Q2 2014 Holdings
Filed 2014-08-06 | 4044 holdings | $2.6B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cedar Fair L P | DEPOSITRY UNIT | 150185106 | $0 | 1 | 0.0% |
| Invesco Muni Income OPP Trst(OIA) | COM | 46132X101 | $0 | 9 | 0.0% |
| BlackRock Multi-Sector Inc T(BIT) | COM | 09258A107 | $0 | 1 | 0.0% |
| BlackRock Muniyield Quality(MQY) | COM | 09254F100 | $0 | 9 | 0.0% |
| BlackRock Muni Income TR II(BLE) | COM | 09249N101 | $0 | 1 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $0 | 85 | 0.0% |
| China Life INS Co LTD | SPON ADR REP H | 16939P106 | $0 | 7 | 0.0% |
| Seaspan Corp | SHS | Y75638109 | $0 | 0 | 0.0% |
| Brookfield Ppty Partners L P | UNIT LTD PARTN | G16249107 | $0 | 17 | 0.0% |
| HSBC Hldgs PLC | ADR A 1/40PF A | 404280604 | $0 | 16 | 0.0% |
| Vanguard World FDS(VGT) | INF TECH ETF | 92204A702 | $1 | 12 | 0.0% |
| Gabelli GLB SML & MD CP VAL(GGZ) | COM | 36249W104 | $1 | 50 | 0.0% |
| Royal BK Scotland Group PLC | ADR PREF SER N | 780097770 | $1 | 31 | 0.0% |
| Pacific Drilling SA Luxembou | REG SHS | L7257P106 | $1 | 102 | 0.0% |
| Ishares(IEO) | US OIL&GS EX ETF | 464288851 | $1 | 14 | 0.0% |
| Barclays Bank PLC | ADS7.75%PFD S4 | 06739H511 | $1 | 22 | 0.0% |
| Barclays BK PLC | ADR 2 PREF 2 | 06739F390 | $1 | 33 | 0.0% |
| Kayne Anderson MLP Invt Co(KYN) | COM | 486606106 | $1 | 28 | 0.0% |
| Pokertek Inc | COM NEW | 730864204 | $1 | 1,000 | 0.0% |
| Fiduciary Claymore MLP OPP F | COM | 31647Q106 | $1 | 41 | 0.0% |
| Barclays Bank PLC | SP ADR 7.1%PF3 | 06739H776 | $1 | 41 | 0.0% |
| Powershares ETF Trust | DWA MOMENTUM PTF | 73935X153 | $1 | 29 | 0.0% |
| Ishares(IFGL) | INTL DEV RE ETF | 464288489 | $1 | 44 | 0.0% |
| Alcatel-Lucent | SPONSORED ADR | 013904305 | $1 | 274 | 0.0% |
| Cenovus Energy Inc(CVE) | COM | 15135U109 | $1 | 32 | 0.0% |
| Cadence Design System Inc | NOTE 2.625% 6/0 | 127387AJ7 | $2 | $1,000 | 0.0% |
| Mercadolibre Inc(MELI) | COM | 58733R102 | $2 | 26 | 0.0% |
| Newmont Mining Corp | NOTE 1.250% 7/1 | 651639AH9 | $2 | $2,000 | 0.0% |
| NET Element Inc | COM | 64111R102 | $2 | 979 | 0.0% |
| United States STL Corp New | NOTE 2.750% 4/0 | 912909AH1 | $2 | $2,000 | 0.0% |
| Eagle Bancorp Mont Inc(EBMT) | COM | 26942G100 | $2 | 222 | 0.0% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $2 | $2,000 | 0.0% |
| Powershares QQQ Trust | UNIT SER 1 | 73935A104 | $2 | 24 | 0.0% |
| Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | $2 | $2,000 | 0.0% |
| China Mobile Limited | SPONSORED ADR | 16941M109 | $2 | 45 | 0.0% |
| Ixia | NOTE 3.000%12/1 | 45071RAB5 | $2 | $2,000 | 0.0% |
| Intel Corp | SDCV 2.950%12/1 | 458140AD2 | $2 | $2,000 | 0.0% |
| Ciena Corp | NOTE 0.875% 6/1 | 171779AE1 | $2 | $2,000 | 0.0% |
| DNB Finl Corp(DNBF) | COM | 233237106 | $2 | 100 | 0.0% |
| Daxor Corp(DXR) | COM | 239467103 | $2 | 307 | 0.0% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $2 | $1,000 | 0.0% |
| Books-A-Million Inc | COM | 098570104 | $2 | 1,056 | 0.0% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $2 | $2,000 | 0.0% |
| Pulse Electronics Corp | COM NEW | 74586W205 | $2 | 859 | 0.0% |
| Ecopetrol S A(EC) | SPONSORED ADS | 279158109 | $2 | 52 | 0.0% |
| Nv5 Hldgs Inc(NVEEUSD) | COM | 62945V109 | $2 | 213 | 0.0% |
| WPP PLC New(WPP) | ADR | 92937A102 | $2 | 15 | 0.0% |
| Aldeyra Therapeutics Inc(ALDX) | COM | 01438T106 | $2 | 269 | 0.0% |
| Partner Communications Co LT | ADR | 70211M109 | $2 | 213 | 0.0% |
| GSE SYS Inc | COM | 36227K106 | $2 | 963 | 0.0% |