Q3 2017 Holdings
Filed 2017-11-14 | 616 holdings | $14.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ally Finl Inc(ALLY) | COM | 02005N100 | $3.7M | 151,847 | 25.0% |
| Coty Inc(COTY) | COM CL A | 222070203 | $2.8M | 170,656 | 19.1% |
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $2.8M | 16,221 | 19.0% |
| Brighthouse Finl Inc(BHF) | COM | 10922N103 | $954.0K | 15,700 | 6.5% |
| Crown Castle Intl Corp New(CCI) | COM | 22822V101 | $500.0K | 5,000 | 3.4% |
| Cornerstone Strategic Value(CLM) | COM | 21924B302 | $456.0K | 30,781 | 3.1% |
| Conocophillips(COP) | COM | 20825C104 | $396.0K | 7,914 | 2.7% |
| Conduent Inc(CNDT) | COM | 206787103 | $319.0K | 20,340 | 2.2% |
| Atlanticus Hldgs Corp(ATLC) | COM | 04914Y102 | $245.0K | 104,410 | 1.7% |
| Ceco Environmental Corp(CECO) | COM | 125141101 | $244.0K | 28,783 | 1.7% |
| Ambac Finl Group Inc(OSG) | COM NEW | 023139884 | $173.0K | 10,000 | 1.2% |
| American Airls Group Inc(AAL) | COM | 02376R102 | $119.2K | 2,510,568 | 0.8% |
| Aware Inc Mass(AWRE) | COM | 05453N100 | $115.0K | 24,737 | 0.8% |
| Altaba Inc(AABAUSD) | COM | 021346101 | $112.7K | 1,701,360 | 0.8% |
| Alibaba Group Hldg LTD(BABA)Put | SPONSORED ADS | 01609W102 | $102.7K | 594,600 | 0.7% |
| Tesaro Inc | NOTE 3.000%10/0 | 881569AA5 | $84.0K | $22,509,000 | 0.6% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $67.0K | 4,541,424 | 0.5% |
| Tesla Inc(TSLA)Put | COM | 88160R101 | $54.5K | 159,667 | 0.4% |
| Suntrust BKS Inc | *W EXP 11/14/201 | 867914111 | $53.7K | 3,334,657 | 0.4% |
| Anthem Inc | NOTE 2.750%10/1 | 94973VBG1 | $46.4K | $17,830,000 | 0.3% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $42.5K | $24,576,000 | 0.3% |
| Alere Inc | PFD CNV SER B | 01449J204 | $40.9K | 102,179 | 0.3% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $39.1K | $28,278,000 | 0.3% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $33.8K | $18,353,000 | 0.2% |
| Brocade Communications SYS I | NOTE 1.375% 1/0 | 111621AQ1 | $32.4K | $32,291,000 | 0.2% |
| Suntrust BKS IncPut | COM | 867914103 | $30.7K | 513,100 | 0.2% |
| Sina Corp | ORD | G81477104 | $30.5K | 266,089 | 0.2% |
| Black Hills Corp | UNIT 99/99/9999 | 092113125 | $30.2K | 402,329 | 0.2% |
| Intel Corp | SDCV 2.950%12/1 | 458140AD2 | $29.2K | $20,510,000 | 0.2% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $27.1K | $15,500,000 | 0.2% |
| Array Biopharma Inc | NOTE 3.000% 6/0 | 04269XAA3 | $26.0K | $14,405,000 | 0.2% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 8/1 | 53220KAD0 | $21.0K | $11,490,000 | 0.1% |
| Repligen Corp | NOTE 2.125% 6/0 | 759916AA7 | $18.4K | $13,630,000 | 0.1% |
| Dish Network Corp | NOTE 3.375% 8/1 | 25470MAB5 | $18.4K | $16,405,000 | 0.1% |
| Syngenta AGPut | SPONSORED ADR | 87160A100 | $18.1K | 196,900 | 0.1% |
| Zions Bancorporation | *W EXP 11/14/201 | 989701131 | $17.1K | 1,474,130 | 0.1% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $16.7K | $12,000,000 | 0.1% |
| Healthways Inc | NOTE 1.500% 7/0 | 422245AB6 | $15.2K | $7,250,000 | 0.1% |
| NXP Semiconductors N V | DBCV 1.000%12/0 | 62952QAB6 | $15.1K | $12,500,000 | 0.1% |
| Select Sector Spdr TR(XLF)Put | SBI INT-FINL | 81369Y605 | $15.0K | 580,000 | 0.1% |
| Welltower Inc | 6.50% PFD PREPET | 95040Q203 | $14.9K | 236,084 | 0.1% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $13.9K | $7,829,000 | 0.1% |
| Syngenta AGCall | SPONSORED ADR | 87160A100 | $13.5K | 146,900 | 0.1% |
| Hartford Finl Svcs Group Inc(HIG) | COM | 416515104 | $13.5K | 243,142 | 0.1% |
| Starwood Waypoint Residentl | NOTE 3.000% 7/0 | 85571WAB5 | $11.4K | $9,179,000 | 0.1% |
| NXP Semiconductors N V(NXPI)Put | COM | N6596X109 | $11.2K | 98,600 | 0.1% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $10.6K | $6,250,000 | 0.1% |
| Nortel Inversora S A | SPON ADR PFD B | 656567401 | $10.5K | 268,131 | 0.1% |
| Workday Inc | NOTE 0.750% 7/1 | 98138HAC5 | $10.4K | $8,000,000 | 0.1% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $10.4K | $11,000,000 | 0.1% |