Q4 2017 Holdings
Filed 2018-02-14 | 69 holdings | $1.2M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2018-03-16) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| VeriSign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $383.2K | $114,695,000 | 31.2% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $248.1K | $58,077,000 | 20.2% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $201.6K | $48,912,000 | 16.4% |
| Tesaro Inc | NOTE 3.000%10/0 | 881569AA5 | $44.6K | $18,027,000 | 3.6% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $42.6K | $25,000,000 | 3.5% |
| IH Merger Sub LLC | NOTE 3.000% 7/0 | 85571WAB5 | $23.4K | $18,194,000 | 1.9% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $20.5K | $15,714,000 | 1.7% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $20.0K | $10,483,000 | 1.6% |
| General Cable Corp | FRNT 4.500%11/1 | 369300AL2 | $15.9K | $15,000,000 | 1.3% |
| salesforce.com Inc | NOTE 0.250% 4/0 | 79466LAD6 | $15.5K | $10,074,000 | 1.3% |
| Ctrip.com International Ltd | NOTE 1.250%10/1 | 22943FAD2 | $13.0K | $11,000,000 | 1.1% |
| Theravance Biopharma IncA | NOTE 3.250%11/0 | 88339KAA0 | $12.2K | $11,166,000 | 1.0% |
| Radius Health IncA | NOTE 3.000% 9/0 | 750469AA6 | $11.8K | $12,500,000 | 1.0% |
| Tesla IncA | NOTE 2.375% 3/1 | 88160RAD3 | $11.6K | $10,000,000 | 0.9% |
| Tesla Motors Inc | NOTE 0.250% 3/0 | 88160RAB7 | $11.4K | $10,743,000 | 0.9% |
| Akamai Technologies Inc | DBCV 2/1 | 00971TAG6 | $11.1K | $11,000,000 | 0.9% |
| Ciena CorpA | NOTE 3.750%10/1 | 171779AJ0 | $10.5K | $9,000,000 | 0.9% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $10.3K | $9,500,000 | 0.8% |
| Electronics For Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $8.2K | $8,500,000 | 0.7% |
| Sucampo Pharmaceuticals IncA | NOTE 3.250%12/1 | 864909AB2 | $7.9K | $6,500,000 | 0.6% |
| Innoviva Inc | NOTE 2.125% 1/1 | 88338TAB0 | $7.5K | $7,570,000 | 0.6% |
| Black Ridge Acquisition CorpA | COM | 09216T107 | $6.8K | 700,000 | 0.6% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $6.4K | $6,000,000 | 0.5% |
| Modern Media Acquisition Corp(MMDM)A | COM | 60765P103 | $5.4K | 546,420 | 0.4% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $5.1K | $6,000,000 | 0.4% |
| Hostess Brands IncA | *W EXP 11/04/202 | 44109J114 | $5.1K | 2,228,655 | 0.4% |
| Industrea Acquisition CorpA | UNIT 07/21/2024 | 45579J203 | $5.0K | 500,000 | 0.4% |
| Vantage Energy Acquisition CorpA | UNIT 04/12/2024 | 92211L204 | $4.8K | 472,738 | 0.4% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $4.7K | $4,000,000 | 0.4% |
| ServiceNow Inc | NOTE 11/0 | 81762PAB8 | $4.4K | $2,500,000 | 0.4% |
| Landcadia Holdings Inc | UNIT 12/31/2021T | 51476W206 | $4.2K | 400,000 | 0.3% |
| Pensare Acquisition CorpA | UNIT 07/27/2022 | 70957E204 | $4.1K | 397,769 | 0.3% |
| Osprey Energy Acquisition CorpA | UNIT 07/21/2022 | 688397207 | $3.7K | 374,000 | 0.3% |
| Matlin and Partners Acquisition CorpA | UNIT 05/28/2021A | 57682V205 | $3.5K | 350,000 | 0.3% |
| Intercept Pharmaceuticals Inc | NOTE 3.250% 7/0 | 45845PAA6 | $3.2K | $4,000,000 | 0.3% |
| Leisure Acquisition CorpA | UNIT 99/99/9999 | 52539T206 | $3.0K | 300,000 | 0.2% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $2.9K | 156,299 | 0.2% |
| Renewable Energy Group IncA | NOTE 4.000% 6/1 | 75972AAC7 | $2.6K | $2,000,000 | 0.2% |
| Associated Banc-Corp | *W EXP 11/21/201 | 045487113 | $2.3K | 380,181 | 0.2% |
| Safeguard Scientifics Inc | DBCV 5.250% 5/1 | 786449AK4 | $2.1K | $2,021,000 | 0.2% |
| FinTech Acquisition Corp IIA | COM | 31810G109 | $2.0K | 200,000 | 0.2% |
| Novavax IncA | NOTE 3.750% 2/0 | 670002AB0 | $1.9K | $4,000,000 | 0.2% |
| Fluidigm Corp | NOTE 2.750% 2/0 | 34385PAA6 | $1.7K | $2,000,000 | 0.1% |
| TPG Pace Energy Holdings CorpA | UNIT 99/99/9999 | 872656202 | $1.5K | 150,000 | 0.1% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $1.4K | $1,500,000 | 0.1% |
| SunTrust Banks Inc | *W EXP 11/14/201 | 867914111 | $1.2K | 56,038 | 0.1% |
| Daseke IncA | *W EXP 02/27/202 | 23753F115 | $1.1K | 525,981 | 0.1% |
| Saban Capital Acquisition Corp | UNIT 99/99/9999 | 78516C205 | $1.1K | 100,000 | 0.1% |
| Forum Merger CorpA | UNIT 06/01/2024 | 34985B202 | $951 | 87,290 | 0.1% |
| Forum Merger CorpA | COM CL A | 34985B103 | $709 | 71,000 | 0.1% |