Q1 2018 Holdings
Filed 2018-05-15 | 359 holdings | $17.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Intellipharmaceutics Internati | COM | 458173101 | $6 | 10,000 | 0.0% |
| Eldorado Gold Corp | COM | 284902103 | $10 | 11,330 | 0.0% |
| MYnd Analytics Inc | COM NEW | 62857N202 | $19 | 16,000 | 0.0% |
| Uranium Energy Corp(UEC) | COM | 916896103 | $25 | 19,000 | 0.0% |
| Kcap Financial Inc | COM | 48668E101 | $38 | 12,000 | 0.0% |
| JC Penney Inc | COM | 708160106 | $38 | 12,700 | 0.0% |
| Medley Capital Corp | COM | 58503F106 | $40 | 10,000 | 0.0% |
| Genius Brands International | COM PAR | 37229T301 | $43 | 15,525 | 0.0% |
| Tanzanian Royalty Exploration | COM | 87600U104 | $45 | 117,371 | 0.0% |
| Just Energy Group Inc Com | COM | 48213W101 | $66 | 15,000 | 0.0% |
| Allianzgi Convertible & Income | COM | 018825109 | $70 | 11,760 | 0.0% |
| Oaktree Specialty Lending Corp | COM | 67401P108 | $72 | 17,200 | 0.0% |
| Neuberger Berman Real Estate S(XNROX) | COM | 64190A103 | $75 | 15,771 | 0.0% |
| Orchid Island Capital Inc | COM | 68571X103 | $88 | 12,000 | 0.0% |
| Calamos Global Dynamic Income(CHW) | COM | 12811L107 | $90 | 10,000 | 0.0% |
| Pacific Mercantile Bancorp(PMBC) | COM | 694552100 | $120 | 12,568 | 0.0% |
| Nuveen Floating Rate Income Op | COM SHS | 6706EN100 | $139 | 12,705 | 0.0% |
| Eaton Vance Risk-Managed Diver(ETJ) | COM | 27829G106 | $140 | 15,600 | 0.0% |
| Nuveen California Amt-Free Qua(XNCMX) | COM | 670651108 | $144 | 10,633 | 0.0% |
| Nuveen Intermediate Duration Q | COM | 670677103 | $146 | 11,628 | 0.0% |
| Oxford Square Capital Corp(OXSQ) | COM | 69181V107 | $154 | 25,126 | 0.0% |
| CYS Investments Inc | COM | 12673A108 | $168 | 25,000 | 0.0% |
| Blackrock Floating Rate Income(BGT) | COM | 091941104 | $180 | 12,908 | 0.0% |
| PG&E Corp(PCG) | COM | 69331C108 | $200 | 4,558 | 0.0% |
| BlackRock California Municipal(XBFZX) | SH BEN INT | 09248E102 | $206 | 15,834 | 0.0% |
| Annaly Capital Management Inc(NLYEUR) | COM | 035710409 | $209 | 20,054 | 0.0% |
| US Bancorp(USB) | COM NEW | 902973304 | $209 | 4,146 | 0.0% |
| Target Corp(TGT) | COM | 87612E106 | $210 | 3,020 | 0.0% |
| Nextpoint Residential Trust(NXRT) | COM | 65341D102 | $219 | 8,820 | 0.0% |
| Realty Income Corp(O) | COM | 756109104 | $222 | 4,290 | 0.0% |
| Vanguard Short Term Corporate(VCSH) | SHRT TRM CORP BD | 92206C409 | $224 | 2,860 | 0.0% |
| First Trust Long t Equity(FTLS) | LNG/SHT EQUITY | 33739P103 | $225 | 5,783 | 0.0% |
| McKesson Corp(MCK) | COM | 58155Q103 | $232 | 1,650 | 0.0% |
| Travelers Cos Inc(TRV) | COM | 89417E109 | $234 | 1,682 | 0.0% |
| iShares DJ Select Dividend Ind(DVY) | SELECT DIVID ETF | 464287168 | $235 | 2,474 | 0.0% |
| S&P Global Inc(SPGI) | COM | 78409V104 | $238 | 1,244 | 0.0% |
| Edwards Lifesciences Corp(EW) | COM | 28176E108 | $238 | 1,704 | 0.0% |
| Kraft Heinz Co(KHC) | COM | 500754106 | $246 | 3,954 | 0.0% |
| iShares Russell 2000 Index Fun(IWM) | RUSSELL 2000 ETF | 464287655 | $248 | 1,634 | 0.0% |
| FedEx Corp(FDX) | COM | 31428X106 | $250 | 1,040 | 0.0% |
| iShares Iboxx High Yield Corpo(HYG) | IBOXX HI YD ETF | 464288513 | $251 | 2,936 | 0.0% |
| RLI Corp(RLI) | COM | 749607107 | $257 | 4,051 | 0.0% |
| Kimberly-Clark Corp(KMB) | COM | 494368103 | $259 | 2,351 | 0.0% |
| Duke Energy Corp(DUK) | COM NEW | 26441C204 | $265 | 3,423 | 0.0% |
| Paccar Inc(PCAR) | COM | 693718108 | $266 | 4,022 | 0.0% |
| Caterpillar Inc(CAT) | COM | 149123101 | $267 | 1,812 | 0.0% |
| Baxter International Inc(BAX) | COM | 071813109 | $269 | 4,137 | 0.0% |
| Pimco Municipal Income Fund II(PMX) | COM | 72201A103 | $273 | 23,979 | 0.0% |
| Nuveen Quality Preferred Incom | COM | 67072C105 | $276 | 28,245 | 0.0% |
| General Dynamics Corp(GD) | COM | 369550108 | $290 | 1,314 | 0.0% |