Q2 2017 Holdings
Filed 2017-08-03 | 50 holdings | $931.7K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| VeriSign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $312.5K | $114,695,000 | 33.5% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $181.2K | $58,077,000 | 19.4% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $102.4K | $33,615,000 | 11.0% |
| Tesaro Inc | NOTE 3.000%10/0 | 881569AA5 | $72.8K | $18,027,000 | 7.8% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $35.2K | $23,500,000 | 3.8% |
| Liberty Interactive LLC | DEB 3.500% 1/1 | 530715AN1 | $22.5K | $41,328,000 | 2.4% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $22.2K | $15,714,000 | 2.4% |
| Innoviva Inc | NOTE 2.125% 1/1 | 88338TAB0 | $15.6K | $17,110,000 | 1.7% |
| Ctrip.com International Ltd | NOTE 1.250%10/1 | 22943FAD2 | $15.6K | $11,000,000 | 1.7% |
| Tesla Motors Inc | NOTE 0.250% 3/0 | 88160RAB7 | $12.3K | $10,743,000 | 1.3% |
| Akamai Technologies Inc | DBCV 2/1 | 00971TAG6 | $12.2K | $12,500,000 | 1.3% |
| Illumina Inc | NOTE 6/1 | 452327AF6 | $11.2K | $11,000,000 | 1.2% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $11.0K | $9,500,000 | 1.2% |
| Immunomedics Inc | NOTE 4.750% 2/1 | 452907AK4 | $10.1K | $5,512,000 | 1.1% |
| Starwood Property Trust Inc | NOTE 3.750%10/1 | 85571BAC9 | $8.5K | $8,500,000 | 0.9% |
| CalAtlantic Group Inc | NOTE 1.625% 5/1 | 783764AQ6 | $8.4K | $7,115,000 | 0.9% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $7.8K | $6,000,000 | 0.8% |
| Starwood Waypoint Homes | NOTE 3.000% 7/0 | 85571WAB5 | $6.8K | $5,694,000 | 0.7% |
| Easterly Acquisition Corp | COM | 27616L102 | $6.5K | 650,000 | 0.7% |
| WebMD Health Corp | NOTE 2.500% 1/3 | 94770VAF9 | $6.2K | $6,000,000 | 0.7% |
| Boulevard Acquisition Corp II | CL A | 10157Q102 | $6.0K | 600,000 | 0.6% |
| Global Partner Acquisition Corp | COM | 37954X105 | $6.0K | 600,000 | 0.6% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $5.6K | 446,299 | 0.6% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $5.4K | $4,000,000 | 0.6% |
| Double Eagle Acquisition Corp | UNIT 99/99/9999 | G28195108 | $5.3K | 500,000 | 0.6% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $5.2K | $6,000,000 | 0.6% |
| Landcadia Holdings Inc | UNIT 12/31/2021T | 51476W206 | $4.2K | 400,000 | 0.5% |
| Associated Banc-Corp | *W EXP 11/21/201 | 045487113 | $2.2K | 380,181 | 0.2% |
| Safeguard Scientifics Inc | DBCV 5.250% 5/1 | 786449AK4 | $2.0K | $2,021,000 | 0.2% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $1.4K | $1,500,000 | 0.2% |
| Fluidigm Corp | NOTE 2.750% 2/0 | 34385PAA6 | $1.2K | $2,000,000 | 0.1% |
| Saban Capital Acquisition Corp | UNIT 99/99/9999 | 78516C205 | $1.1K | 100,000 | 0.1% |
| SunTrust Banks Inc | *W EXP 11/14/201 | 867914111 | $781 | 56,038 | 0.1% |
| iShares China Large-Cap ETF(FXI) | CHINA LG-CAP ETF | 464287184 | $675 | 17,000 | 0.1% |
| Renewable Energy Group Inc | MTNF 2.750% 6/1 | 75972AAA1 | $648 | $585,000 | 0.1% |
| Signature Bank York NY | *W EXP 12/12/201 | 82669G112 | $640 | 5,649 | 0.1% |
| Verint Systems Inc(VTY) | COM | 92343X100 | $575 | 14,138 | 0.1% |
| Nabors Industries Ltd(NBR) | SHS | G6359F103 | $405 | 49,700 | 0.0% |
| Boulevard Acquisition Corp II | *W EXP 09/25/202 | 10157Q110 | $210 | 300,000 | 0.0% |
| GP Investments Acquisition Corp | *W EXP 05/19/202 | G40357108 | $182 | 262,395 | 0.0% |
| Easterly Acquisition Corp | *W EXP 07/29/202 | 27616L110 | $172 | 208,501 | 0.0% |
| Verso Corp | CL A | 92531L207 | $122 | 26,092 | 0.0% |
| Global Partner Acquisition Corp | *W EXP 07/01/202 | 37954X113 | $120 | 600,000 | 0.0% |
| Pacific Special Acquisition Corp | RIGHT 03/15/2017 | G68588113 | $90 | 151,300 | 0.0% |
| Bank of America Corp | *W EXP 10/28/201 | 060505153 | $82 | 106,100 | 0.0% |
| Conyers Park Acquisition Corp | *W EXP 07/20/202 | 212894117 | $52 | 20,000 | 0.0% |
| Hornbeck Offshore Services Inc | COM | 440543106 | $47 | 16,739 | 0.0% |
| Barington o Acquisition Corp | RIGHT 02/13/2017 | 06759V119 | $46 | 126,146 | 0.0% |
| Alere Inc | PERP PFD CONV SE | 01449J204 | $29 | $7,450 | 0.0% |
| Barington o Acquisition Corp | *W EXP 02/11/201 | 06759V127 | $26 | 176,689 | 0.0% |