Q3 2014 Holdings
Filed 2014-11-13 | 23 holdings | $292.2K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2015-02-12) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Globalstar Inc | NOTE 8.000% 4/0 | 378973AD3 | $129.2K | $20,783,705 | 44.2% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $23.2K | $15,800,000 | 8.0% |
| Iconix Brand Group Inc | NOTE 2.500% 6/0 | 451055AE7 | $19.7K | $15,449,000 | 6.7% |
| Market Vectors ETF TRPut | OIL SVCS ETF | 57060U191 | $18.8K | 378,400 | 6.4% |
| United States STL Corp NewA | NOTE 2.750% 4/0 | 912909AH1 | $16.5K | $10,000,000 | 5.7% |
| Amtrust Finl Svcs Inc | NOTE 5.500%12/1 | 032359AC5 | $16.2K | $10,025,000 | 5.5% |
| Merrimack Pharmaceuticals in | NOTE 4.500% 7/1 | 590328AA8 | $13.9K | $8,870,000 | 4.7% |
| Tesla Mtrs Inc | NOTE 1.500% 6/0 | 88160RAA9 | $10.1K | $5,000,000 | 3.5% |
| Accuray Inc | NOTE 3.500% 2/0 | 004397AD7 | $10.0K | $6,600,000 | 3.4% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $9.7K | $16,500,000 | 3.3% |
| Solazyme Inc | NOTE 6.000% 2/0 | 83415TAB7 | $6.8K | $5,850,000 | 2.3% |
| PDL Biopharma Inc | NOTE 3.750% 5/0 | 69329YAC8 | $6.4K | $5,000,000 | 2.2% |
| Nordic Amern Offshore LTD | SHS | Y6366T112 | $4.0K | 229,692 | 1.4% |
| Market Vectors ETF TR | GOLD MINER ETF | 57060U100 | $3.4K | 159,196 | 1.2% |
| Market Vectors ETF TR | JR GOLD MINERS E | 57061R544 | $1.9K | 57,690 | 0.7% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V118 | $1.3K | 59,095 | 0.5% |
| Keyw Hldg Corp | NOTE 2.500% 7/1 | 493723AA8 | $496 | $500,000 | 0.2% |
| Quiksilver Inc | COM | 74838C106 | $365 | 212,307 | 0.1% |
| Gulf Coast Ultra Deep RTY TR | ROYALTY TR UNT | 40222T104 | $138 | 69,000 | 0.0% |
| Wright MED Group Inc | RIGHT 03/01/2019 | 98235T115 | $76 | 35,488 | 0.0% |