Q4 2014 Holdings
Filed 2015-02-17 | 791 holdings | $21.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Valley Natl Bancorp | *W EXP 06/30/201 | 919794123 | $0 | 87 | 0.0% |
| Sears Hldgs Corp | *W EXP 12/15/201 | 812350155 | $1 | 28 | 0.0% |
| Fieldpoint Petroleum Corp | *W EXP 03/23/201 | 316570126 | $2 | 8,543 | 0.0% |
| Exelixis Inc(EXEL) | COM | 30161Q104 | $3 | 1,754 | 0.0% |
| Noble Corp PLC | SHS USD | G65431101 | $3 | 156 | 0.0% |
| Community Health SYS Inc New | RIGHT 01/27/2016 | 203668116 | $4 | 159,104 | 0.0% |
| Cubist Pharmaceuticals Inc | RIGHT 99/99/9999 | 229678123 | $4 | 101,797 | 0.0% |
| Deutsche Bank AGCall | NAMEN AKT | D18190898 | $6 | 200 | 0.0% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $9 | 187 | 0.0% |
| General Moly Inc(GMOLQ) | COM | 370373102 | $10 | 17,837 | 0.0% |
| Digital RIV IncCall | COM | 25388B104 | $10 | 400 | 0.0% |
| Gulf Coast Ultra Deep RTY TR | ROYALTY TR UNT | 40222T104 | $10 | 7,831 | 0.0% |
| Cimarex Energy Co(XECEUR)Put | COM | 171798101 | $11 | 100 | 0.0% |
| United States STL Corp New(USX1)Call | COM | 912909108 | $11 | 400 | 0.0% |
| United States Natl Gas Fund | UNIT PAR $0.001 | 912318201 | $18 | 1,227 | 0.0% |
| USA Technologies Inc | COM NO PAR | 90328S500 | $19 | 11,689 | 0.0% |
| GSI Technology(GSIT)Put | COM | 36241U106 | $20 | 4,000 | 0.0% |
| Sprint CorpCall | COM SER 1 | 85207U105 | $21 | 5,070 | 0.0% |
| Enbridge Inc(ENB)Put | COM | 29250N105 | $21 | 400 | 0.0% |
| Lennar Corp(LEN) | CL A | 526057104 | $22 | 500 | 0.0% |
| Paramount Gold & Silver Corp | COM | 69924P102 | $22 | 21,800 | 0.0% |
| Weatherford Intl PLC(WFRD) | ORD SHS | G48833100 | $23 | 2,000 | 0.0% |
| Stereotaxis Inc(STXS) | COM NEW | 85916J409 | $23 | 15,825 | 0.0% |
| Canadian Solar Inc(CSIQ)Call | COM | 136635109 | $24 | 1,000 | 0.0% |
| Actavis PLCCall | SHS | G0083B108 | $26 | 100 | 0.0% |
| Goodrich Pete Corp | COM NEW | 382410405 | $27 | 6,114 | 0.0% |
| Fieldpoint Petroleum Corp(FPPP) | COM | 316570100 | $27 | 14,904 | 0.0% |
| Mosys Inc | COM | 619718109 | $27 | 14,639 | 0.0% |
| Ford MTR Co del(F)Call | COM PAR $0.01 | 345370860 | $31 | 2,000 | 0.0% |
| GFI Group IncPut | COM | 361652209 | $32 | 6,000 | 0.0% |
| Paragon Offshore PLCCall | CALL | G6S01W908 | $32 | 11,550 | 0.0% |
| California RES CorpCall | CALL | 13057Q907 | $33 | 6,000 | 0.0% |
| Energy XXI LTDCall | USD UNRS SHS | G10082140 | $33 | 10,000 | 0.0% |
| China Digital TV Hldg Co LTD | SPONSORED ADR | 16938G107 | $36 | 11,728 | 0.0% |
| MV Oil TR(MVO)Call | TR UNITS | 553859109 | $36 | 2,500 | 0.0% |
| Interdigital Inc | NOTE 2.500% 3/1 | 458660AB3 | $37 | $33,000 | 0.0% |
| National BK Greece S ACall | SPN ADR REP 1 SH | 633643705 | $38 | 21,000 | 0.0% |
| Tejon Ranch Co | *W EXP 08/31/201 | 879080133 | $39 | 21,446 | 0.0% |
| Zion Oil & Gas Inc(ZNOG) | COM | 989696109 | $41 | 29,760 | 0.0% |
| Goodrich Pete CorpPut | COM NEW | 382410405 | $44 | 10,000 | 0.0% |
| MCG Capital Corp | COM | 58047P107 | $45 | 11,698 | 0.0% |
| Gulfport Energy CorpPut | COM NEW | 402635304 | $46 | 1,100 | 0.0% |
| Tejon Ranch Co(TRC) | COM | 879080109 | $47 | 1,600 | 0.0% |
| Market Vectors ETF TR | MKTVEC LMUNETF | 57060U886 | $49 | 2,444 | 0.0% |
| Valley Natl Bancorp | *W EXP 11/14/201 | 919794131 | $51 | 206,650 | 0.0% |
| Citigroup Inc | *W EXP 10/28/201 | 172967234 | $51 | 189,082 | 0.0% |
| Celgene Corp | RIGHT 12/31/2030 | 151020112 | $54 | 17,278 | 0.0% |
| Town Sports Intl Hldgs Inc | COM | 89214A102 | $60 | 10,074 | 0.0% |
| GFI Group Inc | COM | 361652209 | $60 | 10,953 | 0.0% |
| Turquoise Hill RES LTDPut | COM | 900435108 | $62 | 20,100 | 0.0% |