Q2 2015 Holdings
Filed 2015-08-13 | 89 holdings | $1.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Galena Biopharma Inc | COM | 363256108 | $43 | 25,045 | 0.0% |
| Alere Inc | PERP PFD CONV SE | 01449J204 | $53 | $15,000 | 0.0% |
| Frontier Communications Corp | PFD CONV SER-A | 35906A207 | $124 | $125,000 | 0.0% |
| Titan International Inc(TWI) | COM | 88830M102 | $188 | 17,500 | 0.0% |
| Nokia OYJ(NOK) | SPONSORED ADR | 654902204 | $200 | 29,130 | 0.0% |
| Omnicare Cap Tr II | PFD B TR 4.00% | 68214Q200 | $221 | $191,800 | 0.0% |
| Barington Hilco Acquisition | COM | 06759V101 | $241 | 24,740 | 0.0% |
| Lincoln National Corp | *W EXP 07/10/201 | 534187117 | $408 | 6,886 | 0.0% |
| SunTrust Bks Inc | COM | 867914103 | $472 | 10,968 | 0.0% |
| BlackBerry Ltd(BB)Call | COM | 09228F103 | $654 | 80,000 | 0.0% |
| Comerica Inc(CMA) | COM | 200340107 | $826 | 16,099 | 0.0% |
| Signature Bk New York NY | *W EXP 12/12/201 | 82669G112 | $827 | 5,649 | 0.0% |
| Cambridge Cap Acquisition Corp | *W EXP 12/17/201 | 13215Q114 | $1.1K | 110,950 | 0.1% |
| Kansas City SouthernCall | COM NEW | 485170302 | $1.1K | 12,500 | 0.1% |
| TTM Technologies Inc(TTMI) | COM | 87305R109 | $1.5K | 149,000 | 0.1% |
| SunTrust Bks Inc | *W EXP 12/31/201 | 867914129 | $2.0K | 45,800 | 0.1% |
| Boulevard Acquisition Corp | *W EXP 02/19/201 | 10157P112 | $2.0K | 158,428 | 0.1% |
| Barington Hilco Acquisition | UNIT 99/99/9999T | 06759V200 | $2.0K | 200,000 | 0.1% |
| Washington Fed Inc | *W EXP 11/14/201 | 938824117 | $2.1K | 89,382 | 0.1% |
| Solazyme Inc | NOTE 5.000%10/0 | 83415TAC5 | $2.1K | $3,685,000 | 0.1% |
| Rayonier Inc(RYN)Call | COM | 754907103 | $2.2K | 88,000 | 0.1% |
| Texas Capital Bancshares Inc | *W EXP 01/16/201 | 88224Q115 | $2.5K | 40,700 | 0.1% |
| Terrapin 3 Acquisition Corp | *W EXP 06/27/201 | 88104P112 | $2.5K | 250,000 | 0.1% |
| SunTrust Bks Inc | *W EXP 11/14/201 | 867914111 | $2.5K | 59,100 | 0.1% |
| Trina Solar Ltd | DBCV 3.500% 6/1 | 89628EAC8 | $2.5K | $2,500,000 | 0.1% |
| Titan International Inc(TWI)Put | COM | 88830M102 | $2.7K | 250,000 | 0.2% |
| Gol Linhas Aereas Intlg SA | SP ADR REP PFD | 38045R107 | $2.7K | 1,141,000 | 0.2% |
| Quinpario Acquisition Corp 2 | COM | 74874U101 | $3.0K | 300,600 | 0.2% |
| Herbalife Ltd | NOTE 2.000% 8/1 | 42703MAB9 | $3.2K | $3,600,000 | 0.2% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $3.3K | $3,670,000 | 0.2% |
| 1347 Cap Corp | UNIT 07/18/2016 | 68245V202 | $3.6K | 350,000 | 0.2% |
| Humana Inc(HUM)Call | COM | 444859102 | $3.8K | 20,000 | 0.2% |
| ROI Acquisition Corp II | *W EXP 09/17/201 | 74966G119 | $4.1K | 400,000 | 0.2% |
| WL Ross Holding Corp | *W EXP 06/11/201 | 92939D112 | $4.2K | 400,000 | 0.2% |
| Mgic Invt Corp | NOTE 2.000% 4/0 | 552848AE3 | $4.2K | $2,500,000 | 0.2% |
| Comerica Inc | *W EXP 11/14/201 | 200340115 | $4.2K | 82,200 | 0.2% |
| Boulevard Acquisition Corp | COM | 10157P104 | $4.5K | 363,100 | 0.3% |
| Cambridge CapAcquisition Corp | COM | 13215Q106 | $4.7K | 475,000 | 0.3% |
| F5 Networks Inc(FFIV)Put | COM | 315616102 | $4.8K | 40,000 | 0.3% |
| GP Invts Acquisition Corp | UNIT 99/99/9999 | G40357116 | $5.0K | 498,606 | 0.3% |
| Spdr Gold Tr(GLD)Call | GOLD SHS | 78463V107 | $5.1K | 45,000 | 0.3% |
| Atlantic Alliance Partner Co | SHS | G04897107 | $5.1K | 500,000 | 0.3% |
| Chesapeake Energy Corp | NOTE 2.750%11/1 | 165167BW6 | $5.2K | $5,219,000 | 0.3% |
| Solazyme Inc | NOTE 6.000% 2/0 | 83415TAB7 | $6.0K | $9,455,000 | 0.3% |
| Ryland Group Inc | NOTE 1.625% 5/1 | 783764AQ6 | $6.1K | $4,000,000 | 0.3% |
| Terrapin 3 Acquisition Corp | UNIT 06/27/2019 | 88104P203 | $6.1K | 595,000 | 0.3% |
| Walter Invt Mgmt Corp | NOTE 4.500%11/0 | 93317WAA0 | $6.1K | $7,431,000 | 0.3% |
| Blucora Inc | NOTE 4.250% 4/0 | 095229AB6 | $6.2K | $6,200,000 | 0.4% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $6.2K | $4,418,000 | 0.4% |
| Mentor Graphics Corp | SDCV 4.000% 4/0 | 587200AK2 | $6.8K | $5,025,000 | 0.4% |