Q1 2014 Holdings
Filed 2014-05-09 | 117 holdings | $3.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Enteromedics $2.19 Restricted | WT | 293993309 | $0 | 25,000 | 0.0% |
| Transwitch Corp COM(TXCCQ) | COM | 894065309 | $1 | 97,836 | 0.0% |
| Moly Mines LTD | COM | 6741626X4 | $2 | 17,700 | 0.0% |
| Sirius Minerals | COM | B0DG3H2X4 | $4 | 23,700 | 0.0% |
| Geltech Solutions Inc | COM | 368537106 | $13 | 14,000 | 0.0% |
| Federated Equity FDS Prdbr FD | MUT | 314172354 | $31 | 12,116 | 0.0% |
| Atlas Spine Inc. | COM | 011111111 | $50 | 25,000 | 0.0% |
| Rainmaker Systems COM New(VCTL) | COM | 750875304 | $53 | 251,100 | 0.0% |
| Anadigics Inc | COM | 032515108 | $68 | 40,000 | 0.0% |
| Numerex Corp-Pa CL A | COM | 67053A102 | $109 | 10,000 | 0.0% |
| Callidus Software Inc(CALD) | COM | 13123E500 | $128 | 10,200 | 0.0% |
| Mosys Inc | COM | 619718109 | $136 | 30,000 | 0.0% |
| Shoretel Inc | COM | 825211105 | $146 | 17,000 | 0.0% |
| Emerald Oil Inc | COM | 29101U209 | $156 | 23,214 | 0.0% |
| 8X8 Inc New(EGHT) | COM | 282914100 | $178 | 16,500 | 0.0% |
| Lantronix Inc(LTRX) | COM | 516548203 | $187 | 90,000 | 0.0% |
| Oakmark International Fund | MUT | 413838202 | $201 | 7,565 | 0.0% |
| Countrywide Cap IV 6.75 PFD | PFD | 22238E206 | $203 | 8,000 | 0.0% |
| Kinder Morgan Energy Partners | COM | 494550106 | $207 | 2,800 | 0.0% |
| Demandware Inc(DWREEUR) | COM | 24802Y105 | $224 | 3,500 | 0.0% |
| Clearbridge Energy MLP Fund in | COM | 184692101 | $232 | 8,700 | 0.0% |
| Benchmark Electronics(BHE) | COM | 08160H101 | $234 | 10,316 | 0.0% |
| Merck & Co Inc(MRK) | COM | 58933Y105 | $240 | 4,225 | 0.0% |
| Johnson & Johnson(JNJ) | COM | 478160104 | $240 | 2,445 | 0.0% |
| Merrill Lynch Preferred 7.28% | PFD | 59021K205 | $255 | 10,000 | 0.0% |
| Countrywide Cap V 7% GTD Cap S | PFD | 222388209 | $255 | 10,000 | 0.0% |
| Celgene Corp(CELG) | COM | 151020104 | $278 | 1,990 | 0.0% |
| Incontact Inc | COM | 45336E109 | $278 | 28,940 | 0.0% |
| Matthews Pacific Tiger | MUT | 577130107 | $308 | 12,045 | 0.0% |
| General Electric Co | COM | 369604103 | $314 | 12,115 | 0.0% |
| ING Group NV 6.375 Perpetual | PFD | 456837608 | $317 | 12,700 | 0.0% |
| Enlink Midstream LLC(0E41) | COM | 29336T100 | $319 | 9,400 | 0.0% |
| International Business Machine(IBM) | COM | 459200101 | $341 | 1,772 | 0.0% |
| Automatic Data Processing Inc(ADP) | COM | 053015103 | $345 | 4,470 | 0.0% |
| Markwest Energy Partners L P | COM | 570759100 | $347 | 5,307 | 0.0% |
| T. Rowe Price EQ Income Fund | MUT | 779547108 | $362 | 10,932 | 0.0% |
| Williams Sonoma Inc(WSM) | COM | 969904101 | $367 | 5,500 | 0.0% |
| Merrill Lynch PFD Cap TR 7% CA | PFD | 59021F206 | $368 | 14,500 | 0.0% |
| Enlink Midstream L P | COM | 29336U107 | $377 | 12,400 | 0.0% |
| Waste Management Inc(WM) | COM | 94106L109 | $382 | 9,090 | 0.0% |
| B&G Foods(BGS) | COM | 05508R106 | $389 | 12,910 | 0.0% |
| Derma Sciences Inc New | COM | 249827502 | $415 | 32,741 | 0.0% |
| Procter & Gamble Co(PG) | COM | 742718109 | $439 | 5,450 | 0.0% |
| Vishay Intertechnology(VSH) | COM | 928298108 | $465 | 31,227 | 0.0% |
| Ford Motor Co del PAR $0.01(F) | COM | 345370860 | $473 | 30,350 | 0.0% |
| Spdr Gold TR Gold SHS(GLD) | COM | 78463V107 | $494 | 3,995 | 0.0% |
| Regal Entertainment Group CL A | COM | 758766109 | $495 | 26,510 | 0.0% |
| CVS Caremark Corporation(CVS) | COM | 126650100 | $505 | 6,742 | 0.0% |
| Access Midstream L P | COM | 00434L109 | $557 | 9,674 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $577 | 14,075 | 0.0% |