Q1 2017 Holdings
Filed 2017-05-15 | 627 holdings | $14.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ctrip COM Intl LTD | NOTE 1.990% 7/0 | 22943FAH3 | $5.8K | $5,000,000 | 0.0% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $6.0K | $3,769,000 | 0.0% |
| Nortel Inversora S A | SPON ADR PFD B | 656567401 | $6.0K | 229,215 | 0.0% |
| Webmd Health Corp | NOTE 1.500%12/0 | 94770VAK8 | $6.1K | $5,112,000 | 0.0% |
| Newpark RES Inc | NOTE 4.000%10/0 | 651718AC2 | $6.2K | $6,097,000 | 0.0% |
| Boulder Growth & Income FD I(STEW) | COM | 101507101 | $6.3K | 677,749 | 0.0% |
| Micron Technology Inc | NOTE 1.625% 2/1 | 595112AU7 | $6.3K | $2,387,000 | 0.0% |
| Liberty Media Corp Delaware(LSXMKUSD) | COM C SIRIUSXM | 531229607 | $6.4K | 166,160 | 0.0% |
| Alon USA Energy Inc | NOTE 3.000% 9/1 | 020520AB8 | $6.5K | $5,860,000 | 0.0% |
| Boston Private Finl Hldgs in | *W EXP 11/21/201 | 101119113 | $6.5K | 708,356 | 0.0% |
| Deutsche Bank AG | NAMEN AKT | D18190898 | $6.5K | 380,966 | 0.0% |
| Caesars Entmt Corp(CZREUR)Put | COM | 127686103 | $6.8K | 717,100 | 0.0% |
| Virtus Invt Partners Inc | PFD CV SER D | 92828Q208 | $6.9K | 70,688 | 0.0% |
| T Mobile US Inc | CONV PFD SER A | 872590203 | $6.9K | 66,010 | 0.0% |
| Select Sector Spdr TR(XLF)Put | SBI INT-FINL | 81369Y605 | $7.3K | 305,500 | 0.0% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $7.3K | $2,465,000 | 0.0% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 8/1 | 53220KAD0 | $7.6K | $5,105,000 | 0.1% |
| Herbalife LTD | NOTE 2.000% 8/1 | 42703MAB9 | $7.7K | $8,033,000 | 0.1% |
| Two Hbrs Invt Corp | NOTE 6.250% 1/1 | 90187BAA9 | $7.7K | $7,500,000 | 0.1% |
| American Airls Group Inc(AAL)Put | COM | 02376R102 | $7.8K | 184,000 | 0.1% |
| General Mtrs Co(GM) | COM | 37045V100 | $7.9K | 222,559 | 0.1% |
| Hologic Inc | DEBT 2.000% 3/0 | 436440AC5 | $8.0K | $5,711,000 | 0.1% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $8.3K | $6,620,000 | 0.1% |
| Whitewave Foods Co | COM | 966244105 | $8.5K | 151,028 | 0.1% |
| Liberty Media Corp Delaware(LM03) | COM A SIRIUSXM | 531229409 | $8.7K | 222,557 | 0.1% |
| Whitewave Foods CoPut | COM | 966244105 | $9.2K | 164,600 | 0.1% |
| Williams Clayton Energy Inc | COM | 969490101 | $9.3K | 70,290 | 0.1% |
| Arconic Inc | PFD CONV B SER 1 | 03965L308 | $9.4K | 232,075 | 0.1% |
| Repligen Corp | NOTE 2.125% 6/0 | 759916AA7 | $9.7K | $7,630,000 | 0.1% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $10.1K | $5,000,000 | 0.1% |
| Mgic Invt Corp WIS | NOTE 2.000% 4/0 | 552848AE3 | $10.5K | $7,276,000 | 0.1% |
| Deutsche Bank AGPut | NAMEN AKT | D18190898 | $10.6K | 617,800 | 0.1% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $10.6K | $5,016,000 | 0.1% |
| Blucora Inc | NOTE 4.250% 4/0 | 095229AB6 | $10.7K | $10,636,000 | 0.1% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $11.4K | $11,338,000 | 0.1% |
| Hartford Finl Svcs Group Inc(HIG) | COM | 416515104 | $11.7K | 243,142 | 0.1% |
| Sina Corp | ORD | G81477104 | $12.3K | 169,906 | 0.1% |
| Zions Bancorporation | *W EXP 11/14/201 | 989701131 | $13.5K | 1,487,962 | 0.1% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $13.6K | $2,500,000 | 0.1% |
| Healthsouth Corp | DEBT 2.000%12/0 | 421924BL4 | $14.1K | $11,500,000 | 0.1% |
| Brocade Communications SYS I | NOTE 1.375% 1/0 | 111621AQ1 | $15.2K | $15,055,000 | 0.1% |
| WPX Energy Inc | PFD SER A CV | 98212B202 | $15.4K | 253,874 | 0.1% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $16.7K | $13,076,000 | 0.1% |
| Hologic Inc | FRNT 12/1 | 436440AG6 | $16.7K | $13,464,000 | 0.1% |
| Array Biopharma Inc | NOTE 3.000% 6/0 | 04269XAA3 | $16.8K | $11,774,000 | 0.1% |
| Tesla Inc | NOTE 0.250% 3/0 | 88160RAB7 | $17.2K | $17,177,000 | 0.1% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $17.7K | $14,000,000 | 0.1% |
| Lincoln Natl Corp IND | *W EXP 07/10/201 | 534187117 | $18.8K | 339,815 | 0.1% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $19.3K | $14,681,000 | 0.1% |
| Priceline GRP Inc | NOTE 1.000% 3/1 | 741503AQ9 | $19.3K | $10,255,000 | 0.1% |