Q3 2023 Holdings
Filed 2023-11-15 | 101 holdings | $30.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Geltech Solutions Inc | COM | 368537106 | $0 | 14,000 | 0.0% |
| Vaccinogen Inc | COM | 918641101 | $0 | 52,679 | 0.0% |
| Rainmaker Systems COM New(VCTL) | COM | 750875304 | $0 | 151,100 | 0.0% |
| Transwitch Corp COM(TXCCQ) | COM | 894065309 | $0 | 97,836 | 0.0% |
| Atlas Spine Inc. | COM | 011111111 | $50 | 25,000 | 0.0% |
| Oceanagold Corp | COM | 675222103 | $98 | 50,000 | 0.0% |
| Lundin Mining Corp(LUNMF) | COM | 550372106 | $112 | 15,000 | 0.0% |
| AT&T Inc(T) | COM | 00206R102 | $150 | 10,000 | 0.0% |
| Iovance Biotherapeutics Inc(IOVA) | COM | 462260100 | $161 | 35,300 | 0.0% |
| Ashland Global Holdings Inc(ASH) | COM | 044186104 | $212 | 2,600 | 0.0% |
| JPM Chase NON CUM 5.75 Pref S | PFD | 48128B655 | $217 | 9,000 | 0.0% |
| JPMorgan Chase & Co 4.55 Nonc | PFD | 48128B580 | $220 | 11,550 | 0.0% |
| Bank of America NON CUM Pref 4 | PFD | 06055H871 | $249 | 13,000 | 0.0% |
| Schlumberger LTD(SLB) | COM | 806857108 | $262 | 4,500 | 0.0% |
| Moody's Corp(MCO) | COM | 615369105 | $274 | 866 | 0.0% |
| Keycorp 5.65 SER F | PFD | 493267876 | $288 | 15,000 | 0.0% |
| Schwab 4.45 Perp PFD(SCHW) | PFD | 808513865 | $298 | 16,000 | 0.0% |
| Spdr S&P 500 ETF Trust(SPY) | COM | 78462F103 | $327 | 765 | 0.0% |
| Matthews Pacific Tiger | MUT | 577130107 | $333 | 17,706 | 0.0% |
| Vishay Intertechnology Inc(VSH) | COM | 928298108 | $336 | 13,610 | 0.0% |
| Visa Inc-Class A Shares(V) | COM | 92826C839 | $352 | 1,530 | 0.0% |
| American Electric Power(AEP) | COM | 025537101 | $353 | 4,690 | 0.0% |
| Devon Energy Corp(DVN) | COM | 25179M103 | $358 | 7,500 | 0.0% |
| General Mills Inc(GIS) | COM | 370334104 | $374 | 5,845 | 0.0% |
| Goldman Sachs NON CUM PFD 6.37 | PFD | 38148B108 | $377 | 15,000 | 0.0% |
| Morgan Stanley Perp 4.25 PFD(MS) | PFD | 61762V861 | $426 | 25,000 | 0.0% |
| Targa Resources Corp(TRGP) | COM | 87612G101 | $448 | 5,222 | 0.0% |
| Bank of America NON CUM Pref 6 | PFD | 060505229 | $457 | 19,000 | 0.0% |
| Keycorp 5.625 PFD 9/15/24 | PFD | 493267868 | $463 | 25,000 | 0.0% |
| Mid-America Apartment Comm(MAA) | COM | 59522J103 | $464 | 3,610 | 0.0% |
| Lantronix Inc(LTRX) | COM | 516548203 | $467 | 105,000 | 0.0% |
| AT&T Inc 4.75 Pref Stock SER(T) | PFD | 00206R706 | $470 | 24,500 | 0.0% |
| Capital One PAR Pref 4.80 SER | PFD | 14040H782 | $504 | 28,500 | 0.0% |
| Proshares Ultra Financials(UYG) | COM | 74347X633 | $586 | 13,440 | 0.0% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $627 | 5,335 | 0.0% |
| Johnson & Johnson(JNJ) | COM | 478160104 | $656 | 4,210 | 0.0% |
| Intl Business Machines Corp(IBM) | COM | 459200101 | $747 | 5,325 | 0.0% |
| Spdr Gold Shares(GLD) | COM | 78463V107 | $889 | 5,185 | 0.0% |
| Amgen Inc(AMGN) | COM | 031162100 | $904 | 3,365 | 0.0% |
| Automatic Data Processing(ADP) | COM | 053015103 | $996 | 4,140 | 0.0% |
| Target Corp(TGT) | COM | 87612E106 | $1.1K | 9,885 | 0.0% |
| GSK PLC(GSK) | COM | 37733W204 | $1.2K | 32,933 | 0.0% |
| Nextera Energy Inc(NEE) | COM | 65339F101 | $1.2K | 21,580 | 0.0% |
| Waste Management Inc(WM) | COM | 94106L109 | $1.3K | 8,805 | 0.0% |
| Mcdonald's Corp(MCD) | COM | 580135101 | $1.4K | 5,178 | 0.0% |
| Humana Inc(HUM) | COM | 444859102 | $1.4K | 2,865 | 0.0% |
| Enterprise Products Partners(EPD) | COM | 293792107 | $1.4K | 52,037 | 0.0% |
| Dodge & COX Stock Fund | MUT | 256219106 | $1.5K | 6,616 | 0.0% |
| Chevron Corp(CVX) | COM | 166764100 | $1.8K | 10,739 | 0.0% |
| Nucor Corp(NUE) | COM | 670346105 | $1.8K | 11,580 | 0.0% |