Q4 2014 Holdings
Filed 2015-02-17 | 791 holdings | $21.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $6.1K | $5,551,000 | 0.0% |
| Devon Energy Corp New(DVN)Call | COM | 25179M103 | $6.1K | 100,400 | 0.0% |
| Accuray Inc | NOTE 3.500% 2/0 | 004397AD7 | $6.2K | $4,000,000 | 0.0% |
| Apache Corp(9990302D)Put | COM | 037411105 | $6.3K | 100,300 | 0.0% |
| Dresser-Rand Group Inc(DRCEUR) | COM | 261608103 | $6.5K | 78,850 | 0.0% |
| Navistar Intl Corp New(NAV)Put | COM | 63934E108 | $6.5K | 193,200 | 0.0% |
| Tesla Mtrs Inc | NOTE 1.250% 3/0 | 88160RAC5 | $6.8K | $7,500,000 | 0.0% |
| Solarcity CorpPut | COM | 83416T100 | $6.8K | 127,000 | 0.0% |
| Tesla Mtrs Inc(TSLA) | COM | 88160R101 | $6.8K | 30,745 | 0.0% |
| EOG RES Inc(EOG)Put | COM | 26875P101 | $6.9K | 74,500 | 0.0% |
| PNC Finl Svcs Group Inc | *W EXP 12/31/201 | 693475121 | $6.9K | 277,662 | 0.0% |
| Albany Molecular Resh Inc | NOTE 2.250%11/1 | 012423AB5 | $7.0K | $5,700,000 | 0.0% |
| Omnicare Cap TR I | PIERS | 68214L201 | $7.0K | 77,699 | 0.0% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $7.1K | $11,400,000 | 0.0% |
| Apache Corp(9990302D)Call | COM | 037411105 | $7.2K | 114,200 | 0.0% |
| Wintrust Finl Corp | *W EXP 12/19/201 | 97650W157 | $7.2K | 295,329 | 0.0% |
| General Mtrs Co(GM)Call | COM | 37045V100 | $7.5K | 213,900 | 0.0% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $7.5K | 36,400 | 0.0% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $7.5K | $5,000,000 | 0.0% |
| Pepco Holdings Inc | COM | 713291102 | $7.7K | 284,303 | 0.0% |
| Health Care REIT Inc | NOTE 3.000%12/0 | 42217KAR7 | $7.9K | $5,225,000 | 0.0% |
| Dominion RES Inc VA New | UNIT 07/01/2016 | 25746U885 | $8.1K | 134,537 | 0.0% |
| Occidental Pete Corp del(OXY)Put | COM | 674599105 | $8.2K | 100,000 | 0.0% |
| Triquint Semiconductor Inc | COM | 89674K103 | $8.3K | 299,634 | 0.0% |
| Anadarko Pete Corp(APC3EUR)Put | COM | 032511107 | $8.3K | 100,800 | 0.0% |
| American Intl Group Inc(AIG) | COM NEW | 026874784 | $8.9K | 159,764 | 0.0% |
| Ishares TR(EFA) | MSCI EAFE ETF | 464287465 | $9.3K | 152,619 | 0.0% |
| Tesaro Inc | NOTE 3.000%10/0 | 881569AA5 | $9.7K | $7,750,000 | 0.0% |
| Solarcity Corp | NOTE 2.750%11/0 | 83416TAA8 | $9.8K | $9,000,000 | 0.0% |
| Ramco-Gershenson Pptys TR | PERP PFD-D CV | 751452608 | $10.2K | 151,461 | 0.0% |
| Greenbrier COS Inc | NOTE 3.500% 4/0 | 393657AH4 | $10.2K | $6,766,000 | 0.0% |
| Cemex SAB de CV | NOTE 3.250% 3/1 | 151290BB8 | $10.3K | $8,830,000 | 0.0% |
| Equinix Inc | NOTE 4.750% 6/1 | 29444UAH9 | $10.3K | $3,642,000 | 0.0% |
| Salix Pharmaceuticals Inc | NOTE 1.500% 3/1 | 795435AE6 | $10.6K | $5,800,000 | 0.0% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $10.6K | $9,500,000 | 0.0% |
| Sunpower Corp(SPWRQ)Put | COM | 867652406 | $10.6K | 412,000 | 0.0% |
| Colony Finl Inc | NOTE 5.000% 4/1 | 19624RAA4 | $11.1K | $10,500,000 | 0.1% |
| Spectranetics Corp | MTNF 2.625% 6/0 | 84760CAA5 | $11.4K | $8,850,000 | 0.1% |
| Altra Indl Motion Corp | NOTE 2.750% 3/0 | 02208RAE6 | $11.7K | $10,000,000 | 0.1% |
| MGM Resorts International | NOTE 4.250% 4/1 | 55303QAE0 | $11.8K | $10,000,000 | 0.1% |
| Qihoo 360 Technology Co LTDPut | ADS | 74734M109 | $11.9K | 207,700 | 0.1% |
| Starwood Ppty TR Inc | NOTE 3.750%10/1 | 85571BAC9 | $12.2K | $12,000,000 | 0.1% |
| PHH Corp | NOTE 6.000% 6/1 | 693320AQ6 | $12.3K | $6,195,000 | 0.1% |
| Marathon Pete Corp(MPC)Put | COM | 56585A102 | $12.8K | 141,700 | 0.1% |
| Vipshop Hldgs LTD(VIPS)Put | SPONSORED ADR | 92763W103 | $13.1K | 670,000 | 0.1% |
| Ishares TR(EFA)Put | MSCI EAFE ETF | 464287465 | $13.1K | 215,600 | 0.1% |
| Horsehead Hldg Corp | NOTE 3.800% 7/0 | 440694AB3 | $13.8K | $11,330,000 | 0.1% |
| General Mtrs Co(GM) | COM | 37045V100 | $13.8K | 395,690 | 0.1% |
| Capital One Finl Corp | *W EXP 11/14/201 | 14040H139 | $14.0K | 341,638 | 0.1% |
| Radian Group Inc | NOTE 2.250% 3/0 | 750236AN1 | $14.9K | $9,244,000 | 0.1% |