Q2 2015 Holdings
Filed 2015-08-14 | 744 holdings | $23.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Community Health SYS Inc New | RIGHT 01/27/2016 | 203668116 | $2 | 159,104 | 0.0% |
| General Moly Inc(GMOLQ) | COM | 370373102 | $13 | 17,837 | 0.0% |
| Gulf Coast Ultra Deep RTY TR | ROYALTY TR UNT | 40222T104 | $14 | 20,286 | 0.0% |
| Noranda Alum Hldg Corp | COM | 65542W107 | $15 | 17,367 | 0.0% |
| Goodrich Pete CorpCall | COM NEW | 382410405 | $19 | 10,000 | 0.0% |
| Tejon Ranch Co | *W EXP 08/31/201 | 879080133 | $23 | 46,832 | 0.0% |
| Stereotaxis Inc(STXS) | COM NEW | 85916J409 | $23 | 15,825 | 0.0% |
| Fieldpoint Petroleum Corp | *W EXP 03/23/201 | 316570126 | $24 | 84,715 | 0.0% |
| Mosys Inc | COM | 619718109 | $28 | 14,639 | 0.0% |
| Chanticleer Hldgs Inc | COM PAR $.0001 N | 15930P404 | $28 | 11,364 | 0.0% |
| Citigroup Inc | *W EXP 10/28/201 | 172967234 | $29 | 189,082 | 0.0% |
| USA Technologies Inc | COM NO PAR | 90328S500 | $32 | 11,689 | 0.0% |
| Celgene Corp | RIGHT 12/31/2030 | 151020112 | $36 | 17,278 | 0.0% |
| Niska Gas Storage Partners LCall | UNIT LTD LIABI | 654678101 | $37 | 10,000 | 0.0% |
| Peabody Energy Corp | COM | 704549104 | $38 | 17,500 | 0.0% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $41 | $40,000 | 0.0% |
| Valley Natl Bancorp | *W EXP 11/14/201 | 919794131 | $45 | 206,650 | 0.0% |
| Bank Amer Corp | *W EXP 10/28/201 | 060505153 | $50 | 98,039 | 0.0% |
| Paragon Offshore PLC | SHS | G6S01W108 | $53 | 48,747 | 0.0% |
| Goodrich Pete Corp | COM NEW | 382410405 | $56 | 30,000 | 0.0% |
| Zion Oil & Gas Inc(ZNOG) | COM | 989696109 | $57 | 29,760 | 0.0% |
| Salesforce COM Inc | NOTE 0.250% 4/0 | 79466LAD6 | $61 | $50,000 | 0.0% |
| Mcewen MNG Inc | COM | 58039P107 | $62 | 65,146 | 0.0% |
| Northern Oil & Gas Inc NEV | COM | 665531109 | $68 | 10,000 | 0.0% |
| Array Biopharma Inc(ARRYEUR)Put | COM | 04269X105 | $72 | 10,000 | 0.0% |
| Putnam Premier Income TR(PPT) | SH BEN INT | 746853100 | $75 | 14,747 | 0.0% |
| Radnet Inc(RDNT) | COM | 750491102 | $77 | 11,522 | 0.0% |
| Fxcm Inc | COM CL A | 302693106 | $80 | 55,400 | 0.0% |
| Eagle Rock Energy Partners L | UNIT | 26985R104 | $90 | 35,975 | 0.0% |
| Newcastle Invt Corp New | COM PAR $0.01 | 65105M603 | $91 | 20,649 | 0.0% |
| Franklin Unvl TR(FT) | SH BEN INT | 355145103 | $91 | 14,068 | 0.0% |
| Dara Biosciences Inc | COM PAR $ | 23703P304 | $93 | 103,200 | 0.0% |
| Shanda Games LTD | SP ADR REPTG A | 81941U105 | $96 | 14,000 | 0.0% |
| Chambers STR Pptys | COM | 157842105 | $99 | 12,500 | 0.0% |
| Orexigen Therapeutics Inc | NOTE 2.750%12/0 | 686164AB0 | $102 | $109,000 | 0.0% |
| Nuveen Quality PFD Income FD | COM | 67072C105 | $104 | 12,300 | 0.0% |
| Graftech Intl LTD | COM | 384313102 | $113 | 22,854 | 0.0% |
| Alpha & Omega Semiconductor(AOSL) | SHS | G6331P104 | $116 | 13,238 | 0.0% |
| Covisint Corp | COM | 22357R103 | $121 | 36,958 | 0.0% |
| Lifevantage Corp | COM | 53222K106 | $127 | 240,452 | 0.0% |
| Ocwen Finl CorpCall | COM NEW | 675746309 | $127 | 12,500 | 0.0% |
| Celestica Inc(CLSEUR)Put | SUB VTG SHS | 15101Q108 | $128 | 11,000 | 0.0% |
| Asia PAC FD Inc | COM | 044901106 | $130 | 10,132 | 0.0% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $132 | $95,000 | 0.0% |
| Immunomedics Inc(IMMU)Put | COM | 452907108 | $132 | 32,500 | 0.0% |
| Liberty All Star Equity FD(USA) | SH BEN INT | 530158104 | $133 | 23,090 | 0.0% |
| Eagle Cap Growth FD Inc | COM | 269451100 | $135 | 16,890 | 0.0% |
| Peabody Energy CorpPut | COM | 704549104 | $136 | 62,100 | 0.0% |
| Actions Semiconductor Co LTD | ADR | 00507E107 | $137 | 88,659 | 0.0% |
| Virtus Total Return FD | COM | 92829A103 | $142 | 31,811 | 0.0% |