Q4 2016 Holdings
Filed 2017-02-14 | 353 holdings | $9.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Citi A Warrants Exp 01/04/19 | *W EXP 01/04/201 | 172967226 | $3 | 18,985 | 0.0% |
| Bank Amer Corp Wt Exp 10/28/2018 Strike 30.79 | *W EXP 10/28/201 | 060505153 | $10 | 10,000 | 0.0% |
| Contravir Pharmaceuticals Inc | COM | 21234W103 | $12 | 10,000 | 0.0% |
| Eldorado Gold Corp | COM | 284902103 | $36 | 11,330 | 0.0% |
| Kcap Finl Inc Com | COM | 48668E101 | $48 | 12,000 | 0.0% |
| Tanzanian Royalty Exploration | COM | 87600U104 | $59 | 117,371 | 0.0% |
| Allianzgi Convertible & Income | COM | 018825109 | $67 | 11,760 | 0.0% |
| Medley Capital Corp. | COM | 58503F106 | $75 | 10,000 | 0.0% |
| Direxion Shares Jr Gold Minder | DAILY JR GOLD MI | 25490K554 | $80 | 14,390 | 0.0% |
| Penn West Petroleum Ltd | COM | 707887105 | $81 | 46,000 | 0.0% |
| Fifth Street Finance Corp | COM | 31678A103 | $81 | 15,000 | 0.0% |
| Neuberger Berman Real Estate S(XNROX) | COM | 64190A103 | $85 | 15,771 | 0.0% |
| Seadrill Partners LLC | COMUNIT REP LB | Y7545W109 | $87 | 20,675 | 0.0% |
| Gladstone Capital Corp | COM | 376535100 | $119 | 12,701 | 0.0% |
| Ticc Capital Corp Com | COM | 87244T109 | $166 | 25,126 | 0.0% |
| Valeant Pharmaceuticals Intern | COM | 91911K102 | $175 | 12,034 | 0.0% |
| Blackrock Floating Rate Income(BGT) | COM | 091941104 | $182 | 12,908 | 0.0% |
| Special Opportunities Fund Inc(SPE) | COM | 84741T104 | $187 | 13,734 | 0.0% |
| Blackrock Muniyield CA Insured | COM | 09254N103 | $191 | 13,165 | 0.0% |
| Cys Invts Inc Com | COM | 12673A108 | $193 | 25,000 | 0.0% |
| Discovery Communications Inc(DISCKUSD) | COM SER C | 25470F302 | $201 | 7,500 | 0.0% |
| Kayne Anderson Energy Developm | COM | 48660Q102 | $201 | 10,352 | 0.0% |
| Novartis AG(NVSN) | SPONSORED ADR | 66987V109 | $202 | 2,772 | 0.0% |
| Nike Inc(NKE) | CL B | 654106103 | $211 | 4,152 | 0.0% |
| Silicon Motion Technology Corp(SIMO) | SPONSORED ADR | 82706C108 | $212 | 5,000 | 0.0% |
| US Bancorp(USB) | COM NEW | 902973304 | $212 | 4,127 | 0.0% |
| Aflac Inc(AFL) | COM | 001055102 | $214 | 3,076 | 0.0% |
| Deere & Co(DE) | COM | 244199105 | $215 | 2,091 | 0.0% |
| Jacobs Engineering Group Inc(JECUSD) | COM | 469814107 | $222 | 3,900 | 0.0% |
| Kayne Anderson Mdstm Com | COM | 48661E108 | $222 | 13,965 | 0.0% |
| Delphi Automotive PLC | SHS | G27823106 | $225 | 3,342 | 0.0% |
| Gap Inc(GAP) | COM | 364760108 | $237 | 10,574 | 0.0% |
| Worthington Industries Inc(WOR) | COM | 981811102 | $238 | 5,017 | 0.0% |
| PNC Financial Services Group I(PNC) | COM | 693475105 | $240 | 2,054 | 0.0% |
| Nuveen Build America Bond Oppo | COM | 67074Q102 | $243 | 11,591 | 0.0% |
| Deckers Outdoor Corp(DECK) | COM | 243537107 | $245 | 4,431 | 0.0% |
| Alexander & Baldwin Inc(ALEX) | COM | 014491104 | $252 | 5,613 | 0.0% |
| Paccar Inc(PCAR) | COM | 693718108 | $256 | 4,000 | 0.0% |
| RLI Corp(RLI) | COM | 749607107 | $256 | 4,051 | 0.0% |
| PG&E Corp(PCG) | COM | 69331C108 | $258 | 4,242 | 0.0% |
| Acuity Brands Inc(AYI) | COM | 00508Y102 | $262 | 1,134 | 0.0% |
| CVS Health Corp(CVS) | COM | 126650100 | $264 | 3,347 | 0.0% |
| Total SA(TTEN) | SPONSORED ADR | 89151E109 | $267 | 5,238 | 0.0% |
| Vanguard Europe Pacific ETF(VEA) | FTSE DEV MKT ETF | 921943858 | $267 | 7,310 | 0.0% |
| iShares iBonds Mar 2018 Corp | 2018 CP TM ETF | 46432FAW7 | $270 | 10,566 | 0.0% |
| iShares Russell 2000 Index Fun(IWM) | RUSSELL 2000 ETF | 464287655 | $272 | 2,020 | 0.0% |
| Cigna Corp | COM | 125509109 | $273 | 2,049 | 0.0% |
| Pimco Municipal Income Fund II(PMX) | COM | 72201A103 | $273 | 23,979 | 0.0% |
| iShares Msci Eafe Growth Index(EFG) | EAFE GRWTH TF | 464288885 | $276 | 4,341 | 0.0% |
| Caterpillar Inc(CAT) | COM | 149123101 | $281 | 3,028 | 0.0% |