Q1 2015 Holdings
Filed 2015-05-13 | 80 holdings | $2.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alere Inc | Perp Pfd Conv SE | 01449J204 | $51 | $15,000 | 0.0% |
| Galena Biopharma Inc | Com | 363256108 | $89 | 63,945 | 0.0% |
| China Unicom (Hong Kong) Ltd | Sponsored ADR | 16945R104 | $97 | 6,388 | 0.0% |
| Titan Intl Inc(TWI) | Com | 88830M102 | $164 | 17,500 | 0.0% |
| Omnicare Cap Tr II | Pfd B Tr 4.00% | 68214Q200 | $181 | $191,800 | 0.0% |
| Nokia Corp(NOK) | Sponsored ADR | 654902204 | $372 | $49,130 | 0.0% |
| Lincoln National Corp | *W Exp 07/10/201 | 534187117 | $396 | 6,886 | 0.0% |
| Signature Bk New York NY | *W Exp 12/12/201 | 82669G112 | $732 | 5,649 | 0.0% |
| Molycorp Inc | Note 5.500% 2/0 | 608753AH2 | $1.1K | $12,680,000 | 0.1% |
| Cambridge Cap Acquisition Corp | *W Exp 12/17/201 | 13215Q114 | $1.1K | 110,950 | 0.1% |
| RTI Intl Metals Inc | Com | 74973W107 | $1.2K | 33,600 | 0.1% |
| TTM Technologies Inc(TTMI) | Com | 87305R109 | $1.3K | 149,000 | 0.1% |
| SunTrust Bks Inc | *W Exp 12/31/201 | 867914129 | $1.9K | 45,800 | 0.1% |
| Washington Fed Inc | *W Exp 11/14/201 | 938824117 | $1.9K | 89,382 | 0.1% |
| Texas Capital Bancshares Inc | *W Exp 01/16/201 | 88224Q115 | $2.0K | 40,700 | 0.1% |
| Barington Hilco Acquisition | Unit 99/99/9999T | 06759V200 | $2.0K | 200,000 | 0.1% |
| Titan Intl Inc(TWI)Put | Com | 88830M102 | $2.3K | 250,000 | 0.1% |
| SunTrust Bks Inc | *W Exp 11/14/201 | 867914111 | $2.4K | 59,100 | 0.1% |
| Boulevard Acquisition Corp | *W Exp 02/19/201 | 10157P112 | $2.5K | 250,000 | 0.1% |
| Terrapin 3 Acquisition Corp | *W Exp 06/27/201 | 88104P112 | $2.5K | 250,000 | 0.1% |
| Herbalife Ltd | Note 2.000% 8/1 | 42703MAB9 | $3.0K | $3,600,000 | 0.1% |
| Solazyme Inc | Note 5.000%10/0 | 83415TAC5 | $3.0K | $6,435,000 | 0.1% |
| 1347 Cap Corp | Unit 07/18/2016 | 68245V202 | $3.5K | 350,000 | 0.2% |
| Exelixis Inc | Note 4.250% 8/1 | 30161QAC8 | $3.5K | $4,670,000 | 0.2% |
| Gol Linhas Aereas Intlg SA | Sp ADR Rep Pfd | 38045R107 | $3.7K | $1,506,000 | 0.2% |
| Solazyme Inc | Note 6.000% 2/0 | 83415TAB7 | $3.7K | $6,671,000 | 0.2% |
| Wintrust Finl Corp | *W Exp 12/19/201 | 97650W157 | $3.8K | 78,849 | 0.2% |
| Capitol Acquisition Corp II | *W Exp 05/15/201 | 14056V113 | $3.8K | 372,297 | 0.2% |
| ROI Acquisition Corp II | *W Exp 09/17/201 | 74966G119 | $4.0K | 400,000 | 0.2% |
| WL Ross Hldg Corp | *W Exp 06/11/201 | 92939D112 | $4.0K | 400,000 | 0.2% |
| Cambridge Cap Acquisition Corp | Com | 13215Q106 | $4.8K | 475,000 | 0.2% |
| Boulevard Acquisition Corp | Com | 10157P104 | $4.8K | 492,480 | 0.2% |
| Blucora Inc | Note 4.250% 4/0 | 095229AB6 | $5.8K | $6,200,000 | 0.3% |
| Terrapin 3 Acquisition Corp | Unit 06/27/2019 | 88104P203 | $6.0K | 595,000 | 0.3% |
| Walter Invtt Mgmt Corp | Note 4.500%11/0 | 93317WAA0 | $6.3K | $7,931,000 | 0.3% |
| Associated Banc Corp | *W Exp 11/21/201 | 045487113 | $6.3K | 340,400 | 0.3% |
| Qihoo 360 Technology Co Ltd | Note 2.500% 9/1 | 74734MAB5 | $7.1K | $7,500,000 | 0.3% |
| Canadian Solar Inc | Note 4.250% 2/1 | 136635AE9 | $7.3K | $7,000,000 | 0.4% |
| United States Stl Corp | Note 2.750% 4/0 | 912909AH1 | $7.9K | $6,500,000 | 0.4% |
| Cathay Gen Bancorp | *W Exp 12/05/201 | 149150112 | $7.9K | 279,000 | 0.4% |
| Microchip Technology Inc | Sdcv 2.125%12/1 | 595017AB0 | $8.8K | $4,488,000 | 0.4% |
| Starwood Ppty Tr Inc | Note 3.750%10/1 | 85571BAC9 | $8.9K | $8,500,000 | 0.4% |
| Comerica Inc | *W Exp 11/14/201 | 200340115 | $9.9K | 219,000 | 0.5% |
| Hologic Inc | Frnt 2.000%12/1 | 436440AB7 | $11.3K | $7,670,000 | 0.5% |
| Molina Healthcare Inc | Note 1.125% 1/1 | 60855RAC4 | $12.6K | $7,500,000 | 0.6% |
| Chesapeake Energy Corp | Note 2.750%11/1 | 165167BW6 | $12.8K | $12,719,000 | 0.6% |
| PHH Corp | Note 6.000% 6/1 | 693320AQ6 | $14.9K | $7,496,000 | 0.7% |
| Cobalt Intl Energy Inc | Note 2.625%12/0 | 19075FAA4 | $15.4K | $21,144,000 | 0.7% |
| Ctrip Com Intl Ltd | Note 1.250%10/1 | 22943FAD2 | $15.4K | $14,750,000 | 0.8% |
| Iconix Brand Group Inc | Note 1.500% 3/1 | 451055AF4 | $16.1K | $13,500,000 | 0.8% |