Q3 2017 Holdings
Filed 2017-11-14 | 616 holdings | $14.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alpine Total Dynamic Divid F | COM SH BEN INT N | 021060207 | $1.9K | 210,875 | 0.0% |
| Signature BK New York N Y | *W EXP 12/12/201 | 82669G112 | $1.9K | 19,863 | 0.0% |
| Frontier Communications Corp(FTREUR)Put | COM NEW | 35906A306 | $1.9K | 165,252 | 0.0% |
| Nextera Energy Inc | UNIT 08/31/2018 | 65339F846 | $2.0K | 30,071 | 0.0% |
| Liberty Interactive Corp | LBT VEN COM A NE | 53071M856 | $2.0K | 34,937 | 0.0% |
| Liberty Media Corp Delaware | DEB 2.250% 9/3 | 531229AE2 | $2.0K | $1,900,000 | 0.0% |
| Clovis Oncology Inc(CLVSEUR)Call | COM | 189464100 | $2.1K | 25,500 | 0.0% |
| PNC Finl Svcs Group Inc(PNC) | COM | 693475105 | $2.1K | 15,638 | 0.0% |
| Immunomedics Inc(IMMU)Put | COM | 452907108 | $2.1K | 152,100 | 0.0% |
| Midstates Pete Co Inc | COM PAR | 59804T407 | $2.1K | 137,528 | 0.0% |
| Pandora Media Inc | NOTE 1.750%12/0 | 698354AB3 | $2.1K | $2,300,000 | 0.0% |
| Micro Focus International PL | SPON ADR NEW | 594837304 | $2.2K | 67,829 | 0.0% |
| Live Nation Entertainment in | DBCV 2.500% 5/1 | 538034AJ8 | $2.2K | $1,657,000 | 0.0% |
| Clovis Oncology Inc(CLVSEUR)Put | COM | 189464100 | $2.3K | 28,200 | 0.0% |
| Qiwi PLC | SPON ADR REP B | 74735M108 | $2.4K | 140,848 | 0.0% |
| Pandora Media IncPut | COM | 698354107 | $2.4K | 316,300 | 0.0% |
| General Mtrs Co(GM)Put | COM | 37045V100 | $2.5K | 61,100 | 0.0% |
| Pacific Continental Corp | COM | 69412V108 | $2.5K | 91,947 | 0.0% |
| Brookdale SR Living Inc | NOTE 2.750% 6/1 | 112463AA2 | $2.5K | $2,500,000 | 0.0% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $2.5K | $2,500,000 | 0.0% |
| Kinder Morgan Inc del(KMI)Put | COM | 49456B101 | $2.5K | 131,500 | 0.0% |
| Pros Holdings Inc | NOTE 2.000%12/0 | 74346YAB9 | $2.5K | $2,500,000 | 0.0% |
| Liberty Media Corp Delaware | COM B SIRIUSXM | 531229508 | $2.5K | 60,604 | 0.0% |
| Spdr Series Trust(KRE)Put | S&P REGL BKG | 78464A698 | $2.6K | 45,000 | 0.0% |
| Ikang Healthcare Group Inc | SPONSORED ADR | 45174L108 | $2.6K | 191,331 | 0.0% |
| Incyte Corp(INCY)Call | COM | 45337C102 | $2.6K | 22,500 | 0.0% |
| Apple Inc(AAPL) | COM | 037833100 | $2.7K | 17,600 | 0.0% |
| Telecom Argentina S A(TEO)Put | SPON ADR REP B | 879273209 | $2.7K | 89,000 | 0.0% |
| RMR Real Estate Income Fund | COM | 76970B101 | $2.8K | 144,509 | 0.0% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $2.9K | $2,500,000 | 0.0% |
| Hannon Armstrong Sust Infr C | NOTE 4.125% 9/0 | 41068XAB6 | $2.9K | $2,800,000 | 0.0% |
| Hewlett Packard Enterprise C(HPE) | COM | 42824C109 | $2.9K | 196,956 | 0.0% |
| Array Biopharma Inc(ARRYEUR)Put | COM | 04269X105 | $2.9K | 237,300 | 0.0% |
| Special Opportunities FD Inc(SPE) | COM | 84741T104 | $3.0K | 188,442 | 0.0% |
| Noble Energy Inc(NBL2EUR) | COM | 655044105 | $3.0K | 105,974 | 0.0% |
| Hologic Inc | FRNT 12/1 | 436440AG6 | $3.0K | $2,500,000 | 0.0% |
| Lennar Corp(LEN/B) | CL B | 526057302 | $3.0K | 67,082 | 0.0% |
| Hologic Inc | DEBT 2.000% 3/0 | 436440AC5 | $3.0K | $2,500,000 | 0.0% |
| Valero Energy Corp New(VLO)Put | COM | 91913Y100 | $3.0K | 39,500 | 0.0% |
| Rite AID Corp | COM | 767754104 | $3.1K | 1,557,262 | 0.0% |
| Nuvasive Inc | NOTE 2.250% 3/1 | 670704AG0 | $3.1K | $2,680,000 | 0.0% |
| Forestar Group Inc(FOR) | COM | 346232101 | $3.1K | 195,888 | 0.0% |
| Layne Christensen Co | NOTE 8.000% 5/0 | 521050AD6 | $3.1K | $2,500,000 | 0.0% |
| Timkensteel Corp | NOTE 6.000% 6/0 | 887399AA1 | $3.2K | $2,000,000 | 0.0% |
| Time Warner Inc | COM NEW | 887317303 | $3.2K | 31,020 | 0.0% |
| Alon USA Energy Inc | NOTE 3.000% 9/1 | 020520AB8 | $3.2K | $2,860,000 | 0.0% |
| Fortress Investment Group LL | CL A | 34958B106 | $3.3K | 408,004 | 0.0% |
| Gabelli Globl Util & Income(GLU) | COM SH BEN INT | 36242L105 | $3.3K | 160,009 | 0.0% |
| Monsanto Co New | COM | 61166W101 | $3.4K | 28,000 | 0.0% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $3.4K | $3,716,000 | 0.0% |