Q4 2018 Holdings
Filed 2019-02-14 | 530 holdings | $6.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Community Health SYS Inc New | RIGHT 12/31/2019 | 203668116 | $0 | 159,104 | 0.0% |
| Wright MED Group N V | RIGHT 03/01/2019 | N96617126 | $1 | 54,980 | 0.0% |
| Halcon RES Corp | *W EXP 09/09/202 | 40537Q118 | $1 | 22,145 | 0.0% |
| Rayonier Advanced Matls Inc(RYAM)Put | COM | 75508B104 | $3 | 300 | 0.0% |
| Opko Health Inc(OPK)Put | COM | 68375N103 | $3 | 1,000 | 0.0% |
| General Moly Inc(GMOLQ) | COM | 370373102 | $3 | 11,837 | 0.0% |
| Midatech Pharma PLC | SPONSORED ADS | 59564R104 | $3 | 16,850 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP)Put | COM | 81727U105 | $5 | 1,900 | 0.0% |
| Southcross Energy Partners L | COM UNIT LTDPT | 84130C100 | $5 | 24,100 | 0.0% |
| Barings BDC Inc(BBDC)Put | COM | 06759L103 | $8 | 900 | 0.0% |
| Horizon Pharma PLC | SHS | G4617B105 | $8 | 406 | 0.0% |
| AT&T Inc(T)Call | COM | 00206R102 | $8 | 286 | 0.0% |
| General Electric CoCall | COM | 369604103 | $8 | 1,000 | 0.0% |
| Electrameccanica Vehs Corp | *W EXP 08/03/202 | 284849114 | $10 | 22,835 | 0.0% |
| Electrameccanica Vehs Corp | COM NEW | 284849205 | $10 | 9,000 | 0.0% |
| GNC Hldgs IncPut | COM CL A | 36191G107 | $10 | 4,000 | 0.0% |
| CM Seven Star Acquisition Co | RIGHT 08/21/2022 | G2345N136 | $10 | 25,000 | 0.0% |
| Vmware Inc(VMWEUR) | CL A COM | 928563402 | $14 | 100 | 0.0% |
| FTD COS Inc(FTDEUR) | COM | 30281V108 | $16 | 10,597 | 0.0% |
| Finisar Corp(FNSR)Call | COM NEW | 31787A507 | $17 | 800 | 0.0% |
| Civeo Corp CDA(CVEO1EUR) | COM | 17878Y108 | $17 | 11,721 | 0.0% |
| Atlanticus Hldgs Corp(ATLC)Put | COM | 04914Y102 | $18 | 5,000 | 0.0% |
| Zion Oil & Gas Inc(ZNOG) | COM | 989696109 | $18 | 42,543 | 0.0% |
| Cypress Semiconductor Corp | NOTE 4.500% 1/1 | 232806AM1 | $18 | $15,000 | 0.0% |
| Select Sector Spdr TR(XLB) | SBI MATERIALS | 81369Y100 | $20 | 400 | 0.0% |
| CM Seven Star Acquisition Co | *W EXP 08/21/202 | G2345N110 | $23 | 93,678 | 0.0% |
| Rite AID CorpCall | COM | 767754104 | $25 | 34,900 | 0.0% |
| Jakks PAC Inc | COM | 47012E106 | $26 | 17,689 | 0.0% |
| Yamana Gold Inc | COM | 98462Y100 | $31 | 13,100 | 0.0% |
| Boeing Co(BA) | COM | 097023105 | $35 | 107 | 0.0% |
| ECA Marcellus TR I | COM UNIT | 26827L109 | $36 | 24,649 | 0.0% |
| Carbonite Inc(CARBUSD) | COM | 141337105 | $36 | 1,410 | 0.0% |
| CBS Corp New(CBS/AEUR) | CL A | 124857103 | $38 | 859 | 0.0% |
| Caesars Entmt Corp(CZREUR)Call | COM | 127686103 | $41 | 6,000 | 0.0% |
| Renren IncPut | SPON ADR A NEW | 759892201 | $43 | 27,700 | 0.0% |
| Coty Inc(COTY)Put | COM CL A | 222070203 | $46 | 7,000 | 0.0% |
| Scana Corp NewCall | COM | 80589M102 | $48 | 1,000 | 0.0% |
| Pretium RES Inc | COM | 74139C102 | $51 | 6,000 | 0.0% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $52 | $42,000 | 0.0% |
| Clovis Oncology Inc(CLVSEUR)Call | COM | 189464100 | $54 | 3,000 | 0.0% |
| American Intl Group Inc | *W EXP 01/19/202 | 026874156 | $55 | 10,502 | 0.0% |
| Hecla MNG Co(HL) | COM | 422704106 | $56 | 23,744 | 0.0% |
| Halcon RES Corp | COM PAR NEW | 40537Q605 | $56 | 32,857 | 0.0% |
| Harmonic Inc(HLIT) | COM | 413160102 | $57 | 12,176 | 0.0% |
| Drive Shack Inc(DSEUR) | COM | 262077100 | $57 | 14,549 | 0.0% |
| GSI Technology(GSIT) | COM | 36241U106 | $58 | 11,222 | 0.0% |
| Gabelli Util TR(GUT) | COM | 36240A101 | $59 | 10,000 | 0.0% |
| Babcock & Wilcox Enterpris I(BWEUR) | COM | 05614L100 | $61 | 155,662 | 0.0% |
| Turquoise Hill RES LTD | COM | 900435108 | $62 | 37,601 | 0.0% |
| Ishares TR(AAXJ)Put | MSCI AC ASIA ETF | 464288182 | $64 | 1,000 | 0.0% |