Q3 2023 Holdings
Filed 2023-11-14 | 785 holdings | $2.2B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Spring Valley Acquistn Corp | RIGHT 02/25/2026 | G83752132 | $68.9K | 459,084 | 0.0% |
| Southland Hldgs Inc(SLND/WS) | *W EXP 02/14/202 | 84445C118 | $71.6K | 108,502 | 0.0% |
| Northview Acquisition Corp | RIGHT 99/99/9999 | 66718N129 | $75.1K | 441,777 | 0.0% |
| Etsy Inc | NOTE 0.125%10/0 | 29786AAJ5 | $76.5K | $75,000 | 0.0% |
| Flame Acquisition Corp | *W EXP 02/26/202 | 33850F116 | $80.0K | 99,999 | 0.0% |
| Andretti Acquisition Corp | *W EXP 99/99/999 | G26735129 | $80.2K | 254,329 | 0.0% |
| Clean Earth Acquisitions COR | RIGHT 01/01/2027 | 184493120 | $82.0K | 621,068 | 0.0% |
| Alset Capital Acquisition Co | RIGHT 01/31/2027 | 02115M125 | $82.2K | 357,538 | 0.0% |
| Keyarch Acquisition Corp | RIGHT 01/24/2027 | G5260A120 | $83.8K | 697,905 | 0.0% |
| Sprott Focus TR Inc(FUND) | COM | 85208J109 | $86.9K | 11,568 | 0.0% |
| Metals Acquisition Limited | *W EXP 06/15/202 | G60409102 | $87.1K | 43,315 | 0.0% |
| Lavoro LTD | *W EXP 02/27/202 | G5391L110 | $88.0K | 117,294 | 0.0% |
| Amprius Technologies Inc(AMPX/WS) | *W EXP 09/14/202 | 03214Q116 | $88.8K | 295,949 | 0.0% |
| Integrated Wellness ACQ Corp | *W EXP 10/31/202 | G4828B118 | $89.2K | 237,873 | 0.0% |
| Banyan Acquisition Corporati | *W EXP 09/30/202 | 06690B115 | $94.2K | 519,088 | 0.0% |
| Trailblazer Merger Corp I(TBMCR) | RIGHT 04/21/2028 | 89278D125 | $97.0K | 538,763 | 0.0% |
| Niocorp Devs LTD(NIOBW) | *W EXP 03/17/202 | 654484153 | $100.6K | 170,499 | 0.0% |
| GDL FD(GDL) | COM SH BEN IT | 361570104 | $108.4K | 13,985 | 0.0% |
| Nuveen Massachusets QLT MUN(NMT) | COM | 67061E104 | $109.2K | 11,523 | 0.0% |
| Athena Technology ACQ Corp I(ATEKW) | *W EXP 10/17/202 | 04687C113 | $109.9K | 845,264 | 0.0% |
| Deep Medicine Acquisition Co | RIGHT 10/22/2026 | 243733110 | $110.8K | 369,302 | 0.0% |
| Gabelli Global Small & Mid C(GGZ) | COM | 36249W104 | $115.6K | 11,158 | 0.0% |
| Forbion European Acqustn COR | *W EXP 12/10/202 | G3619H110 | $116.5K | 155,300 | 0.0% |
| Global Blockchain Acqui Corp | RIGHT 05/09/2027 | 37961B112 | $120.1K | 654,647 | 0.0% |
| Western Asset Premier BD FD(WEA) | SHS BEN INT | 957664105 | $122.7K | 12,158 | 0.0% |
| Aurora Technology Acquisitio | RIGHT 01/27/2027 | G06984135 | $130.6K | 933,094 | 0.0% |
| 10X Capital Venture ACQ III | *W EXP 06/30/202 | G87077114 | $140.5K | 780,731 | 0.0% |
| ESH Acquisition Corp(ESHAR) | RIGHT 99/99/9999 | 296424112 | $146.4K | 600,000 | 0.0% |
| Block Inc | NOTE 0.250%11/0 | 852234AK9 | $151.1K | $200,000 | 0.0% |
| Voya Emerging Mkts High Divi(IHD) | COM | 92912P108 | $176.6K | 35,823 | 0.0% |
| Investcorp Europe Acquisitio | *W EXP 12/15/202 | G4923T113 | $188.5K | 633,294 | 0.0% |
| Pimco Calif MUN Income FD II(XPCKX) | COM | 72200M108 | $188.6K | 37,573 | 0.0% |
| Fintech Ecosystem Deve | CLASS A COM | 318136108 | $212.2K | 19,948 | 0.0% |
| Pgim High Yield Bond Fund in(ISD) | COM | 69346H100 | $216.8K | 18,404 | 0.0% |
| Swiss Helvetia FD Inc(SWZ) | COM | 870875101 | $218.0K | 28,529 | 0.0% |
| Hancock John Income Secs TR(JHS) | COM | 410123103 | $218.7K | 21,315 | 0.0% |
| Nuveen Multi Asset Income FU(NMAI) | COM | 670750108 | $246.8K | 22,196 | 0.0% |
| Pgim Global High Yield FD FO(GHY) | COM | 69346J106 | $253.7K | 23,531 | 0.0% |
| Ares Acquisition Corp II | *W EXP 99/99/999 | G33033120 | $258.5K | 1,099,999 | 0.0% |
| Barings Global Short Duratio(BGH) | COM | 06760L100 | $278.5K | 21,930 | 0.0% |
| Bannix Acquisition Corp(BNIX) | COM | 066644105 | $279.9K | 26,277 | 0.0% |
| Saba Capital Income & Oprnt(BRW) | SHS NEW | 78518H202 | $281.2K | 36,613 | 0.0% |
| Jaguar Global Growth Corp I | RIGHT 01/01/2027 | G5S11A155 | $290.0K | 1,425,167 | 0.0% |
| Flaherty & Crumrine PFD Inco(PFO) | COM | 33848E106 | $294.5K | 39,585 | 0.0% |
| Abrdn Emrg Mkts Eqty Incm FD(AEF) | COM | 00301W105 | $297.5K | 62,366 | 0.0% |
| John Hancock Hedged Equity &(HEQ) | COM | 47804L102 | $301.2K | 31,477 | 0.0% |
| Gores Holdings IX Inc | *W EXP 01/14/202 | 38287A119 | $305.6K | 1,527,830 | 0.0% |
| KKR Income Opportunities FD(KIO) | COM | 48249T106 | $318.0K | 26,587 | 0.0% |
| Screaming Eagle Acquisitn Co | *W EXP 01/05/202 | G79407121 | $321.8K | 1,892,732 | 0.0% |
| Pgim Short DUR HIG YLD OPP F(SDHY) | COM | 69355J104 | $337.6K | 23,296 | 0.0% |