Q3 2017 Holdings
Filed 2017-11-14 | 616 holdings | $14.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Fieldpoint Petroleum Corp | *W EXP 03/23/201 | 316570126 | $0 | 5,465 | 0.0% |
| Sears Hldgs Corp | *W EXP 12/15/201 | 812350155 | $0 | 28 | 0.0% |
| Community Health SYS Inc New | RIGHT 99/99/9999 | 203668116 | $2 | 159,104 | 0.0% |
| General Moly Inc(GMOLQ) | COM | 370373102 | $4 | 11,837 | 0.0% |
| Sibanye StillwaterPut | SPONSORED ADR | 825724206 | $5 | 1,300 | 0.0% |
| EPR Pptys | CONV PFD 9% SR E | 26884U307 | $7 | 200 | 0.0% |
| Opko Health Inc(OPK)Put | COM | 68375N103 | $7 | 1,000 | 0.0% |
| Clovis Oncology Inc(CLVSEUR) | COM | 189464100 | $8 | 100 | 0.0% |
| Clean Energy Fuels Corp(CLNE) | COM | 184499101 | $11 | 4,236 | 0.0% |
| Monsanto Co NewPut | COM | 61166W101 | $12 | 100 | 0.0% |
| Halcon RES Corp | *W EXP 09/09/202 | 40537Q118 | $13 | 22,145 | 0.0% |
| Liberty Media Corp Delaware(FWONKUSD) | COM SER C FRMLA | 531229854 | $13 | 334 | 0.0% |
| Pandora Media IncCall | COM | 698354107 | $19 | 2,500 | 0.0% |
| Caesars Entmt Corp(CZREUR) | COM | 127686103 | $20 | 1,511 | 0.0% |
| Palo Alto Networks Inc(PANW) | COM | 697435105 | $22 | 156 | 0.0% |
| Sibanye StillwaterCall | SPONSORED ADR | 825724206 | $22 | 5,000 | 0.0% |
| Rentech Inc | COM NEW | 760112201 | $23 | 49,933 | 0.0% |
| Celgene Corp | RIGHT 12/31/2030 | 151020112 | $26 | 17,278 | 0.0% |
| Amicus Therapeutics Inc(FOLD)Put | COM | 03152W109 | $30 | 2,000 | 0.0% |
| Valley Natl Bancorp | *W EXP 11/14/201 | 919794131 | $31 | 173,295 | 0.0% |
| Fieldpoint Petroleum Corp(FPPP) | COM | 316570100 | $33 | 102,694 | 0.0% |
| Yamana Gold Inc | COM | 98462Y100 | $35 | 13,100 | 0.0% |
| Dynegy Inc New del | PFD CONV SER A | 26817R207 | $36 | 1,090 | 0.0% |
| Harmonic Inc(HLIT) | COM | 413160102 | $37 | 12,176 | 0.0% |
| Vipshop Hldgs LTD(VIPS) | SPONSORED ADR | 92763W103 | $40 | 4,500 | 0.0% |
| Medicines Co | NOTE 2.750% 7/1 | 584688AG0 | $43 | $41,000 | 0.0% |
| NXP Semiconductors N V(NXPI)Call | COM | N6596X109 | $45 | 400 | 0.0% |
| Liberty Global PLC | LILAC SHS CL C | G5480U153 | $49 | 2,154 | 0.0% |
| SSR MNG Inc(SSRM)Put | COM | 784730103 | $51 | 4,800 | 0.0% |
| Jakks PAC Inc | COM | 47012E106 | $53 | 17,689 | 0.0% |
| Drive Shack Inc(DSEUR) | COM | 262077100 | $53 | 14,549 | 0.0% |
| ECA Marcellus TR I | COM UNIT | 26827L109 | $54 | 24,649 | 0.0% |
| Lifevantage Corp(LFVN) | COM NEW | 53222K205 | $55 | 13,092 | 0.0% |
| Asterias Biotherapeutics IncPut | COM SER A | 04624N107 | $55 | 16,300 | 0.0% |
| Weibo Corp(WB) | SPONSORED ADR | 948596101 | $56 | 570 | 0.0% |
| Select Sector Spdr TR(XLB) | SBI MATERIALS | 81369Y100 | $57 | 1,000 | 0.0% |
| Servicenow Inc(NOW) | COM | 81762P102 | $59 | 503 | 0.0% |
| Lattice Semiconductor Corp(LSCC)Call | COM | 518415104 | $60 | 11,500 | 0.0% |
| Zion Oil & Gas Inc(ZNOG) | COM | 989696109 | $62 | 18,149 | 0.0% |
| Windstream Hldgs Inc | COM NEW | 97382A200 | $64 | 35,894 | 0.0% |
| Midatech Pharma PLC | SPONSORED ADR | 59564R104 | $64 | 41,287 | 0.0% |
| USA Technologies Inc | COM NO PAR | 90328S500 | $67 | 10,689 | 0.0% |
| Banco Santander SA(SAN)Put | ADR | 05964H105 | $69 | 10,000 | 0.0% |
| Banco Santander SA(SAN) | ADR | 05964H105 | $69 | 10,000 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $72 | 11,862 | 0.0% |
| Green Plains Inc(GPRE) | COM | 393222104 | $73 | 3,600 | 0.0% |
| Cigna CorporationCall | COM | 125509109 | $75 | 400 | 0.0% |
| Clean Energy Fuels Corp(CLNE)Put | COM | 184499101 | $77 | 31,400 | 0.0% |
| Civeo Corp CDA(CVEO1EUR) | COM | 17878Y108 | $80 | 28,221 | 0.0% |
| GSI Technology(GSIT) | COM | 36241U106 | $82 | 11,222 | 0.0% |