Q4 2014 Holdings
Filed 2015-02-17 | 250 holdings | $3.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Bank Amer Corp Wt Exp 10/28/2018 Strike 30.79 | *W EXP 10/28/201 | 060505153 | $7 | 10,000 | 0.0% |
| Comstock Mining Inc | COM | 205750102 | $11 | 14,163 | 0.0% |
| Wet Seal Inc | CL A | 961840105 | $14 | 210,000 | 0.0% |
| Rubicon Minerals Corp | COM | 780911103 | $14 | 14,000 | 0.0% |
| Citi A Warrants Exp 01/04/19 | *W EXP 01/04/201 | 172967226 | $17 | 18,985 | 0.0% |
| Diana Containerships I Com | COM | Y2069P101 | $19 | 10,000 | 0.0% |
| Portugal Telecom Sgps SA | SPONSORED ADR | 737273102 | $32 | 30,000 | 0.0% |
| Novatel Wireless Inc | COM NEW | 66987M604 | $32 | 10,000 | 0.0% |
| NeoPhotonics Corp Com | COM | 64051T100 | $34 | 10,000 | 0.0% |
| Alaska Communications Systems(ALSK) | COM | 01167P101 | $63 | 35,000 | 0.0% |
| Eldorado Gold Corp | COM | 284902103 | $69 | 11,330 | 0.0% |
| Tanzanian Royalty Exploration | COM | 87600U104 | $76 | 117,371 | 0.0% |
| Fifth Street Finance Corp | COM | 31678A103 | $80 | 10,000 | 0.0% |
| Penn West Petroleum Ltd | COM | 707887105 | $96 | 46,000 | 0.0% |
| Roundys Inc Company | COM | 779268101 | $97 | 20,000 | 0.0% |
| Monogram Residential Trust | COM | 60979P105 | $98 | 10,621 | 0.0% |
| Gladstone Capital Corp | COM | 376535100 | $105 | 12,701 | 0.0% |
| Nuveen Floating Rate Income Op | COM SHS | 6706EN100 | $132 | 11,709 | 0.0% |
| Cohen & Steers Total Return Re(RFI) | COM | 19247R103 | $142 | 10,756 | 0.0% |
| Western Asset Mtg Cap Com | COM | 95790D105 | $147 | 10,000 | 0.0% |
| Oi SA Adr F Sponsored Reps 1 | SPN ADR NEW | 670851302 | $149 | 44,336 | 0.0% |
| Just Energy Group Inc Com | COM | 48213W101 | $157 | 30,000 | 0.0% |
| Nuveen Mun Value Fd Inc Com(NUV) | COM | 670928100 | $163 | 16,874 | 0.0% |
| Nuveen Municipal High Income O(NMZ) | COM | 670682103 | $165 | 12,292 | 0.0% |
| Blackrock Floating Rate Income(BGT) | COM | 091941104 | $166 | 12,908 | 0.0% |
| Linn Energy LLC | UNIT LTD LIAB | 536020100 | $169 | 16,727 | 0.0% |
| Ticc Capital Corp Com | COM | 87244T109 | $170 | 22,626 | 0.0% |
| Frontier Communications Corp | COM | 35906A108 | $183 | 27,500 | 0.0% |
| Time Warner Cable Inc | COM | 88732J207 | $201 | 1,324 | 0.0% |
| Aflac Inc(AFL) | COM | 001055102 | $203 | 3,316 | 0.0% |
| Energy Transfer Prtnrs L P Uni | UNIT LTD PARTN | 29273R109 | $203 | 3,122 | 0.0% |
| iShares Silver Trusts(SLV) | ISHARES | 46428Q109 | $208 | 13,818 | 0.0% |
| Oi SA | SPN ADR PFD NEW | 670851401 | $208 | 65,271 | 0.0% |
| Spdr S&P Dividend ETF(SDY) | S&P DIVID ETF | 78464A763 | $208 | 2,642 | 0.0% |
| Spectra Energy Corp | COM | 847560109 | $209 | 5,745 | 0.0% |
| iShares S&P Midcap 400 Value F(IJJ) | S&P MC 400VL ETF | 464287705 | $210 | 1,645 | 0.0% |
| iShares Russell 1000 Growth In(IWF) | RUS 1000 GRW ETF | 464287614 | $216 | 2,255 | 0.0% |
| Energy Transfer Equity LP(ET) | COM UT LTD PTN | 29273V100 | $217 | 3,780 | 0.0% |
| Bp Plc(BP) | SPONSORED ADR | 055622104 | $219 | 5,756 | 0.0% |
| Diversified Real Asset Income | COM SHS | 25533B108 | $219 | 12,616 | 0.0% |
| Armour Residential REIT Inc | COM | 042315101 | $221 | 60,000 | 0.0% |
| PG&E Corp(PCG) | COM | 69331C108 | $224 | 4,210 | 0.0% |
| Eaton Vance National Muni(EOT) | COM SHS | 27829L105 | $224 | 10,687 | 0.0% |
| Ball Corp(BALL) | COM | 058498106 | $227 | 3,333 | 0.0% |
| Sunoco Logistics Partners LP | COM UNITS | 86764L108 | $231 | 5,533 | 0.0% |
| Edison International(EIX) | COM | 281020107 | $231 | 3,523 | 0.0% |
| RLI Corp(RLI) | COM | 749607107 | $232 | 4,700 | 0.0% |
| Express Scripts Holding Co | COM | 30219G108 | $233 | 2,755 | 0.0% |
| Baxter International Inc(BAX) | COM | 071813109 | $238 | 3,253 | 0.0% |
| iShares S&P 500 Index Fund(IVV) | CORE S&P 500 ETF | 464287200 | $241 | 1,166 | 0.0% |