Q4 2017 Holdings
Filed 2018-02-14 | 69 holdings | $1.2M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2018-03-16) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Barington o Acquisition Corp | *W EXP 02/11/201 | 06759V127 | $12 | 168,689 | 0.0% |
| Barington o Acquisition Corp | RIGHT 02/13/2017 | 06759V119 | $20 | 121,896 | 0.0% |
| VivoPower International PLCA | SHS | G9376R100 | $35 | 12,146 | 0.0% |
| Gores Holdings II IncA | *W EXP 03/06/202 | 382867117 | $48 | 33,332 | 0.0% |
| Forum Merger CorpA | *W EXP 06/01/202 | 34985B111 | $54 | 81,700 | 0.0% |
| Easterly Acquisition Corp | *W EXP 07/29/202 | 27616L110 | $123 | 207,501 | 0.0% |
| Forum Merger CorpA | RIGHT 06/01/2019 | 34985B129 | $132 | 200,000 | 0.0% |
| Modern Media Acquisition CorpA | *W EXP 05/17/202 | 60765P111 | $133 | 274,999 | 0.0% |
| Modern Media Acquisition CorpA | RIGHT 99/99/9999 | 60765P129 | $174 | 447,200 | 0.0% |
| Black Ridge Acquisition CorpA | RIGHT 07/10/2019 | 09216T123 | $194 | 700,000 | 0.0% |
| Estre Ambiental IncA | *W EXP 12/21/202 | G3206V118 | $206 | 300,000 | 0.0% |
| Black Ridge Acquisition CorpA | *W EXP 07/10/202 | 09216T115 | $214 | 700,000 | 0.0% |
| Rosehill Resources IncA | *W EXP 09/16/202 | 777385113 | $280 | 299,900 | 0.0% |
| Nabors Industries Ltd(NBR) | SHS | G6359F103 | $339 | 49,700 | 0.0% |
| Williams Scotsman CorpA | *W EXP 09/10/202 | 971375118 | $362 | 252,240 | 0.0% |
| Global Partner Acquisition Corp | *W EXP 07/01/202 | 37954X113 | $407 | 391,000 | 0.0% |
| Simply Good Foods CoA | *W EXP 07/07/202 | 82900L110 | $474 | 122,910 | 0.0% |
| Discovery Communications Inc(DISCAUSD) | COM SER A | 25470F104 | $560 | 25,000 | 0.0% |
| Renewable Energy Group Inc | MTNF 2.750% 6/1 | 75972AAA1 | $612 | $585,000 | 0.0% |
| Forum Merger CorpA | COM CL A | 34985B103 | $709 | 71,000 | 0.1% |
| Forum Merger CorpA | UNIT 06/01/2024 | 34985B202 | $951 | 87,290 | 0.1% |
| Saban Capital Acquisition Corp | UNIT 99/99/9999 | 78516C205 | $1.1K | 100,000 | 0.1% |
| Daseke IncA | *W EXP 02/27/202 | 23753F115 | $1.1K | 525,981 | 0.1% |
| SunTrust Banks Inc | *W EXP 11/14/201 | 867914111 | $1.2K | 56,038 | 0.1% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $1.4K | $1,500,000 | 0.1% |
| TPG Pace Energy Holdings CorpA | UNIT 99/99/9999 | 872656202 | $1.5K | 150,000 | 0.1% |
| Fluidigm Corp | NOTE 2.750% 2/0 | 34385PAA6 | $1.7K | $2,000,000 | 0.1% |
| Novavax IncA | NOTE 3.750% 2/0 | 670002AB0 | $1.9K | $4,000,000 | 0.2% |
| FinTech Acquisition Corp IIA | COM | 31810G109 | $2.0K | 200,000 | 0.2% |
| Safeguard Scientifics Inc | DBCV 5.250% 5/1 | 786449AK4 | $2.1K | $2,021,000 | 0.2% |
| Associated Banc-Corp | *W EXP 11/21/201 | 045487113 | $2.3K | 380,181 | 0.2% |
| Renewable Energy Group IncA | NOTE 4.000% 6/1 | 75972AAC7 | $2.6K | $2,000,000 | 0.2% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $2.9K | 156,299 | 0.2% |
| Leisure Acquisition CorpA | UNIT 99/99/9999 | 52539T206 | $3.0K | 300,000 | 0.2% |
| Intercept Pharmaceuticals Inc | NOTE 3.250% 7/0 | 45845PAA6 | $3.2K | $4,000,000 | 0.3% |
| Matlin and Partners Acquisition CorpA | UNIT 05/28/2021A | 57682V205 | $3.5K | 350,000 | 0.3% |
| Osprey Energy Acquisition CorpA | UNIT 07/21/2022 | 688397207 | $3.7K | 374,000 | 0.3% |
| Pensare Acquisition CorpA | UNIT 07/27/2022 | 70957E204 | $4.1K | 397,769 | 0.3% |
| Landcadia Holdings Inc | UNIT 12/31/2021T | 51476W206 | $4.2K | 400,000 | 0.3% |
| ServiceNow Inc | NOTE 11/0 | 81762PAB8 | $4.4K | $2,500,000 | 0.4% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $4.7K | $4,000,000 | 0.4% |
| Vantage Energy Acquisition CorpA | UNIT 04/12/2024 | 92211L204 | $4.8K | 472,738 | 0.4% |
| Industrea Acquisition CorpA | UNIT 07/21/2024 | 45579J203 | $5.0K | 500,000 | 0.4% |
| Hostess Brands IncA | *W EXP 11/04/202 | 44109J114 | $5.1K | 2,228,655 | 0.4% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $5.1K | $6,000,000 | 0.4% |
| Modern Media Acquisition Corp(MMDM)A | COM | 60765P103 | $5.4K | 546,420 | 0.4% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $6.4K | $6,000,000 | 0.5% |
| Black Ridge Acquisition CorpA | COM | 09216T107 | $6.8K | 700,000 | 0.6% |
| Innoviva Inc | NOTE 2.125% 1/1 | 88338TAB0 | $7.5K | $7,570,000 | 0.6% |
| Sucampo Pharmaceuticals IncA | NOTE 3.250%12/1 | 864909AB2 | $7.9K | $6,500,000 | 0.6% |