Q4 2023 Holdings
Filed 2024-02-14 | 792 holdings | $1.7B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Royal Caribbean Group | NOTE 6.000% 8/1 | 780153BQ4 | $133.6M | $50,150,000 | 7.7% |
| Noble Corp PLC(NE) | ORD SHS A | G65431127 | $75.9M | 1,575,706 | 4.4% |
| American Airlines Group Inc | NOTE 6.500% 7/0 | 02376RAF9 | $59.7M | $53,790,000 | 3.5% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $44.2M | 93,000 | 2.6% |
| ARK ETF TR(ARKK)Call | INNOVATION ETF | 00214Q104 | $39.8M | 760,400 | 2.3% |
| Macom Tech Solutions Hldgs I | NOTE 0.250% 3/1 | 55405YAB6 | $37.0M | $30,018,000 | 2.1% |
| Peabody Engr Corp | NOTE 3.250% 3/0 | 704551AD2 | $34.0M | $23,718,000 | 2.0% |
| Ionis Pharmaceuticals Inc | NOTE 4/0 | 462222AD2 | $33.7M | $31,931,000 | 1.9% |
| Royal Caribbean Group(RCL)Put | COM | V7780T103 | $30.5M | 235,200 | 1.8% |
| ARK ETF TR(ARKK)Put | INNOVATION ETF | 00214Q104 | $29.0M | 553,500 | 1.7% |
| Splunk Inc | NOTE 1.125% 9/1 | 848637AD6 | $28.1M | $25,482,000 | 1.6% |
| American Airls Group Inc(AAL)Put | COM | 02376R102 | $26.9M | 1,956,600 | 1.6% |
| Mirati Therapeutics Inc(MRTXEUR)Put | COM | 60468T105 | $26.6M | 452,700 | 1.5% |
| NCL Corp LTD | NOTE 5.375% 8/0 | 62886HAX9 | $25.8M | $20,115,000 | 1.5% |
| Marriott Vacations Worldwide | NOTE 1/1 | 57164YAD9 | $22.8M | $25,778,000 | 1.3% |
| Brookdale SR Living Inc | UNIT 11/15/2025 | 112463302 | $22.1M | 273,445 | 1.3% |
| Green Plains Inc | NOTE 2.250% 3/1 | 393222AK0 | $21.1M | $20,190,000 | 1.2% |
| Mirati Therapeutics Inc(MRTXEUR) | COM | 60468T105 | $20.2M | 343,845 | 1.2% |
| RBC Bearings Inc | 5% CNV PFD SR A | 75524B203 | $19.2M | 147,943 | 1.1% |
| Bentley SYS Inc | NOTE 0.125% 1/1 | 08265TAB5 | $18.9M | $19,011,000 | 1.1% |
| Carnival Corp(CCL)Put | UNIT 99/99/9999 | 143658300 | $17.1M | 921,900 | 1.0% |
| Mannkind Corp | NOTE 2.500% 3/0 | 56400PAQ5 | $15.8M | $15,500,000 | 0.9% |
| Neurocrine Biosciences Inc | NOTE 2.250% 5/1 | 64125CAD1 | $15.4M | $8,859,000 | 0.9% |
| Redwood Trust Inc | NOTE 7.750% 6/1 | 758075AF2 | $15.4M | $16,529,000 | 0.9% |
| Conmed Corp | NOTE 2.250% 6/1 | 207410AH4 | $14.9M | $14,900,000 | 0.9% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $12.9M | 27,184 | 0.7% |
| Ascendis Pharma A/S | NOTE 2.250% 4/0 | 04351PAD3 | $12.9M | $12,500,000 | 0.7% |
| Ares Capital Corp | NOTE 4.625% 3/0 | 04010LAW3 | $12.6M | $12,141,000 | 0.7% |
| Progress Software Corp | NOTE 1.000% 4/1 | 743312AB6 | $11.9M | $11,284,000 | 0.7% |
| Sarepta Therapeutics Inc | DBCV 1.500%11/1 | 803607AB6 | $11.6M | $8,197,000 | 0.7% |
| Cytokinetics Inc | NOTE 3.500% 7/0 | 23282WAC4 | $11.4M | $6,449,000 | 0.7% |
| Greenbrier COS Inc | NOTE 2.875% 4/1 | 393657AM3 | $10.8M | $10,935,000 | 0.6% |
| PG&E Corp(PCG)Put | COM | 69331C108 | $10.7M | 591,300 | 0.6% |
| Starwood Ppty TR Inc | NOTE 6.750% 7/1 | 85571BBA2 | $10.2M | $9,385,000 | 0.6% |
| Pros Holdings Inc | NOTE 2.250% 9/1 | 74346YAG8 | $9.9M | $8,739,000 | 0.6% |
| Dexcom Inc | NOTE 0.250%11/1 | 252131AK3 | $9.1M | $8,758,000 | 0.5% |
| Helix Energy Solutions GRP I | NOTE 6.750% 2/1 | 42330PAK3 | $9.0M | $5,667,000 | 0.5% |
| Collegium Pharmaceutical Inc | NOTE 2.625% 2/1 | 19459JAA2 | $8.9M | $7,269,000 | 0.5% |
| Imax Corp | NOTE 0.500% 4/0 | 45245EAJ8 | $8.5M | $9,500,000 | 0.5% |
| Halozyme Therapeutics Inc | NOTE 1.000% 8/1 | 40637HAF6 | $8.4M | $9,000,000 | 0.5% |
| SRH Total Return Fund Inc(STEW) | COM | 101507101 | $8.2M | 593,055 | 0.5% |
| Vertex Pharmaceuticals Inc(VRTX) | COM | 92532F100 | $7.6M | 18,700 | 0.4% |
| Semtech Corp | NOTE 1.625%11/0 | 816850AF8 | $7.5M | $8,763,000 | 0.4% |
| Vertex Pharmaceuticals Inc(VRTX)Put | COM | 92532F100 | $7.3M | 18,000 | 0.4% |
| Adam NAT RES FD Inc(PEO) | COM | 00548F105 | $7.3M | 354,779 | 0.4% |
| Transocean Inc | DEB 4.625% 9/3 | 893830BW8 | $7.3M | $3,500,000 | 0.4% |
| Ironwood Pharmaceuticals Inc | NOTE 1.500% 6/1 | 46333XAH1 | $7.1M | $6,509,000 | 0.4% |
| Insmed Inc | NOTE 0.750% 6/0 | 457669AB5 | $6.8M | $5,894,000 | 0.4% |
| Cinemark Hldgs Inc | NOTE 4.500% 8/1 | 17243VAB8 | $6.5M | $5,400,000 | 0.4% |
| Varonis SYS Inc | NOTE 1.250% 8/1 | 922280AB8 | $6.5M | $4,250,000 | 0.4% |