Q3 2015 Holdings
Filed 2015-11-16 | 93 holdings | $1.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cambridge Capital Acquisition Corp | *W EXP 12/17/201 | 13215Q114 | $28 | 110,950 | 0.0% |
| Garnero Group Acquisition Co | *W EXP 06/24/201 | G5866L116 | $34 | 284,000 | 0.0% |
| Alere Inc | PERP PFD CONV SE | 01449J204 | $49 | $15,000 | 0.0% |
| ROI Acquisition Corp II | *W EXP 09/17/201 | 74966G119 | $114 | 313,600 | 0.0% |
| Terrapin 3 Acquisition Corp | *W EXP 06/27/201 | 88104P112 | $122 | 250,000 | 0.0% |
| SunTrust Banks Inc | *W EXP 11/14/201 | 867914111 | $200 | 59,100 | 0.0% |
| Barington o Acquisition Corp | COM | 06759V101 | $243 | 24,740 | 0.0% |
| Comerica Inc(CMA) | COM | 200340107 | $251 | 6,099 | 0.0% |
| Lincoln National Corp | *W EXP 07/10/201 | 534187117 | $271 | 6,886 | 0.0% |
| AgroFresh Solutions Inc | *W EXP 07/31/202 | 00856G117 | $309 | 158,428 | 0.0% |
| WL Ross Holding Corp | *W EXP 06/11/201 | 92939D112 | $364 | 470,000 | 0.0% |
| SunTrust Banks Inc | *W EXP 12/31/201 | 867914129 | $387 | 45,800 | 0.0% |
| Lindblad Expeditions Holdings Inc (Old Clacw) | *W EXP 07/08/202 | 535219117 | $388 | 218,663 | 0.0% |
| SunTrust Banks Inc | COM | 867914103 | $419 | 10,968 | 0.0% |
| Washington Federal Inc | *W EXP 11/14/201 | 938824117 | $485 | 89,382 | 0.0% |
| Signature Bank York NY | *W EXP 12/12/201 | 82669G112 | $608 | 5,649 | 0.0% |
| Titan International Inc(TWI) | COM | 88830M102 | $628 | 95,000 | 0.1% |
| Titan International Inc(TWI)Put | COM | 88830M102 | $661 | 100,000 | 0.1% |
| Associated Banc-Corp | *W EXP 11/21/201 | 045487113 | $752 | 339,600 | 0.1% |
| Comerica Inc | *W EXP 11/14/201 | 200340115 | $1.0K | 82,200 | 0.1% |
| Pepco Holdings IncCall | COM | 713291102 | $1.2K | 50,000 | 0.1% |
| Yahoo! IncCall | COM | 984332106 | $1.4K | 50,000 | 0.1% |
| Texas Capital Bancshares Inc | *W EXP 01/16/201 | 88224Q115 | $1.5K | 40,700 | 0.1% |
| Rayonier Inc(RYN)Call | COM | 754907103 | $1.9K | 88,000 | 0.2% |
| Barington o Acquisition Corp | UNIT 99/99/9999T | 06759V200 | $2.0K | 200,000 | 0.2% |
| Solazyme Inc | NOTE 5.000%10/0 | 83415TAC5 | $2.1K | $3,685,000 | 0.2% |
| Trina Solar Ltd | DBCV 3.500% 6/1 | 89628EAC8 | $2.2K | $2,500,000 | 0.2% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $2.8K | 782,750 | 0.2% |
| Cathay General Bancorp | *W EXP 12/05/201 | 149150112 | $2.8K | 279,000 | 0.2% |
| Quinpario Acquisition Corp 2 | COM | 74874U101 | $3.0K | 300,600 | 0.2% |
| Aegerion Pharmaceuticals Inc | NOTE 2.000% 8/1 | 00767EAB8 | $3.0K | $4,000,000 | 0.2% |
| Herbalife Ltd | NOTE 2.000% 8/1 | 42703MAB9 | $3.2K | $3,600,000 | 0.3% |
| Mgic Investment Corp | NOTE 2.000% 4/0 | 552848AE3 | $3.6K | $2,500,000 | 0.3% |
| 1347 Capital Corp | UNIT 07/18/2016 | 68245V202 | $3.6K | 350,000 | 0.3% |
| Seacor Holdings Inc | NOTE 3.000%11/1 | 81170YAB5 | $3.6K | $4,500,000 | 0.3% |
| Walter Investment Management Corp | NOTE 4.500%11/0 | 93317WAA0 | $4.0K | $5,431,000 | 0.3% |
| Cambridge Capital Acquisition Corp | COM | 13215Q106 | $4.7K | 475,000 | 0.4% |
| Spdr Gold Shares(GLD)Call | GOLD SHS | 78463V107 | $4.8K | 45,000 | 0.4% |
| Qihoo 360 Technology Co Ltd | NOTE 0.500% 8/1 | 74734MAE9 | $4.8K | $5,500,000 | 0.4% |
| EI du Pont de Nemours & CoPut | COM | 263534109 | $4.8K | 100,000 | 0.4% |
| EnerNOC Inc | DBCV 2.250% 8/1 | 292764AB3 | $4.9K | $7,000,000 | 0.4% |
| Pace Holdings Corp | UNIT 99/99/9999 | G6865N129 | $4.9K | 481,326 | 0.4% |
| Double Eagle Acquisition Corp | UNIT 99/99/9999 | G28195108 | $5.1K | 500,000 | 0.4% |
| Atlantic Alliance Partnership Corp | SHS | G04897107 | $5.1K | 500,000 | 0.4% |
| GP Investments Acquisition Corp | UNIT 99/99/9999 | G40357116 | $5.1K | 514,990 | 0.4% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $5.6K | $4,670,000 | 0.4% |
| Solazyme Inc | NOTE 6.000% 2/0 | 83415TAB7 | $5.7K | $9,455,000 | 0.5% |
| Blucora Inc | NOTE 4.250% 4/0 | 095229AB6 | $5.9K | $6,200,000 | 0.5% |
| Boulevard Acquisition Corp II | UNIT 99/99/9999 | 10157Q201 | $6.0K | 600,000 | 0.5% |
| Global Partner Acquisition Corp | UNIT 07/01/2020 | 37954X204 | $6.0K | 600,000 | 0.5% |