Q1 2014 Holdings
Filed 2014-05-14 | 95 holdings | $1.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alliance Data Systems Corp | NOTE 4.750% 5/1 | 018581AC2 | $276.3K | $47,885,000 | 14.3% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $134.7K | $72,585,000 | 7.0% |
| Priceline Com Inc | NOTE 1.250% 3/1 | 741503AN6 | $104.7K | $26,586,000 | 5.4% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $95.4K | $66,600,000 | 4.9% |
| United Rentals Inc | NOTE 4.000%11/1 | 911363AL3 | $85.2K | $10,000,000 | 4.4% |
| Wesco International Inc | DBCV 6.000% 9/1 | 95082PAH8 | $85.2K | $28,704,000 | 4.4% |
| Equinix Inc | NOTE 4.750% 6/1 | 29444UAH9 | $79.0K | $34,852,000 | 4.1% |
| Cadence Design System Inc | NOTE 2.625% 6/0 | 127387AJ7 | $68.2K | $32,968,000 | 3.5% |
| United Therapeutics Corp | NOTE 1.000% 9/1 | 91307CAF9 | $61.9K | $31,200,000 | 3.2% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $60.6K | $24,365,000 | 3.1% |
| SBA Communications Corp | NOTE 4.000%10/0 | 78388JAM8 | $57.9K | $19,382,000 | 3.0% |
| SunPower Corp | DBCV 4.750% 4/1 | 867652AC3 | $43.4K | $35,491,000 | 2.3% |
| Salesforce Com Inc | NOTE 0.750% 1/1 | 79466LAB0 | $39.7K | $14,881,000 | 2.1% |
| Ship Finance International | NOTE 3.250% 2/0 | G81075AE6 | $37.1K | $33,402,000 | 1.9% |
| General Mtrs Co(GM)Put | COM | 37045V100 | $35.4K | 1,029,300 | 1.8% |
| General Mtrs Co(GM) | COM | 37045V100 | $34.2K | 993,100 | 1.8% |
| SemGroup Corp | *W EXP 11/30/201 | 81663A113 | $30.6K | 466,423 | 1.6% |
| JetBlue Airways Corp | DBCV 5.500%10/1 | 477143AE1 | $26.6K | $13,186,000 | 1.4% |
| Allegheny Technologies Inc | NOTE 4.250% 6/0 | 01741RAD4 | $25.1K | $24,619,000 | 1.3% |
| Forest City Enterprises Inc | NOTE 5.000%10/1 | 345550AM9 | $24.7K | $16,221,000 | 1.3% |
| General Mtrs Co(GM)Call | COM | 37045V100 | $21.6K | 627,700 | 1.1% |
| Tesla Motors Inc | NOTE 1.500% 6/0 | 88160RAA9 | $21.6K | $12,027,000 | 1.1% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $21.6K | $8,564,000 | 1.1% |
| Bank of America Corp | *W EXP 10/28/201 | 060505153 | $19.3K | 1,123,600 | 1.0% |
| Bank of America Corp(BAC) | COM | 060505104 | $19.2K | 1,118,360 | 1.0% |
| SunPower Corp | DBCV 4.500% 3/1 | 867652AE9 | $18.7K | $12,300,000 | 1.0% |
| Chesapeake Energy Corp | NOTE 2.750%11/1 | 165167BW6 | $18.0K | $17,250,000 | 0.9% |
| Micron Technology Inc | NOTE 1.875% 8/0 | 595112AR4 | $17.6K | $7,000,000 | 0.9% |
| PDL BioPharma Inc | NOTE 3.750% 5/0 | 69329YAC8 | $17.4K | $12,751,000 | 0.9% |
| Bank of America Corp(BAC)Put | COM | 060505104 | $17.3K | 1,006,000 | 0.9% |
| PHH Corp | NOTE 6.000% 6/1 | 693320AQ6 | $16.2K | $7,496,000 | 0.8% |
| Live Nation Entertainment Inc | NOTE 2.875% 7/1 | 538034AB5 | $14.7K | $14,424,000 | 0.8% |
| United States Stl Corp | NOTE 4.000% 5/1 | 912909AE8 | $14.5K | $14,399,000 | 0.8% |
| Omnicare Capital Trust II | PFD B TR 4.00% | 68214Q200 | $14.1K | $191,800 | 0.7% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $12.3K | 396,480 | 0.6% |
| Molycorp Inc | NOTE 6.000% 9/0 | 608753AF6 | $10.5K | $13,254,000 | 0.5% |
| Solazyme Inc | NOTE 6.000% 2/0 | 83415TAB7 | $10.2K | $6,671,000 | 0.5% |
| UAL Corp | NOTE 6.000%10/1 | 902549AJ3 | $10.2K | $1,972,000 | 0.5% |
| Goldcorp Inc | NOTE 2.000% 8/0 | 380956AB8 | $10.0K | $10,000,000 | 0.5% |
| Seacor Holdings Inc | NOTE 2.500%12/1 | 811904AM3 | $9.6K | $8,065,000 | 0.5% |
| Silver Eagle Acquisition Corp | *W EXP 07/26/202 | 827694118 | $8.8K | 851,671 | 0.5% |
| Molycorp Inc | NOTE 3.250% 6/1 | 608753AA7 | $8.8K | $10,985,000 | 0.5% |
| Vipshop Holdings Ltd | NOTE 1.500% 3/1 | 92763WAA1 | $8.6K | $8,500,000 | 0.4% |
| Hartford Financial Services Group Inc | *W EXP 06/26/201 | 416515120 | $8.5K | 240,197 | 0.4% |
| Qualcomm Inc(QCOM)Put | COM | 747525103 | $7.9K | 100,000 | 0.4% |
| Qualcomm Inc(QCOM)Call | COM | 747525103 | $7.9K | 100,000 | 0.4% |
| Molycorp Inc | NOTE 5.500% 2/0 | 608753AH2 | $7.8K | $8,880,000 | 0.4% |
| Tesla Motors Inc | NOTE 1.250% 3/0 | 88160RAC5 | $7.7K | $8,500,000 | 0.4% |
| Hyde Park Acquisition Corp II | COM | 448640102 | $7.7K | 735,000 | 0.4% |
| InterMune Inc | NOTE 2.500%12/1 | 45884XAF0 | $7.2K | $2,731,000 | 0.4% |