Q3 2016 Holdings
Filed 2016-11-14 | 727 holdings | $12.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ally Finl Inc(ALLY) | COM | 02005N100 | $4.7M | 243,047 | 38.1% |
| Crown Castle Intl Corp New(CCI) | COM | 22822V101 | $1.6M | 17,179 | 13.0% |
| Conocophillips(COP) | COM | 20825C104 | $1.3M | 28,986 | 10.1% |
| Abbvie Inc(ABBV) | COM | 00287Y109 | $735.0K | 11,654 | 5.9% |
| Ambac Finl Group Inc(OSG) | COM NEW | 023139884 | $460.0K | 25,000 | 3.7% |
| Clean Energy Fuels Corp(CLNE) | COM | 184499101 | $419.0K | 93,836 | 3.4% |
| Atlanticus Hldgs Corp(ATLC) | COM | 04914Y102 | $314.0K | 104,410 | 2.5% |
| Biomarin Pharmaceutical Inc(BMRN) | COM | 09061G101 | $297.0K | 3,213 | 2.4% |
| Procter and Gamble Co(PG) | COM | 742718109 | $237.8K | 2,649,454 | 1.9% |
| Cooper STD Hldgs Inc(CPS) | COM | 21676P103 | $230.0K | 2,323 | 1.9% |
| Procter and Gamble Co(PG)Put | COM | 742718109 | $204.7K | 2,280,800 | 1.6% |
| Aware Inc Mass(AWRE) | COM | 05453N100 | $131.0K | 24,737 | 1.1% |
| Crocs Inc(CROX) | COM | 227046109 | $115.0K | 13,800 | 0.9% |
| American Airls Group Inc(AAL) | COM | 02376R102 | $91.9K | 2,510,568 | 0.7% |
| Tesaro Inc | NOTE 3.000%10/0 | 881569AA5 | $80.5K | $27,320,000 | 0.6% |
| Yahoo Inc | COM | 984332106 | $53.7K | 1,245,994 | 0.4% |
| Charter Communications Inc N(CHTR) | CL A | 16119P108 | $49.0K | 181 | 0.4% |
| Nuvasive Inc | NOTE 2.750% 7/0 | 670704AC9 | $40.5K | $25,216,000 | 0.3% |
| Hartford Finl Svcs Group Inc | *W EXP 06/26/201 | 416515120 | $36.1K | 1,070,092 | 0.3% |
| Netsuite Inc | NOTE 0.250% 6/0 | 64118QAB3 | $32.6K | $29,500,000 | 0.3% |
| Tesla Mtrs Inc(TSLA)Put | COM | 88160R101 | $31.7K | 155,200 | 0.3% |
| Wellpoint Inc | NOTE 2.750%10/1 | 94973VBG1 | $26.5K | $15,080,000 | 0.2% |
| Coty Inc(COTY)Put | COM CL A | 222070203 | $20.4K | 866,300 | 0.2% |
| Fiat Chrysler Automobiles N | MAN COV SEC 16 | N31738110 | $20.3K | 318,195 | 0.2% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $19.7K | 4,959,929 | 0.2% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $18.7K | 589,414 | 0.2% |
| Suntrust BKS Inc | *W EXP 11/14/201 | 867914111 | $18.3K | 3,461,604 | 0.1% |
| AIR Prods & Chems Inc(APD) | COM | 009158106 | $18.0K | 120,055 | 0.1% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $17.7K | $14,850,000 | 0.1% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $16.0K | $11,160,000 | 0.1% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $16.0K | $10,500,000 | 0.1% |
| AVG Technologies N V | SHS | N07831105 | $15.5K | 620,938 | 0.1% |
| Linkedin CorpCall | COM CL A | 53578A108 | $15.5K | 81,200 | 0.1% |
| Sina CorpPut | ORD | G81477104 | $15.2K | 205,500 | 0.1% |
| Integra Lifesciences Hldgs C | NOTE 1.625%12/1 | 457985AK5 | $14.9K | $9,500,000 | 0.1% |
| Incontact Inc | NOTE 2.500% 4/0 | 45336EAB5 | $13.9K | $11,500,000 | 0.1% |
| Cepheid | DBCV 1.250% 2/0 | 15670RAC1 | $13.9K | $13,355,000 | 0.1% |
| Array Biopharma Inc | NOTE 3.000% 6/0 | 04269XAA3 | $12.8K | $10,546,000 | 0.1% |
| Lincoln Natl Corp IND | *W EXP 07/10/201 | 534187117 | $12.7K | 346,154 | 0.1% |
| Trina Solar Limited | DBCV 3.500% 6/1 | 89628EAC8 | $12.7K | $13,000,000 | 0.1% |
| Priceline GRP Inc | NOTE 1.000% 3/1 | 741503AQ9 | $12.6K | $8,000,000 | 0.1% |
| Interoil Corp | COM | 460951106 | $12.0K | 234,920 | 0.1% |
| Amsurg Corp | PFD CNV SR A-1 % | 03232P504 | $10.7K | 84,347 | 0.1% |
| Sina Corp | ORD | G81477104 | $10.7K | 144,306 | 0.1% |
| Frontier Communications Corp | PFD CONV SER-A | 35906A207 | $9.8K | 116,946 | 0.1% |
| Repligen Corp | NOTE 2.125% 6/0 | 759916AA7 | $9.6K | $8,330,000 | 0.1% |
| Wintrust Finl Corp | *W EXP 12/19/201 | 97650W157 | $9.5K | 295,229 | 0.1% |
| Tesla Mtrs Inc | NOTE 1.500% 6/0 | 88160RAA9 | $9.4K | $5,830,000 | 0.1% |
| AVG Technologies N VPut | SHS | N07831105 | $9.4K | 374,500 | 0.1% |
| Hologic Inc | FRNT 12/1 | 436440AG6 | $9.3K | $7,575,000 | 0.1% |