Q3 2018 Holdings
Filed 2018-11-14 | 543 holdings | $45.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $37.5M | 227,489 | 83.0% |
| Ally Finl Inc(ALLY) | COM | 02005N100 | $1.8M | 69,244 | 4.1% |
| Coty Inc(COTY) | COM CL A | 222070203 | $764.0K | 60,856 | 1.7% |
| Conocophillips(COP) | COM | 20825C104 | $737.0K | 9,514 | 1.6% |
| Conduent Inc(CNDT) | COM | 206787103 | $458.0K | 20,340 | 1.0% |
| Cornerstone Strategic Value(CLM) | COM | 21924B302 | $410.0K | 29,289 | 0.9% |
| Atlanticus Hldgs Corp(ATLC) | COM | 04914Y102 | $309.0K | 104,410 | 0.7% |
| Brighthouse Finl Inc(BHF) | COM | 10922N103 | $275.0K | 6,200 | 0.6% |
| Abbvie Inc(ABBV) | COM | 00287Y109 | $274.0K | 2,899 | 0.6% |
| Ceco Environmental Corp(CECO) | COM | 125141101 | $227.0K | 28,783 | 0.5% |
| Fortive Corp(FTV)Put | COM | 34959J108 | $154.5K | 1,834,700 | 0.3% |
| Fortive Corp(FTV) | COM | 34959J108 | $152.9K | 1,815,940 | 0.3% |
| American Airls Group Inc(AAL) | COM | 02376R102 | $103.8K | 2,510,568 | 0.2% |
| Square Inc | NOTE 0.375% 3/0 | 852234AB9 | $93.4K | $21,896,000 | 0.2% |
| Aware Inc Mass(AWRE) | COM | 05453N100 | $89.0K | 24,737 | 0.2% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $86.0K | $23,576,000 | 0.2% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $77.4K | 4,520,485 | 0.2% |
| Hess Corp | DEP PDF SR A | 42809H404 | $68.8K | 865,367 | 0.2% |
| Altaba Inc(AABAUSD) | COM | 021346101 | $66.4K | 974,041 | 0.1% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $58.3K | $15,007,000 | 0.1% |
| Insulet Corp | NOTE 1.250% 9/1 | 45784PAF8 | $52.6K | $28,629,000 | 0.1% |
| Dell Technologies Inc | COM CL V | 24703L103 | $42.8K | 441,029 | 0.1% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $36.9K | $23,825,000 | 0.1% |
| Andeavor | COM | 03349M105 | $32.6K | 212,233 | 0.1% |
| Servicenow Inc | NOTE 6/0 | 81762PAC6 | $28.7K | $19,245,000 | 0.1% |
| Tesla Inc(TSLA)Put | COM | 88160R101 | $26.9K | 101,600 | 0.1% |
| Repligen Corp | NOTE 2.125% 6/0 | 759916AA7 | $25.9K | $14,597,000 | 0.1% |
| Neurocrine Biosciences Inc | NOTE 2.250% 5/1 | 64125CAD1 | $25.6K | $14,955,000 | 0.1% |
| Altra Indl Motion Corp(AIMCUSD) | COM | 02208R106 | $25.1K | 620,188 | 0.1% |
| Twenty First Centy FOX Inc | CL B | 90130A200 | $24.8K | 540,431 | 0.1% |
| Altra Indl Motion Corp(AIMCUSD)Put | COM | 02208R106 | $24.3K | 588,900 | 0.1% |
| Teladoc Health Inc | NOTE 3.000%12/1 | 87918AAB1 | $23.8K | $11,500,000 | 0.1% |
| Suntrust BKS Inc | COM | 867914103 | $23.1K | 346,501 | 0.1% |
| Zillow Group Inc | NOTE 2.000%12/0 | 98954MAB7 | $23.1K | $21,256,000 | 0.1% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $21.0K | $20,256,000 | 0.0% |
| Liberty Media Corp Delaware(LM03) | COM A SIRIUSXM | 531229409 | $20.4K | 470,699 | 0.0% |
| Spectrum Pharmaceuticals Inc | NOTE 2.750%12/1 | 84763AAB4 | $18.9K | $11,755,000 | 0.0% |
| Caesars Entmt Corp | NOTE 5.000%10/0 | 127686AA1 | $18.8K | $11,562,412 | 0.0% |
| General Electric CoPut | COM | 369604103 | $17.5K | 1,551,400 | 0.0% |
| Sina Corp | ORD | G81477104 | $17.2K | 247,918 | 0.0% |
| Altaba Inc(AABAUSD)Call | COM | 021346101 | $17.0K | 249,100 | 0.0% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $16.8K | $11,098,000 | 0.0% |
| Caesars Entmt Corp(CZREUR) | COM | 127686103 | $16.2K | 1,578,259 | 0.0% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $16.1K | $13,850,000 | 0.0% |
| NXP Semiconductors N V(NXPI)Put | COM | N6596X109 | $15.9K | 186,400 | 0.0% |
| NII Hldgs Inc | COM PAR | 62913F508 | $15.7K | 2,681,514 | 0.0% |
| Ciena Corp | NOTE 3.750%10/1 | 171779AJ0 | $15.0K | $9,711,000 | 0.0% |
| Dexcom Inc | NOTE 0.750% 5/1 | 252131AF4 | $14.6K | $9,500,000 | 0.0% |
| Select Sector Spdr TR(XLF)Put | SBI INT-FINL | 81369Y605 | $14.1K | 510,000 | 0.0% |
| Virtus Invt Partners Inc | PFD CV SER D | 92828Q208 | $13.9K | 139,766 | 0.0% |