Q4 2014 Holdings
Filed 2015-02-17 | 791 holdings | $21.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Special Opportunities FD Inc(SPE) | COM | 84741T104 | $3.4K | 220,527 | 0.0% |
| Cleco Corp New | COM | 12561W105 | $3.4K | 62,278 | 0.0% |
| Occidental Pete Corp del(OXY) | COM | 674599105 | $3.4K | 42,351 | 0.0% |
| Liberty Media Corp Delaware | CL A | 531229102 | $3.4K | 97,423 | 0.0% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $3.5K | $2,500,000 | 0.0% |
| Alpha Natural Resources Inc | NOTE 4.875%12/1 | 02076XAF9 | $3.6K | $9,899,000 | 0.0% |
| Ishares(HYG)Put | IBOXX HI YD ETF | 464288513 | $3.6K | 40,000 | 0.0% |
| Twenty First Centy FOX Inc | CL B | 90130A200 | $3.6K | 97,186 | 0.0% |
| Exxon Mobil Corp(XOM)Call | COM | 30231G102 | $3.6K | 39,000 | 0.0% |
| Protective Life CorpPut | COM | 743674103 | $3.6K | 51,900 | 0.0% |
| Bank Amer Corp(BAC) | COM | 060505104 | $3.7K | 204,364 | 0.0% |
| Devon Energy Corp New(DVN)Put | COM | 25179M103 | $3.7K | 60,000 | 0.0% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $3.7K | 217,587 | 0.0% |
| Integra Lifesciences Hldgs C | NOTE 1.625%12/1 | 457985AK5 | $3.8K | $3,500,000 | 0.0% |
| Pioneer NAT RES Co(PXDEUR)Call | COM | 723787107 | $3.9K | 26,000 | 0.0% |
| Dominion RES Inc VA New | UNIT 04/01/2013 | 25746U703 | $3.9K | 65,588 | 0.0% |
| Zions Bancorporation | *W EXP 11/14/201 | 989701131 | $4.1K | 1,425,550 | 0.0% |
| KCG Hldgs Inc | CL A | 48244B100 | $4.1K | 348,989 | 0.0% |
| Spdr DOW Jones Indl Avrg ETF(DIA)Put | UT SER 1 | 78467X109 | $4.1K | 23,100 | 0.0% |
| Nortel Inversora S A | SPON ADR PFD B | 656567401 | $4.1K | 195,984 | 0.0% |
| Sunpower Corp(SPWRQ) | COM | 867652406 | $4.2K | 161,472 | 0.0% |
| Boston Private Finl Hldgs in | *W EXP 11/21/201 | 101119113 | $4.2K | 692,130 | 0.0% |
| Sapient CorpPut | COM | 803062108 | $4.2K | 169,100 | 0.0% |
| Occidental Pete Corp del(OXY)Call | COM | 674599105 | $4.5K | 55,000 | 0.0% |
| Hudson City Bancorp | COM | 443683107 | $4.5K | 441,606 | 0.0% |
| Apple Inc(AAPL) | COM | 037833100 | $4.5K | 40,600 | 0.0% |
| Cobalt Intl Energy Inc | NOTE 3.125% 5/1 | 19075FAB2 | $4.5K | $6,665,000 | 0.0% |
| Medicines Co | DBCV 1.375% 6/0 | 584688AC9 | $4.7K | $4,000,000 | 0.0% |
| Boulder Total Return FD Inc | COM | 101541100 | $4.8K | 172,840 | 0.0% |
| Amtrust Finl Svcs Inc | NOTE 5.500%12/1 | 032359AC5 | $4.8K | $2,257,000 | 0.0% |
| EOG RES Inc(EOG) | COM | 26875P101 | $4.9K | 52,717 | 0.0% |
| Safeway Inc | COM NEW | 786514208 | $4.9K | 138,679 | 0.0% |
| Biglari Hldgs Inc | COM | 08986R101 | $4.9K | 12,343 | 0.0% |
| Apache Corp(9990302D) | COM | 037411105 | $5.2K | 82,225 | 0.0% |
| Sina CorpPut | ORD | G81477104 | $5.2K | 138,500 | 0.0% |
| United Technologies Corp | UNIT 99/99/9999 | 913017117 | $5.2K | 84,974 | 0.0% |
| Valero Energy Corp New(VLO)Call | COM | 91913Y100 | $5.3K | 107,100 | 0.0% |
| Jetblue Airways Corp | DBCV 5.500%10/1 | 477143AE1 | $5.3K | $1,500,000 | 0.0% |
| Green Plains Inc | NOTE 3.250%10/0 | 393222AD6 | $5.4K | $4,000,000 | 0.0% |
| United Therapeutics Corp del | NOTE 1.000% 9/1 | 91307CAF9 | $5.4K | $2,000,000 | 0.0% |
| Merrimack Pharmaceuticals in | NOTE 4.500% 7/1 | 590328AA8 | $5.5K | $2,888,000 | 0.0% |
| Sequenom Inc | NOTE 5.000%10/0 | 817337AB4 | $5.5K | $5,350,000 | 0.0% |
| Kinder Morgan Inc del(KMI)Put | COM | 49456B101 | $5.5K | 130,800 | 0.0% |
| M/I Homes Inc | NOTE 3.250% 9/1 | 55292PAA3 | $5.6K | $4,750,000 | 0.0% |
| Ishares TR(EFA)Call | MSCI EAFE ETF | 464287465 | $5.7K | 93,500 | 0.0% |
| Cubist Pharmaceuticals IncPut | COM | 229678107 | $5.7K | 56,800 | 0.0% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $5.7K | $5,000,000 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $5.8K | 1,360,468 | 0.0% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $5.8K | $5,157,000 | 0.0% |
| TRI Pointe Homes Inc(TPH) | COM | 87265H109 | $6.0K | 390,226 | 0.0% |