Q2 2015 Holdings
Filed 2015-08-13 | 89 holdings | $1.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $141.8K | $70,151,000 | 8.1% |
| Tesla Motors Inc | NOTE 1.500% 6/0 | 88160RAA9 | $129.9K | $59,577,000 | 7.4% |
| Mylan Inc | NOTE 3.750% 9/1 | 628530AJ6 | $123.1K | $24,202,000 | 7.0% |
| VeriSign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $119.1K | $64,595,000 | 6.8% |
| Electronic Arts Inc | NOTE 0.750% 7/1 | 285512AA7 | $97.0K | $46,363,000 | 5.5% |
| Wesco Intl Inc | DBCV 6.000% 9/1 | 95082PAH8 | $83.8K | $34,614,000 | 4.8% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $78.4K | $66,350,000 | 4.5% |
| JetBlue Airways Corp | DBCV 5.500%10/1 | 477143AE1 | $72.2K | $15,426,000 | 4.1% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $67.4K | $33,615,000 | 3.8% |
| SanDisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $62.1K | $47,994,000 | 3.5% |
| Centrus Energy Corp(LEU) | CL A | 15643U104 | $61.0K | 14,745 | 3.5% |
| Micron Technology Inc | NOTE 1.625% 2/1 | 595112AU7 | $55.1K | $31,042,000 | 3.1% |
| Amag Pharmaceuticals Inc | NOTE 2.500% 2/1 | 00163UAA4 | $53.6K | $20,721,000 | 3.1% |
| PNC Finl Svcs Group Inc | *W EXP 12/31/201 | 693475121 | $47.8K | 499,400 | 2.7% |
| Trulia Inc | NOTE 2.750%12/1 | 897888AB9 | $31.4K | $24,500,000 | 1.8% |
| Tesaro Inc | NOTE 3.000%10/0 | 881569AA5 | $31.2K | $17,027,000 | 1.8% |
| SunEdison Inc | NOTE 2.750% 1/0 | 86732YAD1 | $28.4K | $13,381,000 | 1.6% |
| Tesla Motors Inc | NOTE 0.250% 3/0 | 88160RAB7 | $26.2K | $26,500,000 | 1.5% |
| Wells Fargo & Co | *W EXP 10/28/201 | 949746119 | $26.1K | 463,300 | 1.5% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $24.9K | 783,250 | 1.4% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $20.7K | $27,500,000 | 1.2% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $20.4K | $11,500,000 | 1.2% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $18.0K | $19,110,000 | 1.0% |
| Kinder Morgan Inc | *W EXP 05/25/201 | 49456B119 | $17.9K | 465,948 | 1.0% |
| Iconix Brand Group Inc | NOTE 2.500% 6/0 | 451055AE7 | $16.4K | $16,000,000 | 0.9% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $15.7K | $21,144,000 | 0.9% |
| Qihoo 360 Technology Co Ltd | NOTE 2.500% 9/1 | 74734MAB5 | $15.7K | $16,000,000 | 0.9% |
| Ship Finance International Ltd | NOTE 3.250% 2/0 | G81075AE6 | $15.6K | $14,652,000 | 0.9% |
| InterDigital Inc | NOTE 2.500% 3/1 | 458660AB3 | $13.8K | $12,500,000 | 0.8% |
| Iconix Brand Group Inc | NOTE 1.500% 3/1 | 451055AF4 | $13.8K | $13,500,000 | 0.8% |
| Hologic Inc | FRNT 2.000%12/1 | 436440AB7 | $12.9K | $7,670,000 | 0.7% |
| SunEdison Inc | NOTE 2.000%10/0 | 86732YAC3 | $9.4K | $4,500,000 | 0.5% |
| Cathay Gen Bancorp | *W EXP 12/05/201 | 149150112 | $9.1K | 279,000 | 0.5% |
| Starwood Ppty Tr Inc | NOTE 3.750%10/1 | 85571BAC9 | $8.6K | $8,500,000 | 0.5% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $8.6K | $4,488,000 | 0.5% |
| Juniper Networks Inc(JNP)Put | COM | 48203R104 | $7.8K | 300,000 | 0.4% |
| United States Stl Corp | NOTE 2.750% 4/0 | 912909AH1 | $7.2K | $6,500,000 | 0.4% |
| Arowana Inc | UNIT 99/99/9999 | G05011138 | $7.1K | 700,000 | 0.4% |
| Associated Banc Corp | *W EXP 11/21/201 | 045487113 | $6.9K | 339,600 | 0.4% |
| Mentor Graphics Corp | SDCV 4.000% 4/0 | 587200AK2 | $6.8K | $5,025,000 | 0.4% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $6.2K | $4,418,000 | 0.4% |
| Blucora Inc | NOTE 4.250% 4/0 | 095229AB6 | $6.2K | $6,200,000 | 0.4% |
| Walter Invt Mgmt Corp | NOTE 4.500%11/0 | 93317WAA0 | $6.1K | $7,431,000 | 0.3% |
| Terrapin 3 Acquisition Corp | UNIT 06/27/2019 | 88104P203 | $6.1K | 595,000 | 0.3% |
| Ryland Group Inc | NOTE 1.625% 5/1 | 783764AQ6 | $6.1K | $4,000,000 | 0.3% |
| Solazyme Inc | NOTE 6.000% 2/0 | 83415TAB7 | $6.0K | $9,455,000 | 0.3% |
| Chesapeake Energy Corp | NOTE 2.750%11/1 | 165167BW6 | $5.2K | $5,219,000 | 0.3% |
| Atlantic Alliance Partner Co | SHS | G04897107 | $5.1K | 500,000 | 0.3% |
| Spdr Gold Tr(GLD)Call | GOLD SHS | 78463V107 | $5.1K | 45,000 | 0.3% |
| GP Invts Acquisition Corp | UNIT 99/99/9999 | G40357116 | $5.0K | 498,606 | 0.3% |