Q3 2013 Holdings
Filed 2013-11-12 | 3963 holdings | $18.9B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Regis Corp Minn | NOTE 5.000% 7/1 | 758932AA5 | $3.8K | $3,493,000 | 0.0% |
| Barclays PLC(BCS) | ADR | 06738E204 | $3.8K | 225,678 | 0.0% |
| Innovative Solutions & Suppo(ISSC) | COM | 45769N105 | $3.9K | 484,700 | 0.0% |
| Collectors Universe Inc(CLCTUSD) | COM NEW | 19421R200 | $3.9K | 262,819 | 0.0% |
| Crown Media Hldgs Inc | CL A | 228411104 | $3.9K | 1,254,518 | 0.0% |
| Fortuna Silver Mines Inc(FVICHF) | COM | 349915108 | $3.9K | 1,060,088 | 0.0% |
| Qualys Inc(QLYS) | COM | 74758T303 | $3.9K | 181,003 | 0.0% |
| Pfsweb Inc(PFSWUSD) | COM NEW | 717098206 | $3.9K | 648,822 | 0.0% |
| Constellium Holdco B V(CSTM) | CL A | N22035104 | $3.9K | 201,251 | 0.0% |
| Parkervision Inc | COM | 701354102 | $3.9K | 1,165,524 | 0.0% |
| York WTR Co(YORW) | COM | 987184108 | $3.9K | 194,722 | 0.0% |
| Enersys | NOTE 3.375% 6/0 | 29275YAA0 | $4.0K | $2,558,000 | 0.0% |
| Dollar Finl Corp | NOTE 3.000% 4/0 | 256664AC7 | $4.0K | $4,151,000 | 0.0% |
| Bon-Ton Stores Inc(BONTQ) | COM | 09776J101 | $4.0K | 376,342 | 0.0% |
| Newlink Genetics Corp | COM | 651511107 | $4.0K | 212,523 | 0.0% |
| Natural Grocers by Vitamin C(NGVC) | COM | 63888U108 | $4.0K | 100,575 | 0.0% |
| SBA Communications Corp | NOTE 4.000%10/0 | 78388JAM8 | $4.0K | $1,506,000 | 0.0% |
| Tearlab Corp | COM | 878193101 | $4.0K | 362,177 | 0.0% |
| Harvest Natural Resources in | COM | 41754V103 | $4.0K | 750,162 | 0.0% |
| Numerex Corp PA | CL A | 67053A102 | $4.0K | 367,582 | 0.0% |
| Park Sterling Corp | COM | 70086Y105 | $4.1K | 635,265 | 0.0% |
| Pendrell Corp | COM | 70686R104 | $4.1K | 2,098,860 | 0.0% |
| Global Eagle Entmt Inc | COM | 37951D102 | $4.1K | 436,207 | 0.0% |
| Ceco Environmental Corp(CECO) | COM | 125141101 | $4.1K | 289,564 | 0.0% |
| Vascular Solutions Inc | COM | 92231M109 | $4.1K | 243,637 | 0.0% |
| Multi Fineline Electronix in | COM | 62541B101 | $4.1K | 252,535 | 0.0% |
| MGM Resorts International | NOTE 4.250% 4/1 | 55303QAE0 | $4.1K | $3,223,000 | 0.0% |
| Resource America Inc | CL A | 761195205 | $4.1K | 512,696 | 0.0% |
| Tower Intl Inc(TOWR) | COM | 891826109 | $4.1K | 207,247 | 0.0% |
| Unilife Corp New | COM | 90478E103 | $4.2K | 1,259,982 | 0.0% |
| Vitesse Semiconductor Corp | DBCV 8.000% 6/1 | 928497AE6 | $4.2K | $4,000,000 | 0.0% |
| Astrazeneca PLC(AZN) | SPONSORED ADR | 046353108 | $4.2K | 80,600 | 0.0% |
| Mitek SYS Inc(MITK) | COM NEW | 606710200 | $4.2K | 812,307 | 0.0% |
| MVC Capital Inc(MVC) | COM | 553829102 | $4.2K | 321,144 | 0.0% |
| Sesa GOA LTD | SPONSORED ADR | 78413F103 | $4.2K | 373,027 | 0.0% |
| Mimedx Group Inc(MDXG) | COM | 602496101 | $4.2K | 1,010,295 | 0.0% |
| Enterprise Finl Svcs Corp(EFSC) | COM | 293712105 | $4.2K | 250,185 | 0.0% |
| Mellanox Technologies LTD | SHS | M51363113 | $4.2K | 111,382 | 0.0% |
| United Cmnty Finl Corp Ohio | COM | 909839102 | $4.2K | 1,090,313 | 0.0% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $4.3K | $3,277,000 | 0.0% |
| Peapack-Gladstone Finl Corp(PGC) | COM | 704699107 | $4.3K | 229,991 | 0.0% |
| Douglas Dynamics Inc(PLOW) | COM | 25960R105 | $4.3K | 292,768 | 0.0% |
| Meta Finl Group Inc(CASH) | COM | 59100U108 | $4.3K | 113,559 | 0.0% |
| Unwired Planet Inc New | COM | 91531F103 | $4.3K | 2,495,366 | 0.0% |
| Mindspeed Technologies Inc | COM NEW | 602682205 | $4.3K | 1,420,472 | 0.0% |
| Speed Comm Inc | COM | 84764T106 | $4.3K | 1,321,726 | 0.0% |
| Park Ohio Hldgs Corp(PKOH) | COM | 700666100 | $4.3K | 112,861 | 0.0% |
| Global Power Equipment GRP I | COM PAR $0.01 | 37941P306 | $4.4K | 216,678 | 0.0% |
| Datawatch Corp | COM NEW | 237917208 | $4.4K | 156,690 | 0.0% |
| Hometrust Bancshares Inc(HTB) | COM | 437872104 | $4.4K | 265,063 | 0.0% |