Q3 2017 Holdings
Filed 2017-11-14 | 616 holdings | $14.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Caesars Entmt Corp(CZREUR)Put | COM | 127686103 | $3.4K | 256,600 | 0.0% |
| Macquarie Glbl Infra Totl RE | COM | 55608D101 | $3.4K | 130,564 | 0.0% |
| Tesaro IncCall | COM | 881569107 | $3.4K | 26,600 | 0.0% |
| Medidata Solutions Inc | NOTE 1.000% 8/0 | 58471AAB1 | $3.4K | $2,500,000 | 0.0% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $3.5K | $865,000 | 0.0% |
| Cornerstone Ondemand Inc | NOTE 1.500% 7/0 | 21925YAB9 | $3.5K | $3,500,000 | 0.0% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $3.6K | $2,900,000 | 0.0% |
| Washington FED Inc | *W EXP 11/14/201 | 938824117 | $3.7K | 216,281 | 0.0% |
| CIT Group Inc(CITUSD) | COM NEW | 125581801 | $3.7K | 74,470 | 0.0% |
| LAM Research Corp(LRCXEUR)Put | COM | 512807108 | $3.7K | 20,000 | 0.0% |
| Molina Healthcare Inc | DBCV 1.625% 8/1 | 60855RAD2 | $3.8K | $3,000,000 | 0.0% |
| Incyte Corp(INCY) | COM | 45337C102 | $3.8K | 32,236 | 0.0% |
| Wayfair Inc | NOTE 0.375% 9/0 | 94419LAA9 | $3.9K | $4,000,000 | 0.0% |
| EOG RES Inc(EOG)Put | COM | 26875P101 | $3.9K | 40,000 | 0.0% |
| Redwood TR Inc | NOTE 4.750% 8/1 | 758075AC9 | $4.0K | $4,000,000 | 0.0% |
| Vmware Inc(VMWEUR)Put | CL A COM | 928563402 | $4.0K | 37,000 | 0.0% |
| Impax Laboratories Inc | NOTE 2.000% 6/1 | 45256BAE1 | $4.0K | $4,500,000 | 0.0% |
| Ctrip COM Intl LTD(CTRPUSD)Put | AMERICAN DEP SHS | 22943F100 | $4.1K | 76,900 | 0.0% |
| Anchor Bancorp WA | COM | 032838104 | $4.1K | 164,281 | 0.0% |
| LAM Research Corp(LRCXEUR) | COM | 512807108 | $4.2K | 22,708 | 0.0% |
| Kinder Morgan Inc del(KMI) | COM | 49456B101 | $4.2K | 219,773 | 0.0% |
| Wintrust Finl Corp(WTFC) | COM | 97650W108 | $4.3K | 54,384 | 0.0% |
| Alere IncPut | COM | 01449J105 | $4.3K | 83,700 | 0.0% |
| Nvidia Corp(NVDA) | COM | 67066G104 | $4.3K | 24,121 | 0.0% |
| Virtus Invt Partners Inc | PFD CV SER D | 92828Q208 | $4.3K | 41,580 | 0.0% |
| Incyte Corp(INCY)Put | COM | 45337C102 | $4.3K | 37,000 | 0.0% |
| American Airls Group Inc(AAL)Call | COM | 02376R102 | $4.4K | 92,300 | 0.0% |
| Liberty Media Corp Delaware(LSXMKUSD) | COM C SIRIUSXM | 531229607 | $4.6K | 109,587 | 0.0% |
| Astoria Finl Corp | COM | 046265104 | $4.8K | 223,895 | 0.0% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $5.0K | $5,500,000 | 0.0% |
| Solarcity Corp | NOTE 2.750%11/0 | 83416TAA8 | $5.0K | $5,000,000 | 0.0% |
| BIO RAD Labs Inc(BIO/B) | CL B | 090572108 | $5.0K | 22,310 | 0.0% |
| Barclays BK PLC | IPSP CROIL ETN | 06738C786 | $5.1K | 948,333 | 0.0% |
| IAC Interactivecorp(IACIEUR) | COM | 44919P508 | $5.1K | 43,716 | 0.0% |
| Dynegy Inc New del | UNIT 07/01/20191 | 26817R405 | $5.2K | 77,261 | 0.0% |
| Liberty Broadband Corp(LBRDA) | COM SER A | 530307107 | $5.3K | 56,407 | 0.0% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $5.3K | $3,510,000 | 0.0% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $5.4K | $5,418,000 | 0.0% |
| Comerica Inc(CMA) | COM | 200340107 | $5.4K | 70,601 | 0.0% |
| B2gold Corp | NOTE 3.250%10/0 | 11777QAB6 | $5.6K | $5,433,000 | 0.0% |
| Select Sector Spdr TR(XLF) | SBI INT-FINL | 81369Y605 | $5.7K | 221,773 | 0.0% |
| American Airls Group Inc(AAL)Put | COM | 02376R102 | $5.8K | 123,000 | 0.0% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $6.2K | $5,000,000 | 0.0% |
| Navistar Intl Corp New | NOTE 4.500%10/1 | 63934EAQ1 | $6.3K | $6,050,000 | 0.0% |
| Exelixis Inc(EXEL) | COM | 30161Q104 | $6.4K | 265,762 | 0.0% |
| Herbalife LTD(HLF)Put | COM USD SHS | G4412G101 | $6.5K | 95,300 | 0.0% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $6.7K | 471,712 | 0.0% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $6.8K | $6,000,000 | 0.0% |
| Boston Private Finl Hldgs in | *W EXP 11/21/201 | 101119113 | $6.9K | 721,235 | 0.0% |
| Boulder Growth & Income FD I(STEW) | COM | 101507101 | $7.0K | 682,331 | 0.0% |