Q4 2014 Holdings
Filed 2015-02-12 | 84 holdings | $2.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Centrus Energy Corp(LEU) | CL A | 15643U104 | $476.0K | 110,699 | 18.6% |
| Micron Technology Inc | Note 2.375% 5/0 | 595112AW3 | $213.6K | $58,627,000 | 8.3% |
| SanDisk Corp | NOTE 1.500% 8/I | 80004CAD3 | $144.1K | $74,994,000 | 5.6% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $120.1K | $67,268,000 | 4.7% |
| Micron Technology Inc | Note 3.125% 5/0 | 595112AX1 | $120.0K | $33,615,000 | 4.7% |
| Cadence Design Systems Inc | NOTE 2.625% 6/0 | 127387AJ7 | $110.0K | $43,734,000 | 4.3% |
| United Therapeutics Corp | NOTE 1.000% 9/I | 91307CAF9 | $106.8K | $39,384,000 | 4.2% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $106.3K | $88,100,000 | 4.2% |
| Kinder Morgan Inc Del | *W EXP 05/25/201 | 49456B119 | $99.5K | 2,352,300 | 3.9% |
| Wesco Intl Inc | DBCV 6.000% 9/1 | 95082PAH8 | $93.2K | $34,614,000 | 3.6% |
| Micron Technology Inc | Note 1.625% 2/1 | 595112AU7 | $86.8K | $27,126,000 | 3.4% |
| Tesla Motors Inc | Note 1.500% 6/0 | 88160RAA9 | $78.6K | $42,377,000 | 3.1% |
| Capital One Finl Corp | *W EXP 11/14/201 | 14040H139 | $64.1K | 776,600 | 2.5% |
| JetBlue Airways Corp | DBCV 5.500%10/1 | 477143AE1 | $47.2K | $13,186,000 | 1.8% |
| Mylan Inc | NOTE 3.750% 9/1 | 628530AJ6 | $42.3K | $10,000,000 | 1.7% |
| Trulia Inc | Note 2.750%12/1 | 897888AB9 | $39.1K | $27,000,000 | 1.5% |
| Tesla Motors Inc | Note 0.250% 3/0 | 88160RAB7 | $31.1K | $33,500,000 | 1.2% |
| Forest City Enterprises Inc | NOTE 5.000%10/1 | 345550AM9 | $27.3K | $16,221,000 | 1.1% |
| Ship Finance International Ltd | Note 3.250% 2/0 | G81075AE6 | $27.3K | $28,402,000 | 1.1% |
| Chesapeake Energy Corp | Note 2.750%11/1 | 165167BW6 | $25.3K | $25,219,000 | 1.0% |
| JPMorgan Chase & Co | *W EXP 10/28/201 | 46634E114 | $23.9K | 382,700 | 0.9% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $22.0K | 772,600 | 0.9% |
| Tesaro Inc | Note 3.000%10/0 | 881569AA5 | $21.4K | $17,027,000 | 0.8% |
| United States Stl Corp | Note 2.750% 4/0 | 912909AH1 | $20.6K | $16,500,000 | 0.8% |
| Auxilium Pharmaceuticals Inc | NOTE 1.500% 7/1 | 05334DAA5 | $20.1K | $13,572,000 | 0.8% |
| iShares TR(EEM)Call | MSCI EMG MKT ETF | 464287234 | $19.6K | 500,000 | 0.8% |
| Iconix Brand Group Inc | Note 2.500% 6/0 | 451055AE7 | $18.9K | $16,000,000 | 0.7% |
| PDL BioPharma Inc | NOTE 3.750% 5/0 | 69329YAC8 | $17.8K | $13,446,000 | 0.7% |
| InterDigital Inc | Note 2.500% 3/1 | 458660AB3 | $17.3K | $15,500,000 | 0.7% |
| Iconix Brand Group Inc | Note 1.500% 3/1 | 451055AF4 | $16.0K | $13,500,000 | 0.6% |
| Amag Pharmaceuticals Inc | Note 2.500% 2/1 | 00163UAA4 | $15.5K | $9,250,000 | 0.6% |
| Cobalt International Energy Inc | Note 2.625%12/0 | 19075FAA4 | $15.5K | $25,000,000 | 0.6% |
| PHH Corp | NOTE 6.000% 6/1 | 693320AQ6 | $14.8K | $7,496,000 | 0.6% |
| PNC Finl Svcs Group Inc | *W EXP 12/31/201 | 693475121 | $14.6K | 159,600 | 0.6% |
| Cemex SAB de CV | NOTE 3.250% 3/1 | 151290BB8 | $14.5K | $12,500,000 | 0.6% |
| SunPower Corp | DBCV 4.500% 3/1 | 867652AE9 | $14.4K | $12,300,000 | 0.6% |
| Ctrip.com International Ltd | Note 1.250%10/1 | 22943FAD2 | $14.4K | $14,750,000 | 0.6% |
| Continental Airls Inc | NOTE 4.500% 1/1 | 210795PU8 | $13.3K | $3,750,000 | 0.5% |
| Volcano Corp | Note 1.750%12/0 | 928645AB6 | $12.9K | $12,953,000 | 0.5% |
| Walter Invt Mgmt Corp | NOTE 4.500%11/0 | 93317WAA0 | $12.8K | $16,931,000 | 0.5% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $12.6K | $16,110,000 | 0.5% |
| Tesla Motors Inc(TSLA)Put | COM | 88160R101 | $11.4K | 51,200 | 0.4% |
| Molina Healthcare Inc | DBCV 1.625% 8/1 | 60855RAD2 | $8.9K | $8,000,000 | 0.3% |
| Starwood Ppty Tr Inc | Note 3.750%10/1 | 85571BAC9 | $8.6K | $8,500,000 | 0.3% |
| Cathay Gen Bancorp | *W Exp 12/05/201 | 149150112 | $6.9K | 270,500 | 0.3% |
| Associated Banc-Corp | *W EXP 11/21/201 | 045487113 | $6.8K | 362,433 | 0.3% |
| Seacor Holdings Inc | Note 2.500%12/1 | 811904AM3 | $6.4K | $6,065,000 | 0.2% |
| Terrapin 3 Acquisition Corp | Unit 06/27/2019 | 88104P203 | $6.0K | 595,000 | 0.2% |
| Blucora Inc | Note 4.250% 4/0 | 095229AB6 | $5.9K | $6,200,000 | 0.2% |
| Hologic Inc | FRNT 2.000%12/1 | 436440AB7 | $5.9K | $4,670,000 | 0.2% |