(RUMBW) | *W EXP 09/16/202 | 78137L113 | $37.2K | 31,817 | 0.0% |
| Avepoint Inc | *W EXP 09/18/202 | 053604112 | $37.5K | 38,248 | 0.0% |
| System1 IncPut | CL A COM | 87200P109 | $39.3K | 32,500 | 0.0% |
| WM Technology Inc(MAPSW) | *W EXP 06/16/202 | 92971A117 | $40.0K | 269,786 | 0.0% |
| Planet Labs PBC(PL/WS) | *W EXP 12/06/202 | 72703X114 | $40.8K | 151,094 | 0.0% |
| Seagen Inc(SGENUSD)Call | COM | 81181C104 | $42.4K | 200 | 0.0% |
| Qurate Retail Inc(QVCAUSD) | COM SER A | 74915M100 | $42.5K | 70,000 | 0.0% |
| Synchrony Financial(SYF)Call | COM | 87165B103 | $42.8K | 1,400 | 0.0% |
| Sequans Communications S A | SPONSORED ADS | 817323207 | $42.9K | 15,151 | 0.0% |
| SEA LTD(SE) | SPONSORD ADS | 81141R100 | $44.0K | 1,002 | 0.0% |
| Xeris Biopharma Holdings Inc(XERS) | COM | 98422E103 | $46.5K | 24,991 | 0.0% |
| Putnam Premier Income TR(PPT) | SH BEN INT | 746853100 | $46.9K | 14,000 | 0.0% |
| Virtus Total Return FD Inc(ZTR) | COM | 92835W107 | $48.3K | 10,055 | 0.0% |
| Polestar Automotive Hldg UKCall | ADS A | 731105201 | $52.5K | 19,900 | 0.0% |
| Abrdn Emrg Mkts Eqty Incm FD(AEF) | COM | 00301W105 | $55.5K | 11,633 | 0.0% |
| UWM Holdings Corporation | *W EXP 01/21/202 | 91823B117 | $56.2K | 432,037 | 0.0% |
| Indie Semiconductor Inc(INDI)Call | CLASS A COM | 45569U101 | $63.0K | 10,000 | 0.0% |
| Nuscale PWR Corp | *W EXP 05/02/202 | 67079K118 | $64.0K | 96,901 | 0.0% |
| First Majestic Silver Corp(AG) | COM | 32076V103 | $64.5K | 12,580 | 0.0% |
| Amprius Technologies Inc(AMPX/WS) | *W EXP 09/14/202 | 03214Q116 | $65.9K | 219,530 | 0.0% |
| Atea Pharmaceuticals Inc(AVIR)Put | COM | 04683R106 | $69.3K | 23,100 | 0.0% |
| Nuscale PWR Corp(SMR)Call | CL A COM | 67079K100 | $70.1K | 14,300 | 0.0% |
| Adaptimmune Therapeutics PLC(ADAPY) | SPONDS ADR | 00653A107 | $70.7K | 90,702 | 0.0% |
| EOS Energy Enterprises Inc(EOSEW) | *W EXP 11/17/202 | 29415C119 | $72.1K | 173,746 | 0.0% |
| Kaleyra IncCall | COM | 483379202 | $72.4K | 10,000 | 0.0% |
| BOX Inc(BOX)Call | CL A | 10316T104 | $72.6K | 3,000 | 0.0% |
| Pacwest Bancorp del(PACWUSD)Put | COM | 695263103 | $73.6K | 9,300 | 0.0% |
| Kaleyra Inc | *W EXP 11/25/202 | 483379111 | $75.5K | 223,471 | 0.0% |
| Chindata Group Hldgs LTDCall | ADS | 16955F107 | $75.5K | 9,100 | 0.0% |
| Alps ETF TR(AMLP)Call | ALERIAN MLP | 00162Q452 | $76.0K | 1,800 | 0.0% |