Q1 2014 Holdings
Filed 2014-05-15 | 221 holdings | $11.5M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2015-02-17) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| * Forest Labs IncPutA | COM | 345838106 | $886 | 9,600 | 0.0% |
| * Qualcomm Inc(QCOM)Put | COM | 747525103 | $915 | 11,600 | 0.0% |
| * Equinix IncCall | COM NEW | 29444U502 | $924 | 5,000 | 0.0% |
| * Cabot Oil & Gas Corp(CTRA)Put | COM | 127097103 | $945 | 27,900 | 0.0% |
| * Johnson Ctls IncPut | COM | 478366107 | $980 | 20,700 | 0.0% |
| * Louisiana PAC Corp(LPX) | COM | 546347105 | $985 | 58,405 | 0.0% |
| * Weatherford International LT(WFRD)Call | REG SHS | H27013103 | $986 | 56,800 | 0.0% |
| * Jones Energy Inc | COM CL A | 48019R108 | $1.0K | 66,199 | 0.0% |
| * Texas Instrs Inc(TXN)Put | COM | 882508104 | $1.1K | 22,400 | 0.0% |
| * Barnes & Noble IncPut | COM | 067774109 | $1.1K | 50,600 | 0.0% |
| * B/E Aerospace IncPut | COM | 073302101 | $1.2K | 14,000 | 0.0% |
| * Pentair LTD(PNR)Put | SHS | H6169Q108 | $1.2K | 15,400 | 0.0% |
| North Valley Bancorp | COM NEW | 66304M204 | $1.3K | 51,716 | 0.0% |
| * Sirona Dental Systems IncPut | COM | 82966C103 | $1.3K | 17,600 | 0.0% |
| * Exterran Hldgs IncCall | COM | 30225X103 | $1.3K | 30,000 | 0.0% |
| * Vodafone Group PLC New(VOD)Put | SPNSR ADR NO PA | 92857W308 | $1.4K | 36,900 | 0.0% |
| * Cognizant Technology Solutio(CTSH)Put | CL A | 192446102 | $1.5K | 28,800 | 0.0% |
| * LPL Finl Hldgs Inc(LPLA)Put | COM | 50212V100 | $1.5K | 28,500 | 0.0% |
| * Sprint Corp | COM SER 1 | 85207U105 | $1.5K | 163,700 | 0.0% |
| * Twenty First Centy FOX IncPut | CL A | 90130A101 | $1.5K | 47,700 | 0.0% |
| Zions Bancorporation | *W EXP 11/14/201 | 989701131 | $1.5K | 333,909 | 0.0% |
| * New York Times Co(NYT)Put | CL A | 650111107 | $1.7K | 98,500 | 0.0% |
| * Nvidia Corp(NVDA) | COM | 67066G104 | $1.7K | 97,200 | 0.0% |
| * Comverse Inc | COM | 20585P105 | $1.8K | 50,772 | 0.0% |
| * W & T Offshore Inc(WTI)Call | COM | 92922P106 | $1.8K | 102,300 | 0.0% |
| * Babcock & Wilcox Co NewPut | COM | 05615F102 | $1.8K | 54,400 | 0.0% |
| * Merrimack Pharmaceuticals in | COM | 590328100 | $1.9K | 375,000 | 0.0% |
| * Fidelity Natl Information SV(FIS)Put | COM | 31620M106 | $2.2K | 40,300 | 0.0% |
| * Kroger Co(KR)Put | COM | 501044101 | $2.2K | 50,700 | 0.0% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $2.2K | $2,000,000 | 0.0% |
| Tesla Mtrs Inc | NOTE 1.250% 3/0 | 88160RAC5 | $2.3K | $2,500,000 | 0.0% |
| Yandex N V | DEBT 1.125%12 | N97284AA6 | $2.3K | $2,500,000 | 0.0% |
| * Blackstone MTG TR Inc(BXMT) | COM CL A | 09257W100 | $2.3K | 81,161 | 0.0% |
| * Lifelock IncPut | COM | 53224V100 | $2.4K | 138,000 | 0.0% |
| * Gallagher Arthur J & Co(AJG)Put | COM | 363576109 | $2.4K | 49,800 | 0.0% |
| Dryships Inc. | NOTE 5.000%12/0 | 262498AB4 | $2.5K | $2,500,000 | 0.0% |
| * Loral Space & Communicatns I | COM | 543881106 | $2.5K | 35,216 | 0.0% |
| * Electronic Arts Inc(EA) | COM | 285512109 | $2.6K | 88,221 | 0.0% |
| * Sigma Aldrich CorpPut | COM | 826552101 | $2.7K | 28,900 | 0.0% |
| * Superior Energy Svcs IncCall | COM | 868157108 | $2.9K | 95,100 | 0.0% |
| * Amtrust Finl Svcs Inc | COM | 032359309 | $3.0K | 79,300 | 0.0% |
| * Willis Group Holdings Public | SHS | G96666105 | $3.0K | 67,725 | 0.0% |
| Goldcorp Inc New | NOTE 2.000% 8/ | 380956AB8 | $3.0K | $3,000,000 | 0.0% |
| * Avon Prods Inc(AVPUSD)Call | COM | 054303102 | $3.0K | 206,900 | 0.0% |
| * Goodrich Pete CorpCall | COM NEW | 382410405 | $3.2K | 200,000 | 0.0% |
| * BHP Billiton LTD(BHP)Put | SPONSORED ADR | 088606108 | $3.4K | 50,000 | 0.0% |
| * L-3 Communications Hldgs IncPut | COM | 502424104 | $3.5K | 29,400 | 0.0% |
| * Crestwood Equity Partners LP | UNIT LTD PARTNER | 226344109 | $3.6K | 258,432 | 0.0% |
| * Nokia Corp(NOK)Put | SPONSORED ADR | 654902204 | $3.7K | 500,000 | 0.0% |
| AK STL Corp | NOTE 5.000%11/ | 001546AP5 | $3.8K | $2,500,000 | 0.0% |