Q3 2017 Holdings
Filed 2017-11-14 | 616 holdings | $14.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $7.2K | 320,893 | 0.0% |
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $7.4K | $6,474,000 | 0.0% |
| Arconic Inc | 5.375% PFD B 1 | 03965L308 | $7.5K | 193,197 | 0.1% |
| Lincoln Natl Corp IND(LNC) | COM | 534187109 | $7.7K | 104,311 | 0.1% |
| Dell Technologies Inc | COM CL V | 24703L103 | $7.7K | 99,588 | 0.1% |
| Clovis Oncology Inc | NOTE 2.500% 9/1 | 189464AB6 | $8.1K | $5,251,000 | 0.1% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $8.4K | $4,017,000 | 0.1% |
| Immunomedics Inc | NOTE 4.750% 2/1 | 452907AK4 | $8.5K | $3,000,000 | 0.1% |
| Micron Technology Inc | NOTE 1.625% 2/1 | 595112AU7 | $8.6K | $2,387,000 | 0.1% |
| Altaba Inc(AABAUSD)Put | COM | 021346101 | $8.9K | 134,600 | 0.1% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $9.2K | $7,269,000 | 0.1% |
| Liberty Media Corp Delaware(LM03) | COM A SIRIUSXM | 531229409 | $9.2K | 220,557 | 0.1% |
| Tesla Inc | NOTE 0.250% 3/0 | 88160RAB7 | $9.6K | $8,760,000 | 0.1% |
| Herbalife LTD | NOTE 2.000% 8/1 | 42703MAB9 | $9.8K | $9,756,000 | 0.1% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $9.9K | $8,280,000 | 0.1% |
| Emergent Biosolutions Inc | NOTE 2.875% 1/1 | 29089QAB1 | $10.4K | $7,218,000 | 0.1% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $10.4K | $11,000,000 | 0.1% |
| Workday Inc | NOTE 0.750% 7/1 | 98138HAC5 | $10.4K | $8,000,000 | 0.1% |
| Nortel Inversora S A | SPON ADR PFD B | 656567401 | $10.5K | 268,131 | 0.1% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $10.6K | $6,250,000 | 0.1% |
| NXP Semiconductors N V(NXPI)Put | COM | N6596X109 | $11.2K | 98,600 | 0.1% |
| Starwood Waypoint Residentl | NOTE 3.000% 7/0 | 85571WAB5 | $11.4K | $9,179,000 | 0.1% |
| Hartford Finl Svcs Group Inc(HIG) | COM | 416515104 | $13.5K | 243,142 | 0.1% |
| Syngenta AGCall | SPONSORED ADR | 87160A100 | $13.5K | 146,900 | 0.1% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $13.9K | $7,829,000 | 0.1% |
| Welltower Inc | 6.50% PFD PREPET | 95040Q203 | $14.9K | 236,084 | 0.1% |
| Select Sector Spdr TR(XLF)Put | SBI INT-FINL | 81369Y605 | $15.0K | 580,000 | 0.1% |
| NXP Semiconductors N V | DBCV 1.000%12/0 | 62952QAB6 | $15.1K | $12,500,000 | 0.1% |
| Healthways Inc | NOTE 1.500% 7/0 | 422245AB6 | $15.2K | $7,250,000 | 0.1% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $16.7K | $12,000,000 | 0.1% |
| Zions Bancorporation | *W EXP 11/14/201 | 989701131 | $17.1K | 1,474,130 | 0.1% |
| Syngenta AGPut | SPONSORED ADR | 87160A100 | $18.1K | 196,900 | 0.1% |
| Dish Network Corp | NOTE 3.375% 8/1 | 25470MAB5 | $18.4K | $16,405,000 | 0.1% |
| Repligen Corp | NOTE 2.125% 6/0 | 759916AA7 | $18.4K | $13,630,000 | 0.1% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 8/1 | 53220KAD0 | $21.0K | $11,490,000 | 0.1% |
| Array Biopharma Inc | NOTE 3.000% 6/0 | 04269XAA3 | $26.0K | $14,405,000 | 0.2% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $27.1K | $15,500,000 | 0.2% |
| Intel Corp | SDCV 2.950%12/1 | 458140AD2 | $29.2K | $20,510,000 | 0.2% |
| Black Hills Corp | UNIT 99/99/9999 | 092113125 | $30.2K | 402,329 | 0.2% |
| Sina Corp | ORD | G81477104 | $30.5K | 266,089 | 0.2% |
| Suntrust BKS IncPut | COM | 867914103 | $30.7K | 513,100 | 0.2% |
| Brocade Communications SYS I | NOTE 1.375% 1/0 | 111621AQ1 | $32.4K | $32,291,000 | 0.2% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $33.8K | $18,353,000 | 0.2% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $39.1K | $28,278,000 | 0.3% |
| Alere Inc | PFD CNV SER B | 01449J204 | $40.9K | 102,179 | 0.3% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $42.5K | $24,576,000 | 0.3% |
| Anthem Inc | NOTE 2.750%10/1 | 94973VBG1 | $46.4K | $17,830,000 | 0.3% |
| Suntrust BKS Inc | *W EXP 11/14/201 | 867914111 | $53.7K | 3,334,657 | 0.4% |
| Tesla Inc(TSLA)Put | COM | 88160R101 | $54.5K | 159,667 | 0.4% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $67.0K | 4,541,424 | 0.5% |