Q4 2019 Holdings
Filed 2020-02-11 | 126 holdings | $4.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| DWS MUN Income TR New(KTF) | COM | 233368109 | $4.1M | 365,670 | 96.0% |
| CPI Card Group Inc(PMTS) | COM NEW | 12634H200 | $88.0K | 97,542 | 2.0% |
| Avaya Hldgs Corp | NOTE 2.250% 6/1 | 05351XAB7 | $8.0K | $9,040,000 | 0.2% |
| Invesco Exchng Traded FD TR(BKLN) | SR LN ETF | 46138G508 | $7.2K | 315,000 | 0.2% |
| Nuveen CR Strategies Incm FD(XJQCX) | COM SHS | 67073D102 | $4.7K | 619,149 | 0.1% |
| BlackRock Munihlds Invstm QL | COM | 09254P108 | $3.0K | 229,194 | 0.1% |
| BlackRock Float Rate OME STR(XFRAX) | COM | 09255X100 | $2.6K | 191,484 | 0.1% |
| BlackRock Muniyield Qlty FD(MYI) | COM | 09254E103 | $2.2K | 164,099 | 0.1% |
| UBS AG London BRH | ETRACS MTH 2XLV | 90270L842 | $2.1K | 149,946 | 0.0% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $2.0K | 197,259 | 0.0% |
| Tekla Life Sciences Invs(HQL) | SH BEN INT | 87911K100 | $1.9K | 110,993 | 0.0% |
| BlackRock Floating Rate Inco(BGT) | COM | 091941104 | $1.9K | 147,223 | 0.0% |
| BlackRock Munihldngs Cali QL(MUC) | COM | 09254L107 | $1.8K | 129,713 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $1.8K | 302,467 | 0.0% |
| Nuveen SHT DUR CR OPP FD | COM | 67074X107 | $1.5K | 97,826 | 0.0% |
| Sprott Physical Gold & Silve(CEF/U) | TR UNIT | 85208R101 | $1.5K | 100,000 | 0.0% |
| Delaware INV MN MUN Inc FD I | COM | 24610V103 | $1.4K | 108,217 | 0.0% |
| Western Asset Corporate LN F | COM | 95790J102 | $1.4K | 140,940 | 0.0% |
| BlackRock Muniyield Cali QLT | COM | 09254N103 | $1.4K | 97,904 | 0.0% |
| Tortoise Midstrm Energy FD I | COM | 89148B101 | $1.4K | 125,500 | 0.0% |
| Nuveen Floating Rate Income(JFR) | COM | 67072T108 | $1.4K | 132,306 | 0.0% |
| Neuberger Berman MLP and ENR(NML) | COM | 64129H104 | $1.4K | 200,000 | 0.0% |
| Avaya Hldgs Corp(AVYAUSD) | COM | 05351X101 | $1.4K | 100,030 | 0.0% |
| Fiduciary Claymore Engry INF | COM | 31647Q106 | $1.2K | 155,000 | 0.0% |
| Tortoise Essential Assets in | COM SH BEN INT | 89148A103 | $1.2K | 73,318 | 0.0% |
| Eaton Vance SR Income TR(EVF) | SH BEN INT | 27826S103 | $1.2K | 183,770 | 0.0% |
| Clearbridge MLP and Midstrm | COM | 184692101 | $1.1K | 101,300 | 0.0% |
| BlackRock Muniyield NY Qlty(MYN) | COM | 09255E102 | $1.1K | 87,148 | 0.0% |
| Eaton Vance Flting Rate Inc(EFT) | COM | 278279104 | $1.1K | 82,135 | 0.0% |
| Eaton Vance LTD DUR Income F(XEVVX) | COM | 27828H105 | $1.1K | 83,000 | 0.0% |
| Goldman Sachs MLP Inc OPP FD | COM SHS | 38147W103 | $941 | 155,000 | 0.0% |
| Clearbridge Energy Midstrm O | COM | 18469P100 | $925 | 110,000 | 0.0% |
| Adam NAT RES FD Inc(PEO) | COM | 00548F105 | $922 | 56,000 | 0.0% |
| Eaton Vance SR Fltng RTE TR(XEFRX) | COM | 27828Q105 | $916 | 67,579 | 0.0% |
| GDL Fund(GDL) | COM SH BEN IT | 361570104 | $865 | 93,076 | 0.0% |
| Pimco Enrgy Tactical CR OPP(PDX) | COM SHS BEN INT | 69346N107 | $825 | 50,000 | 0.0% |
| Rivernorth Opprtunities FD I(RIV) | COM | 76881Y109 | $824 | 50,500 | 0.0% |
| First TR SR FLG RTE Incm FD(FCT) | COM | 33733U108 | $782 | 62,272 | 0.0% |
| Pioneer MUN High Income ADV(XPMAX) | COM | 723762100 | $757 | 70,000 | 0.0% |
| Vertical Cap Income Fund(CCIF) | SHS BEN INT | 92535C104 | $699 | 67,174 | 0.0% |
| Kayne Andersn MLP Mids Invt(KYN) | COM | 486606106 | $697 | 50,000 | 0.0% |
| Cushing Renaissance FD | COM | 231647108 | $667 | 49,297 | 0.0% |
| Oaktree Specialty Lending Co | COM | 67401P108 | $638 | 116,911 | 0.0% |
| Tortoise Energy Independenc | COM | 89148K101 | $617 | 142,410 | 0.0% |
| BlackRock Calif MUN Income T(XBFZX) | SH BEN INT | 09248E102 | $614 | 45,255 | 0.0% |
| Apollo SR Floating Rate FD I | COM | 037636107 | $599 | 39,546 | 0.0% |
| BlackRock Munivest FD Inc(MVF) | COM | 09253R105 | $596 | 65,422 | 0.0% |
| First TR SR Floating Rate 20 | COM SHS | 33740K101 | $582 | 63,311 | 0.0% |
| Invesco Dynamic CR OPP FD | COM | 46132R104 | $570 | 50,268 | 0.0% |
| Nuveen Minesota QLT MUN Inc(NMS) | SHS | 670734102 | $560 | 38,323 | 0.0% |