Q4 2013 Holdings
Filed 2014-02-14 | 102 holdings | $2.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alliance Data Systems Corp | NOTE 4.750% 5/1 | 018581AC2 | $286.7K | $51,869,000 | 12.6% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $142.4K | $81,922,000 | 6.2% |
| Teradyne Inc | NOTE 4.500% 3/1 | 880770AE2 | $124.6K | $38,682,000 | 5.5% |
| Priceline com Inc | NOTE 1.250% 3/1 | 741503AN6 | $121.2K | $31,586,000 | 5.3% |
| Wesco International Inc | DBCV 6.000% 9/1 | 95082PAH8 | $102.3K | $31,574,000 | 4.5% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $98.1K | $72,100,000 | 4.3% |
| Equinix Inc | NOTE 4.750% 6/1 | 29444UAH9 | $96.0K | $43,852,000 | 4.2% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $86.9K | 2,126,718 | 3.8% |
| General Mtrs Co(GM)Put | COM | 37045V100 | $71.3K | 1,743,900 | 3.1% |
| United Rentals Inc | NOTE 4.000%11/1 | 911363AL3 | $70.1K | $10,000,000 | 3.1% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $67.2K | $29,365,000 | 3.0% |
| SBA Communications Corp | NOTE 4.000%10/0 | 78388JAM8 | $63.7K | $21,535,000 | 2.8% |
| Cadence Design Systems Inc | NOTE 2.625% 6/0 | 127387AJ7 | $62.1K | $32,968,000 | 2.7% |
| Salesforce.com Inc | NOTE 0.750% 1/1 | 79466LAB0 | $51.7K | $20,000,000 | 2.3% |
| United Therapeutics Corp | NOTE 1.000% 9/1 | 91307CAF9 | $49.1K | $20,700,000 | 2.2% |
| SunPower Corp | DBCV 4.750% 4/1 | 867652AC3 | $42.1K | $35,241,000 | 1.8% |
| Ship Finance International Ltd | NOTE 3.250% 2/0 | G81075AE6 | $40.3K | $38,500,000 | 1.8% |
| Omnicare Inc | NOTE 3.500% 2/1 | 681904AQ1 | $38.5K | $37,953,000 | 1.7% |
| SunPower Corp(SPWRQ)Put | COM | 867652406 | $32.0K | 1,072,400 | 1.4% |
| SemGroup Corp | *W EXP 11/30/201 | 81663A113 | $30.0K | 460,079 | 1.3% |
| Forest City Enterprises Inc | NOTE 5.000%10/1 | 345550AM9 | $27.1K | $17,471,000 | 1.2% |
| JetBlue Airways Corp | DBCV 5.500%10/1 | 477143AE1 | $26.4K | $13,186,000 | 1.2% |
| PDL BioPharma Inc | NOTE 3.750% 5/0 | 69329YAC8 | $23.6K | $17,350,000 | 1.0% |
| Omnicare Cap Tr II | PFD B TR 4.00% | 68214Q200 | $22.2K | $299,804 | 1.0% |
| PHH Corp | NOTE 6.000% 6/1 | 693320AQ6 | $21.2K | $10,250,000 | 0.9% |
| Goldcorp Inc | NOTE 2.000% 8/0 | 380956AB8 | $20.6K | $20,500,000 | 0.9% |
| Chesapeake Energy Corp | NOTE 2.750%11/1 | 165167BW6 | $20.3K | $19,250,000 | 0.9% |
| SunPower Corp | DBCV 4.500% 3/1 | 867652AE9 | $17.3K | $12,300,000 | 0.8% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V134 | $16.7K | 408,968 | 0.7% |
| Micron Technology Inc | NOTE 1.875% 8/0 | 595112AR4 | $16.1K | $7,000,000 | 0.7% |
| Tesla Motors Inc | NOTE 1.500% 6/0 | 88160RAA9 | $16.0K | $11,500,000 | 0.7% |
| United States Stl Corp | NOTE 4.000% 5/1 | 912909AE8 | $15.4K | $14,399,000 | 0.7% |
| Newmont Mining Corp | NOTE 1.250% 7/1 | 651639AH9 | $14.5K | $14,500,000 | 0.6% |
| Bank of America Corp | *W EXP 10/28/201 | 060505153 | $14.4K | 927,700 | 0.6% |
| Allegheny Technologies Inc | NOTE 4.250% 6/0 | 01741RAD4 | $14.3K | $13,863,000 | 0.6% |
| Seadrill LtdPut | SHS | G7945E105 | $13.7K | 334,300 | 0.6% |
| JinkoSolar Hldg Co Ltd | NOTE 4.000% 5/1 | 47759TAA8 | $12.8K | $12,000,000 | 0.6% |
| UAL Corp | NOTE 6.000%10/1 | 902549AJ3 | $12.4K | $2,825,000 | 0.5% |
| Seacor Holdings Inc | NOTE 2.500%12/1 | 811904AM3 | $12.1K | $9,825,000 | 0.5% |
| Select Sector Spdr TR(XLU)Call | SBI TNT-UTILS | 81369Y886 | $11.4K | 300,000 | 0.5% |
| Live Nation Entertainment Inc | NOTE 2.875% 7/1 | 538034AB5 | $11.4K | $11,189,000 | 0.5% |
| Molycorp Inc | NOTE 6.000% 9/0 | 608753AF6 | $11.3K | $14,254,000 | 0.5% |
| Laboratory Corp Ame Hldgs | NOTE 9/1 | 50540RAG7 | $10.6K | $8,642,000 | 0.5% |
| Walter Inv Mgmt Corp | NOTE 4.500%11/0 | 93317WAA0 | $10.0K | $10,043,000 | 0.4% |
| Molycorp Inc | NOTE 5.500% 2/0 | 608753AH2 | $10.0K | $10,550,000 | 0.4% |
| iShares(IYR)Call | U.S. Real ES ETF | 464287739 | $9.5K | 150,000 | 0.4% |
| Molycorp Inc | NOTE 3.250% 6/1 | 608753AA7 | $9.3K | $12,985,000 | 0.4% |
| Microchip Technology Inc(MCHP)Put | COM | 595017104 | $9.0K | 200,000 | 0.4% |
| Silver Eagle Acquisition Corp | *W EXP 07/26/202 | 827694118 | $8.5K | 851,575 | 0.4% |
| Wesco Intl Inc(WCC)Put | COM | 95082P105 | $8.2K | 90,000 | 0.4% |