Q3 2014 Holdings
Filed 2014-11-14 | 79 holdings | $2.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Centrus Energy Corp(LEU) | CL A | 15643U104 | $1.1M | 110,700 | 39.7% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $146.8K | $79,085,000 | 5.2% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $129.8K | $88,100,000 | 4.6% |
| Micron Technology Inc | Note 2.375% 5/0 | 595112AW3 | $119.4K | $33,366,000 | 4.2% |
| Micron Technology Inc | Note 3.125% 5/0 | 595112AX1 | $110.6K | $31,615,000 | 3.9% |
| United Therapeutics Corp | NOTE 1.000% 9/1 | 91307CAF9 | $106.1K | $39,384,000 | 3.7% |
| SanDisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $102.0K | $52,994,000 | 3.6% |
| Cadence Design Systems Inc | NOTE 2.625% 6/0 | 127387AJ7 | $99.9K | $43,734,000 | 3.5% |
| Micron Technology Inc | Note 1.625% 2/1 | 595112AU7 | $81.9K | $26,126,000 | 2.9% |
| Wesco Intl Inc | DBCV 6.000% 9/1 | 95082PAH8 | $79.9K | $28,704,000 | 2.8% |
| iShares Tr(FXI)Put | China Lg-Cap ETF | 464287184 | $53.6K | 1,400,000 | 1.9% |
| Tesla Mtrs Inc | Note 1.500% 6/0 | 88160RAA9 | $47.2K | $23,377,000 | 1.7% |
| General Mtrs Co(GM)Call | COM | 37045V100 | $43.6K | 1,365,000 | 1.5% |
| Capital One Finl Corp | *W EXP 11/14/201 | 14040H139 | $40.0K | 490,400 | 1.4% |
| SemGroup Corp | *W EXP 11/30/201 | 81663A113 | $34.3K | 411,816 | 1.2% |
| JetBlue Airways Corp | DBCV 5.500%10/1 | 477143AE1 | $32.1K | $13,186,000 | 1.1% |
| Tesla Mtrs Inc | Note 0.250% 3/0 | 88160RAB7 | $31.9K | $33,500,000 | 1.1% |
| Ship Finance International | Note 3.250% 2/0 | G81075AE6 | $30.6K | $28,402,000 | 1.1% |
| Forest City Enterprises Inc | NOTE 5.000%10/1 | 345550AM9 | $25.7K | $16,221,000 | 0.9% |
| Chesapeake Energy Corp | NOTE 2.750%11/1 | 165167BW6 | $22.5K | $22,219,000 | 0.8% |
| iShares Tr(FXI) | China Lg-Cap ETF | 464287184 | $22.5K | 588,000 | 0.8% |
| Molina Healthcare Inc | DBCV 1.625% 8/1 | 60855RAD2 | $20.5K | $20,500,000 | 0.7% |
| SunPower Corp | DBCV 4.500% 3/1 | 867652AE9 | $18.7K | $12,300,000 | 0.7% |
| PDL BioPharma Inc | NOTE 3.750% 5/0 | 69329YAC8 | $17.1K | $13,446,000 | 0.6% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $15.6K | 536,700 | 0.5% |
| Cobalt Intl Energy Inc | NOTE 2 .625%12/0 | 19075FAA4 | $14.7K | $17,750,000 | 0.5% |
| PHH Corp | NOTE 6.000% 6/1 | 693320AQ6 | $14.3K | $7,496,000 | 0.5% |
| Walter Invt Mgmt Corp | NOTE 4.500%11/0 | 93317WAA0 | $14.1K | $16,931,000 | 0.5% |
| Tesla Mtrs Inc(TSLA)Put | COM | 88160R101 | $12.4K | 51,200 | 0.4% |
| Amag Pharmaceuticals Inc | Note 2.500% 2/1 | 00163UAA4 | $12.4K | $9,250,000 | 0.4% |
| Equinix Inc | NOTE 3.000%10/1 | 29444UAG1 | $12.3K | $6,400,000 | 0.4% |
| Volcano Corp | NOTE 1.750%12/0 | 928645AB6 | $11.4K | $13,203,000 | 0.4% |
| Hewlett Packard CoPut | COM | 428236103 | $10.6K | 300,000 | 0.4% |
| UAL Corp | NOTE 6.000%10/1 | 902549AJ3 | $10.6K | $1,972,000 | 0.4% |
| Silver Eagle Acquisition Corp | *W Exp 07/26/202 | 827694118 | $10.5K | 1,051,671 | 0.4% |
| InterDigital Inc | NOTE 2.500% 3/1 | 458660AB3 | $9.8K | $9,500,000 | 0.3% |
| Continental Airls Inc | NOTE 4.500% 1/1 | 210795PU8 | $9.3K | $3,750,000 | 0.3% |
| Solazyme Inc | Note 6.000% 2/0 | 83415TAB7 | $7.7K | $6,671,000 | 0.3% |
| Iconix Brand Group Inc | Note 2.500% 6/0 | 451055AE7 | $7.6K | $6,000,000 | 0.3% |
| Seacor Holdings Inc | Note 2.500%12/1 | 811904AM3 | $6.5K | $6,065,000 | 0.2% |
| Comerica Inc | *W EXP 11/14/201 | 200340115 | $6.5K | 131,100 | 0.2% |
| Silver Eagle Acquisition Corp | Com | 827694100 | $6.5K | 650,000 | 0.2% |
| Tesaro Inc | Note 3.000%10/0 | 881569AA5 | $6.3K | $6,000,000 | 0.2% |
| Associated Banc Corp | *W EXP 11/21/201 | 045487113 | $6.2K | 353,833 | 0.2% |
| Terrapin 3 Acquisition Corp | Unit 06/27/2019 | 88104P203 | $6.0K | 600,000 | 0.2% |
| Cathay Gen Bancorp | *W Exp 12/05/201 | 149150112 | $5.7K | 231,534 | 0.2% |
| Molycorp Inc | NOTE 6.000% 9/0 | 608753AF6 | $5.7K | $16,254,000 | 0.2% |
| Cambridge Cap Acquisition Corp | *W Exp 12/17/201 | 13215Q114 | $5.6K | 575,000 | 0.2% |
| Boulevard Acquisition Corp | COM | 10157P104 | $4.8K | 492,480 | 0.2% |
| Cambridge Cap Acquisition Corp | COM | 13215Q106 | $4.6K | 475,000 | 0.2% |